Filings Radar

SEC 8-K and 6-K filings classified by Claude with reasoning, plus Form 4 insider transactions. Ingested from EDGAR’s filing stream in near-real time, reconciled overnight.

Showing material events only. Routine administrative filings — bylaw amendments, technical fund updates, procedural FD disclosures — are filtered out so the front page stays signal-dense.

ZoomInfo Technologies Inc. (GTM)

8-K Exec Compensation confidence 95% filed 2026-06-10 Item 5.02

The Compensation Committee approved a performance-based cash bonus for CFO Michael Graham O'Brien with a target award value of $500,000, contingent on fiscal year 2026 adjusted operating income goals. This is a direct disclosure of a compensatory arrangement for a named executive officer, fitting the exec_compensation category. The materiality threshold is met given the significant dollar amount and the CFO's role.

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TELEFLEX INC (TFX)

8-K Exec Compensation confidence 95% filed 2026-06-09 Item 5.02

The disclosure centers on approval of a special restricted stock unit award with a grant date fair value of $600,000 to Stuart A. Randle, the Interim President and Chief Executive Officer. This is a compensatory arrangement for a named executive officer, approved by the Board's Compensation Committee, and falls squarely within the exec_compensation category. The materiality is clear given the substantial dollar amount and the executive's role as interim CEO.

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STAAR SURGICAL CO (STAA)

8-K Exec Compensation confidence 95% filed 2026-06-09 Item 5.02

The Compensation Committee approved increases to Deborah Andrews' annual base salary (from $512,000 to $575,000) and target annual cash bonus (from 55% to 60% of base salary), effective June 8, 2026. This is a direct disclosure of compensatory arrangements for a named executive officer, fitting the exec_compensation category. The adjustments are material as they represent a meaningful increase in total compensation for a senior officer (Interim Co-CEO and CFO).

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CASEYS GENERAL STORES INC (CASY)

8-K Exec Compensation confidence 95% filed 2026-06-09 Item 5.02

The Board approved compensatory arrangements for the five named executive officers, including 2026 fiscal year annual incentive payouts (161% of target), 2027 long-term equity incentive awards (RSUs and PSUs with ROIC and EBITDA performance goals), 2027 annual incentive plan structure, and 2027 base salary approvals.

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VAALCO ENERGY INC /DE/ (EGY)

8-K Exec Compensation confidence 95% filed 2026-06-09 Item 5.02

The Board adopted three new forms of equity award agreements (Performance RSA Agreement, Time-based RSA Agreement, and RSU Award Agreement) under the 2020 LTIP on June 4, 2026, and the Compensation Committee awarded restricted shares to executive officers and directors pursuant to these agreements. This disclosure centers on compensatory arrangements—the establishment of new equity award forms and their grant to named executives and directors—which is the hallmark of Item 5.02(e) compensation disclosures.

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Virtu Financial, Inc. (VIRT)

8-K Exec Compensation confidence 95% filed 2026-06-09 Item 5.02

The filing discloses an amended and restated employment agreement for Ms. Cindy Lee, the Chief Financial Officer, detailing her base salary ($500,000), discretionary bonus eligibility, a special long-term equity award of 20,000 RSUs vesting over three years, severance provisions including change-of-control protections (2.5x base salary plus bonus), and benefits continuation. This is a material compensatory arrangement for a named executive officer that would affect investor assessment of executive costs and retention incentives.

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Ulta Beauty, Inc. (ULTA)

8-K Exec Compensation confidence 92% filed 2026-06-09 Item 5.02

Stockholders approved the 2026 Incentive Award Plan, which replaces the prior equity compensation plan and authorizes 5,001,201 shares for future grants of stock options, RSUs, restricted stock, and other equity awards to employees, consultants, and directors.

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Axsome Therapeutics, Inc. (AXSM)

8-K Exec Compensation confidence 95% filed 2026-06-09 Item 5.02

The Compensation Committee approved adoption of a new Executive Severance and Change in Control Plan effective June 5, 2026, which establishes severance and change-in-control benefits for named executive officers and other key employees. This is a compensatory arrangement disclosure under Item 5.02(e), distinct from an executive departure or appointment. The plan specifies tiered severance payments, equity acceleration, and COBRA benefits triggered by qualifying termination events, making it material to investor assessment of executive compensation obligations.

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Rain Enhancement Technologies Holdco, Inc. (RAINW)

8-K Exec Compensation confidence 85% filed 2026-06-09 Item 8.01

Rain Enhancement Technologies issued 490,000 shares of Class A Common Stock as deferred compensation to six directors (Dickerson, Steele, Reardon, Peperzak, Riley, Sylvester), a Senior Technology Advisor (Morris), and an independent contractor (Monroe) pursuant to the 2024 Equity Incentive Plan and previously-disclosed Director Agreements.

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FG Nexus Inc. (FGNXP)

8-K Exec Compensation confidence 85% filed 2026-06-09

The filing discloses modifications to compensatory arrangements for two named executives—Jose Vargas (Head of Business Development and board member) and Theodore Rosenthal (President of Digital Assets Division)—reducing their annual base salaries from $150,000 to $30,000 per annum effective May 11, 2026. This is a material change to executive compensation reflecting the Company's reduced scale of operations, disclosed under Item 5.02(e).

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Arcutis Biotherapeutics, Inc. (ARQT)

8-K Exec Compensation confidence 92% filed 2026-06-09 Item 8.01

The Board approved revisions to the Amended and Restated Non-Employee Director Compensation Program, which establishes annual cash and equity compensation arrangements for non-employee directors.

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SEMTECH CORP (SMTC)

8-K Exec Compensation confidence 92% filed 2026-06-08 Item 5.02

Semtech amended its Executive Severance Plan to expand severance benefits to cover terminations outside a Change in Control, and amended the 2017 Long-Term Equity Incentive Plan to increase available shares by 4.3 million.

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HAWTHORN BANCSHARES, INC. (HWBK)

8-K Exec Compensation confidence 92% filed 2026-06-08 Item 5.02

The Board approved a form of restricted stock unit agreement for annual equity awards to non-employee directors under the Company's Equity Incentive Plan, establishing vesting terms (first anniversary with continuous service requirement) and director equity compensation arrangements.

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Qorvo, Inc. (QRVO)

8-K Exec Compensation confidence 95% filed 2026-06-08 Item 5.02

The filing discloses approval by the Compensation Committee of performance-based restricted stock unit (PBRSU) awards for fiscal year 2027 to named executive officers, including CEO Robert Bruggeworth and CFO Grant Brown, along with a specific retention award to Philip Chesley. These are compensatory arrangements subject to performance and service conditions, directly falling under Item 5.02(e) disclosure requirements. The disclosure includes target grant values, performance metrics, and vesting conditions—all hallmarks of executive compensation arrangements material to investor assessment.

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Knightscope, Inc. (KSCP)

8-K Exec Compensation confidence 95% filed 2026-06-08 Item 5.02

The filing discloses amended and restated employment agreements for three named executives (William Santana Li, Apoorv S. Dwivedi, and Mercedes Soria) that establish new base salaries, annual bonus targets, performance-based cash awards with aggregate target values of $65M, $35.75M, and $22.75M respectively, severance arrangements, and stock option grants. This is a comprehensive compensatory arrangement disclosure under Item 5.02(e), distinct from an appointment or departure, and materially affects investor assessment of executive incentives and potential future obligations.

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AMERICAN VANGUARD CORP (AVD)

8-K Exec Compensation confidence 92% filed 2026-06-08 Item 5.02

The board awarded success bonuses totaling $450,000 to four named executive officers (Douglas Kaye, David Johnson, Timothy Donnelly, and Shirin Khosravi) in recognition of their role in restructuring the Company's debt.

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EQUITY RESIDENTIAL (EQR)

8-K Exec Compensation confidence 95% filed 2026-06-08 Item 5.02

Equity Residential disclosed compensatory arrangements for four named executives (Schall, Manelis, O'Shea, and Fenster) in connection with the pending Equity Residential–AvalonBay merger, including base salaries, cash and equity incentive targets, long-term performance-vesting awards, and one-time transaction awards.

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Liftoff Mobile, Inc. (LFTO)

8-K Exec Compensation confidence 95% filed 2026-06-08 Item 5.02

The Board and stockholders approved and adopted the 2026 Omnibus Incentive Plan and the 2026 Employee Stock Purchase Plan, both effective June 3, 2026, establishing the company's post-IPO equity compensation framework.

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Smart Sand, Inc. (SND)

8-K Exec Compensation confidence 95% filed 2026-06-08 Item 5.02

Stockholders approved the Smart Sand, Inc. 2026 Equity Incentive Plan and 2026 Employee Stock Purchase Plan on June 2, 2026, authorizing 2,400,000 new shares under the equity plan and 3,000,000 shares for the ESPP, along with forms of award agreements for restricted stock awards.

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GoHealth, Inc. (GOCO)

8-K Exec Compensation confidence 75% filed 2026-06-08 Item 5.02

CEO Vijay Kotte entered into a Cash Performance Plan Award Agreement establishing a multi-tranche cash performance award with specified measurement dates and performance goals, including an initial payment of approximately $2.87 million already earned, with vesting conditions and forfeiture provisions.

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Granite Point Mortgage Trust Inc. (GPMT-PA)

8-K Exec Compensation confidence 95% filed 2026-06-05 Item 5.02

The Board adopted a revised Director Compensation Policy effective June 4, 2026, modifying the structure of director compensation by splitting RSU awards equally between restricted stock units and a long-term cash award to reduce dilution.

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Petros Pharmaceuticals, Inc. (PTPI)

8-K Exec Compensation confidence 95% filed 2026-06-05 Item 5.02

The Board approved grants of 7,000,000 restricted shares to four executives and directors (Silverman, Bernstein, Boctor, and Walker) with a two-tranche vesting schedule (50% immediate, 50% at six months). This is a compensatory arrangement for named executives and directors, clearly falling under Item 5.02(e) disclosure of equity grants. The aggregate size and broad distribution to senior leadership makes this material to investors.

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AMERICAS CARMART INC (CRMT)

8-K Exec Compensation confidence 95% filed 2026-06-05 Item 5.02

The Board approved an Employee Retention Program providing cash-based retention awards and nonqualified stock option grants to named executive officers, including CEO Douglas W. Campbell ($1.2M cash plus 190,600 options), CFO Jonathan Collins ($563K cash plus 45,380 options), COO Jamie Fischer ($531K cash plus 50,660 options), and Chief Accounting Officer Vickie D. Judy ($300K cash plus 16,336 options).

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DBV Technologies S.A. (DBVTF)

8-K Exec Compensation confidence 95% filed 2026-06-05 Item 5.02

The disclosure centers on the Board's approval and grant of 4,060,000 performance share units to Daniel Tassé, the CEO, pursuant to the newly adopted DBV Technologies 2026 Performance Share Unit Plan. This is a compensatory arrangement for a named executive officer involving equity grants with performance and employment conditions, which is the core subject matter of Item 5.02(e). While the filing also references shareholder authorization and plan adoption, the principal disclosed action is the grant of PSUs to the CEO, making this an executive compensation event that would materially affect investor assessment of the company's incentive structure and CEO alignment.

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Hadron Energy, Inc. (GIGGW)

8-K Exec Compensation confidence 95% filed 2026-06-05 Item 5.02

The Board approved base salaries and target bonuses for four named executive officers (CEO, CFO, CTO, COO) following the company's business combination closing. This is a compensatory arrangement disclosure under Item 5.02(e), establishing initial compensation structures with specific salary amounts and bonus percentages. The disclosure is material as it establishes executive compensation post-merger and would affect investor assessment of the company's cost structure and executive incentives.

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GRAHAM CORP (GHM)

8-K Exec Compensation confidence 95% filed 2026-06-05 Item 5.02

The filing discloses compensatory arrangements for named executive officers and non-employee directors, including: (1) renewal and amendment of the Annual Long-Term Incentive Award Plan with specific RSU and PSU grants to Matthew Malone, Daniel J. Thoren, and Christopher J. Thome; (2) amendment of the Annual Executive Cash Bonus Program with target bonus levels ranging from 50% to 100% of base salary; and (3) annual RSU grants to six non-employee directors. These are classic executive compensation disclosures under Item 5.02(e), material to investors assessing executive incentive structures and equity dilution.

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AUBURN NATIONAL BANCORPORATION, INC (AUBN)

8-K Exec Compensation confidence 95% filed 2026-06-05 Item 5.02

The filing discloses awards of Restricted Stock Units (RSUs) to three named executive officers—David A. Hedges (2,078 RSUs), W. James Walker, IV (1,207 RSUs), and Robert L. Smith (1,190 RSUs)—approved by the Compensation Committee on June 5, 2026 under the Company's 2024 Equity and Incentive Compensation Plan. This is a compensatory arrangement for named executives involving equity grants with specified vesting schedules and terms, which is the core definition of exec_compensation under Item 5.02(e).

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Karbon-X Corp. (KARX)

8-K Exec Compensation confidence 72% filed 2026-06-05 Item 1.01

The filing discloses a Consulting Agreement between Karbon-X Corp and Chad Clovis that establishes "his compensation structure going forward," which is a compensatory arrangement for a named individual. While filed under Item 1.01 (typically for M&A), the substance centers on compensation terms rather than a material acquisition or disposition. The agreement's approval by the Board and its material nature to investor assessment supports materiality.

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Trio Petroleum Corp (TPET)

8-K Exec Compensation confidence 95% filed 2026-06-05

The filing discloses compensatory arrangements for two named executives under Item 5.02: Robin Ross (CEO) received a base salary increase from $400,000 to $600,000, a one-time award of 1,500,000 shares, and an increase in discretionary bonus from 100% to 200% of base salary, plus a $300,000 cash bonus; Gregory Overholtzer (CFO) received a one-time award of 200,000 shares. These equity grants and salary/bonus modifications are material executive compensation arrangements requiring disclosure.

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JUPITER NEUROSCIENCES, INC. (JUNS)

8-K Exec Compensation confidence 95% filed 2026-06-05

The filing discloses multiple compensatory arrangements under Item 5.02(e): (1) Amendment No. 3 to Alison Silva's employment agreement appointing her as Chief Operating Officer and President with a base salary increase to $340,200 and a one-time grant of 600,000 stock options; (2) stock option grants to independent non-employee directors (100,000 shares each); and (3) discretionary bonuses in the form of stock options to five executives (ranging from 259,231 to 747,783 shares) plus an additional 200,000-share grant to the CFO. These are material compensatory arrangements affecting named executives and directors.

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Grindr Inc. (GRND)

8-K Exec Compensation confidence 92% filed 2026-06-05 Item 5.02

This disclosure reports stockholder approval of an amendment and restatement of the 2022 Equity Incentive Plan, which increases authorized shares by 11.6 million and modifies key terms governing equity awards (repricing restrictions, dividend treatment, vesting conditions). This is a material compensatory arrangement disclosure under Item 5.02(e), as it directly affects the framework for executive and employee equity compensation and was subject to shareholder vote approval.

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INTERFACE INC (TILE)

8-K Exec Compensation confidence 95% filed 2026-06-04 Item 5.02

The disclosure describes amendments to the Interface, Inc. Executive Bonus Plan approved by the Compensation & Talent Development Committee on June 2, 2026. The amendments materially modify compensatory arrangements by increasing the maximum annual bonus from $1.85 million to $3.0 million and adding a forfeiture provision for participants terminated for cause. This is a direct disclosure of a compensation plan amendment affecting named executives and is material to investor assessment of executive compensation practices.

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STURM RUGER & CO INC (RGR)

8-K Exec Compensation confidence 95% filed 2026-06-04 Item 5.02

The Board adjusted the compensation of Todd W. Seyfert, President and CEO, including base salary ($800,000), annual target cash bonus (100% of Base Salary), performance-based equity awards (150% of Base Salary), and time-based equity awards (150% of Base Salary), along with supplemental restricted stock unit grants. This is a material compensatory arrangement adjustment for a named executive officer disclosed under Item 5.02(e).

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CRISPR Therapeutics AG (CRSP)

8-K Exec Compensation confidence 95% filed 2026-06-04 Item 5.02

Shareholders approved the CRISPR Therapeutics AG 2026 Stock Option and Incentive Plan on June 4, 2026, establishing a framework for future equity-based compensation awards including stock options, restricted stock units, performance shares, and other awards to directors and officers.

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Applied Aerospace & Defense, Inc. (AADX)

8-K Exec Compensation confidence 85% filed 2026-06-04 Item 5.02

In connection with the IPO, the company adopted compensatory arrangements for directors and executive officers, including indemnification agreements, the 2026 Omnibus Incentive Plan, and the 2026 Employee Stock Purchase Plan.

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RESIDEO TECHNOLOGIES, INC. (REZI)

8-K Exec Compensation confidence 92% filed 2026-06-04 Item 5.02

The Compensation Committee approved detailed compensatory arrangements for Thomas Surran as incoming President and CEO, including a base salary of $900,000, annual bonus targets of 135% of base, a $1,583,000 long-term incentive grant of restricted stock units, severance eligibility, and executive benefits.

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Upland Software, Inc. (UPLD)

8-K Exec Compensation confidence 92% filed 2026-06-04 Item 5.02

Stockholders approved an amendment to the 2024 Omnibus Incentive Plan increasing the share reserve by 2,000,000 shares, expanding the pool of equity available for future executive compensation grants to officers and directors.

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Bally's Chicago, Inc.

8-K Exec Compensation confidence 92% filed 2026-06-04 Item 5.02

The disclosure centers on a compensatory arrangement for Cheryl Ash as Senior Vice President, Finance and CFO of Bally's Chicago, including base salary of $350,000, target bonus of 75% of base salary, and eligibility for future equity grants. This is a classic exec_compensation event under Item 5.02(e), distinct from a mere appointment because the filing emphasizes the terms of compensation rather than the hiring itself.

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Sphere 3D Corp. (ANY)

8-K Exec Compensation confidence 75% filed 2026-06-03 Item 1.01

Sphere 3D entered into employment agreements with Joel Block (as CEO) and Kurt Kalbfleisch establishing compensatory arrangements including base salaries, bonus targets, equity awards (500,000 RSUs to Block, options), transaction bonuses, and retention bonuses ($1.6M and $1.095M respectively), along with severance provisions.

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Sagimet Biosciences Inc. (SGMT)

8-K Exec Compensation confidence 95% filed 2026-06-03 Item 5.02

The disclosure centers on compensatory arrangements granted to three named executives (David Happel, Thierry Chauche, and Elizabeth Rozek) on May 28, 2026: stock options and performance-based restricted stock units under the Company's 2023 Stock Option and Incentive Plan. This is a classic exec_compensation event involving equity grants with specified vesting schedules and performance conditions, not a departure or appointment.

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STANDARD BIOTOOLS INC. (LAB)

8-K Exec Compensation confidence 95% filed 2026-06-03 Item 5.02

The disclosure centers on the Human Capital Committee's approval of a 500,000 restricted stock unit grant to Sean Mackay, Chief Business Officer, under the 2026 Equity Incentive Plan with a two-year vesting schedule (40% in 2027, 60% in 2028). This is a compensatory arrangement for a named executive officer and falls squarely within exec_compensation. The grant is material as it represents a significant equity award to a senior officer.

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AEye, Inc. (LIDRW)

8-K Exec Compensation confidence 92% filed 2026-06-03 Item 5.02

The disclosure centers on the Compensation Committee's approval and adoption of an Amended and Restated Change in Control Severance Agreement on June 1, 2026, which modifies severance arrangements for named executive officers including CFO Conor Tierney. This is a compensatory arrangement modification affecting severance benefits and is material to investors assessing executive retention and potential costs of separation events.

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AMERICAN BATTERY TECHNOLOGY Co (ABAT)

8-K Exec Compensation confidence 95% filed 2026-06-03

The filing discloses a Special Performance-Based Restricted Stock Unit Award Agreement granted to Ryan Melsert, the CEO and CTO, on May 29, 2026, for 2,200,000 units with potential for an additional 1,100,000 bonus units. This is a compensatory arrangement for a named executive officer under Item 5.02(e), involving equity grants tied to specific performance milestones over a four-year period. The magnitude and structure of the award (up to 3.3 million units) make it material to investors assessing executive compensation and incentive alignment.

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UL Solutions Inc. (ULS)

8-K Exec Compensation confidence 95% filed 2026-06-03 Item 5.02

The disclosure centers on a special, one-time grant of 200,120 performance share units (PSUs) valued at $20 million to Jennifer F. Scanlon, the CEO, approved by the Board on June 1, 2026. This is a compensatory arrangement for a named executive officer involving equity grants with detailed vesting and performance conditions, which is the hallmark of exec_compensation under Item 5.02(e). The materiality is clear given the $20 million value and the five-year performance horizon tied to stock price and TSR metrics.

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Sleep Number Corp (SNBR)

8-K Exec Compensation confidence 95% filed 2026-06-02 Item 5.02

The disclosure centers on Board approval of one-time cash retention awards to named executive officers totaling approximately $5.5 million in aggregate, with specific amounts and conditions detailed for each executive. This is a compensatory arrangement disclosure under Item 5.02(e), distinct from executive departures or appointments. The material nature is evident from the substantial cash amounts, the involvement of the Board and compensation consultant, and the conditional repayment obligations tied to employment termination.

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C. H. ROBINSON WORLDWIDE, INC. (CHRW)

8-K Exec Compensation confidence 95% filed 2026-06-02 Item 5.02

The disclosure centers on approval of a special equity award for Arun Rajan, Chief Strategy and Innovation Officer, consisting of $6 million in performance stock units and $1.5 million in restricted stock units with detailed vesting conditions tied to strategic milestones and financial performance. This is a compensatory arrangement for a named executive officer disclosed under Item 5.02(e), not a departure or appointment.

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Roman DBDR Acquisition Corp. II (DRDBU)

8-K Exec Compensation confidence 85% filed 2026-06-02 Item 5.02

The disclosure centers on a compensatory arrangement with John J. Birmingham, the CFO, including an extension of his employment term and a one-time cash payment of $25,000 for SEC reporting work, with potential additional payments for financial diligence services. While the filing also mentions employment term extension, the material substance is the modification of compensation terms, which falls squarely within exec_compensation rather than exec_appointment or exec_departure.

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AMERICAN SUPERCONDUCTOR CORP /DE/ (AMSC)

8-K Exec Compensation confidence 95% filed 2026-06-02 Item 5.02

This disclosure describes the Fiscal 2026 Executive Incentive Plan approved by the Compensation Committee and Board on June 1, 2026, establishing target cash incentive amounts and performance metrics (non-GAAP net income, revenues, and operating expenses) for the CEO and CFO. This is a compensatory arrangement disclosure under Item 5.02(e), distinct from executive departures or appointments.

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Verano Holdings Corp. (VRNO)

8-K Exec Compensation confidence 92% filed 2026-06-02

The filing discloses compensatory arrangements for George Archos, the Chair, CEO, and President, including a $2.5 million cash bonus, 2.5 million immediately-vesting RSUs, a base salary increase to $650,000 retroactive to January 1, 2026, and annual long-term incentive awards totaling $1.1375 million in RSUs and cash. While the filing also mentions cancellation of his prior employment agreement, the principal disclosed action centers on the new compensation structure and awards, making this an exec_compensation event under Item 5.02(e).

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