Filings Radar

SEC 8-K and 6-K filings classified by Claude with reasoning, plus Form 4 insider transactions. Ingested from EDGAR’s filing stream in near-real time, reconciled overnight.

Showing material events only. Routine administrative filings — bylaw amendments, technical fund updates, procedural FD disclosures — are filtered out so the front page stays signal-dense.

ICICI BANK LTD (IBN)

6-K Governance Other confidence 85% filed 2026-07-22

This 6-K furnishes notice of ICICI Bank's 32nd Annual General Meeting scheduled for August 21, 2026, along with the Annual Report 2025-26. The notice discloses multiple governance matters including director appointments (Ashwani Bhatia, Mrugank Paranjape), director re-appointments (Sandeep Bakhshi, Vibha Paul Rishi, Ajay Kumar Gupta), executive compensation revisions for named officers (Bakhshi, Batra, Jha, Gupta), and material related-party transactions. While the exhibit includes financial statements adoption and dividend declaration, the primary disclosure is the AGM notice itself—a governance event combining director elections, compensation approvals, and shareholder voting matters. This is material to investors as it addresses leadership continuity and executive remuneration at a major global bank.

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Hudson Acquisition I Corp.

8-K Governance Other confidence 75% filed 2026-07-22 Item 5.03

The Company amended its Certificate of Incorporation to extend the deadline for completing a Business Combination from July 18, 2026 to April 18, 2027 (with up to nine one-month extensions) and eliminated monthly Trust Account deposits, directly affecting the timeline and terms under which the SPAC must consummate its acquisition or face liquidation.

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DOMO, INC. (DOMO)

8-K Governance Other confidence 80% filed 2026-07-22 Item 3.03

The Board adopted a tax benefits preservation plan (shareholder rights plan) and declared a dividend distribution of preferred stock purchase rights to protect against ownership changes that would limit the Company's ability to use net operating losses under Section 382 of the Internal Revenue Code. The plan includes the designation of Series A and Series B Junior Participating Preferred Stock.

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National Storage Affiliates Trust (NSA-PB)

8-K Governance Other confidence 75% filed 2026-07-22 Item 5.03

In connection with the merger consummation, NSA's articles of incorporation and bylaws ceased to be in effect and were replaced by the articles of organization and operating agreement of the surviving company, reflecting the fundamental restructuring of the entity's legal form and governance structure.

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Baidu, Inc. (BAIDF)

6-K Governance Other confidence 85% filed 2026-07-22 EX-99.1

Baidu announced its voluntary conversion from secondary to dual-primary listing status on the Hong Kong Stock Exchange, with shareholder resolutions proposed for an issuance mandate, share repurchase mandate, adoption of a 2026 Share Incentive Plan, and amendments to the memorandum and articles of association to comply with Hong Kong Listing Rules.

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PS International Group Ltd. (PSIG)

6-K Governance Other confidence 85% filed 2026-07-22 EX-99.2

PS International Group Ltd. is soliciting shareholder votes on three governance proposals at an Extraordinary General Meeting scheduled for August 18, 2026: adoption of amended memorandum and articles of association, change of authorized share capital from 62.5 million to 10 billion shares, and authorization of registrar filings. The substantial increase in authorized share capital and amendment of foundational corporate documents are material to shareholders' assessment of the company's capital structure and governance framework.

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Vale S.A. (VALE)

6-K Governance Other confidence 85% filed 2026-07-22

Vale discloses a shareholder inquiry to the Brazilian Securities Commission (CVM) regarding governance conflicts at an Extraordinary General Meeting scheduled for July 22, 2026. The inquiry challenges whether a major shareholder (PREVI, holding >5% of shares) may nominate and vote for a Board Chairman candidate in violation of Vale's own independence criteria and prior Nomination Committee recommendations. This raises material governance concerns about shareholder conflicts of interest, board independence, and compliance with stated governance commitments, affecting investor confidence in corporate governance practices.

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Ming Shing Group Holdings Ltd (MSW)

6-K Governance Other confidence 85% filed 2026-07-22 EX-99.1

This is a notice of an extraordinary general meeting calling for shareholder votes on a material corporate name change from "Ming Shing Group Holdings Limited" to "PMA Graphene Technology Group Inc." and corresponding amendments to the company's memorandum and articles of association. While the document is a notice rather than a vote result, the proposed name change and governance amendments are material governance events that would affect investor assessment of the company's identity and corporate structure. This is governance-related but does not fit the specific categories of exec_appointment, exec_departure, exec_compensation, or shareholder_vote_results (which applies to results, not the notice itself).

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Wheeler Real Estate Investment Trust, Inc. (WHLRL)

8-K Governance Other confidence 92% filed 2026-07-22 Item 5.03

Wheeler Real Estate Investment Trust amended its charter to effect a one-for-five reverse stock split, effective July 27, 2026. The reverse split restructures the company's equity capitalization, adjusts conversion rates on convertible securities, changes the CUSIP number and trading basis, and materially affects all shareholders' holdings and the company's market presentation.

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BETA Technologies, Inc. (BETA)

8-K Governance Other confidence 72% filed 2026-07-22 Item 1.02

The termination of the Security Control Agreement by DCSA is a governance event reflecting the removal of foreign ownership/control mitigation measures following QIA's departure from the Company's Board of Directors. While the agreement's termination is administrative in nature, the underlying governance change (loss of board representation by a foreign investor) and the regulatory clearance it enables are material to investors assessing the Company's ownership structure and regulatory standing, particularly given BETA's apparent defense-sector exposure.

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Black Hawk Acquisition Corp (BKHAU)

8-K Governance Other confidence 75% filed 2026-07-22 Item 8.01

Black Hawk Acquisition Corp has deposited $150,000 into its trust account to extend the deadline for completing its initial business combination by one month (from July 22, 2026 to August 22, 2026). This is a governance and structural matter related to the SPAC's timeline and shareholder protections, disclosed under Item 8.01 (Other Events). While not a named governance event type, it is material to shareholders as it affects the company's ability to consummate a business combination and the timeline for potential return of capital.

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GRANDSTAND Ltd (GAMB)

6-K Governance Other confidence 92% filed 2026-07-22 EX-99.1

The exhibit announces a corporate name change from "Gambling.com Group Limited" to "Grandstand Limited" effective July 23, 2026, with a corresponding ticker symbol change from GAMB to GRSD. While primarily a rebranding and governance matter, the announcement emphasizes the company's strategic evolution and portfolio diversification since its 2021 IPO. This is a material governance event affecting the company's public identity and market listing, though it does not fit the specific governance categories (exec appointment/departure, compensation, shareholder vote results, or auditor change).

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Nano Dimension Ltd. (NNDM)

8-K Governance Other confidence 72% filed 2026-07-21 Item 1.01

Nano Dimension executed a settlement agreement with activist investor Murchinson resulting in the resignation of four directors (Pons, Stehlin, Rosensweig, Sriubas) and appointment of three Murchinson-nominated directors (Fruchthandler, Rozenbaum, Tarlow), constituting a material board reconstitution and change of control. The settlement also resulted in cancellation of a scheduled extraordinary general meeting.

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Change Agents Corporation. (ALBT)

8-K Governance Other confidence 85% filed 2026-07-21 Item 5.03

Change Agents Corporation (formerly Avalon GloboCare Corp.) completed a corporate name change and corresponding Nasdaq ticker symbol change from ALBT to CHGA, effective July 22, 2026. The name and symbol change reflects the company's strategic repositioning and is material to investors as it affects trading identification, though no stockholder approval was required and the change does not affect stockholder rights.

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Charming Medical Ltd (MCTA)

6-K Governance Other confidence 92% filed 2026-07-21

The 6-K discloses a series of voluntary corporate governance enhancements by Charming Medical's board, including: (1) a lock-up agreement by majority shareholder and CEO Ms. Kit Wong restricting share sales for one year; (2) the company's election to abandon foreign private issuer exemptions and comply fully with Nasdaq domestic governance standards; and (3) the irrevocable surrender and cancellation of all Class B Ordinary Shares (held by Ms. Wong), eliminating the dual-class voting structure and reducing her voting power from ~91.25% to ~68.19%. These measures materially affect shareholder governance rights and the company's capital structure and listing compliance posture.

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Velos Acquisition I Corp. (MBAVW)

8-K Governance Other confidence 72% filed 2026-07-21

The filing discloses an Extraordinary General Meeting on July 17, 2026, where shareholders approved multiple governance amendments: (1) extension of the business combination deadline to August 2, 2027; (2) trust interest withdrawal amendment allowing up to $0.10 per share withdrawal; (3) company name change from M3-Brigade Acquisition V Corp. to Velos Acquisition I Corp.; and (4) issuance of a $3.5M promissory note to the sponsor. While Item 1.01 addresses the trust agreement amendment and promissory note, and Item 5.07 reports shareholder vote results, the central disclosed event is the shareholder approval of multiple governance and capital structure amendments at an extraordinary meeting. This is material to investors as it affects the company's timeline, capital structure, and governance, but the primary domain is governance (shareholder votes, articles amendments, name change) rather than a specific financial or operational event type.

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707 Cayman Holdings Ltd. (JEM)

6-K Governance Other confidence 80% filed 2026-07-21 EX-99.1

707 Cayman Holdings Ltd. is soliciting shareholder approval at an Extraordinary General Meeting scheduled for August 5, 2026, to increase authorized share capital from US$500,000 to US$12,000,000 (a 24-fold increase) by creating approximately 43.3 million additional Class A shares and 4.6 million additional Class B shares. This material capital structure amendment could facilitate future dilutive issuances and significantly affects shareholder interests.

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Origin Investment Corp I (ORIQU)

8-K Governance Other confidence 85% filed 2026-07-21

The filing discloses a Nasdaq listing rule compliance matter under Item 3.01. The Company initially failed to satisfy Nasdaq Listing Rule 5605(c)(2) audit committee composition requirements by the July 2, 2026 deadline, but remedied the deficiency on July 13, 2026 by appointing Daniel Alef as an independent audit committee member. While the appointment itself could be classified as exec_appointment, the salient event is the governance compliance issue and its resolution, making governance_other the most appropriate classification. The matter is material as it relates to continued listing compliance and corporate governance structure.

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Wellgistics Health, Inc. (WGRX)

8-K Governance Other confidence 85% filed 2026-07-21

The filing discloses a corporate name change from Wellgistics Health, Inc. to DataMeds AI, Inc., effective July 22, 2026, filed pursuant to Item 5.03 (Amendments to Articles of Incorporation or Bylaws). The accompanying ticker symbol change from WGRX to MEDS reflects a rebranding initiative. While primarily administrative, the name change is material to investors as it signals a strategic pivot toward AI-integrated healthcare solutions and represents a significant corporate identity shift that affects how the company is identified in the market.

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ProCap Financial, Inc. (BRRWW)

8-K Governance Other confidence 85% filed 2026-07-21

The filing discloses resolution of a Nasdaq listing deficiency related to independent director and audit committee requirements. On January 26, 2026, ProCap received a deficiency letter for non-compliance with Nasdaq Listing Rules 5605(c)(2)(A) and 5605(b)(1). The Company cured this deficiency by appointing Benjamin Buchanan to the Board and audit committee (disclosed July 16, 2026), and on July 21, 2026, Nasdaq confirmed compliance and closed the matter. This is a governance event—specifically, remediation of a listing rule violation—that does not fit the specific categories of exec_appointment or exec_departure alone, as the core disclosure is the resolution of the compliance deficiency rather than the appointment itself.

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Tianci International, Inc. (CIIT)

8-K Governance Other confidence 87% filed 2026-07-21 Item 5.03

Tianci International implemented a 1-for-10 reverse stock split effective July 20, 2026, approved by the Board and majority stockholders on April 10, 2026, to maintain Nasdaq compliance with the minimum bid price rule. The reverse split reduced outstanding shares from 9,673,907 to 967,391 and required amendments to the Articles of Incorporation, warrant exercise prices, and related share counts.

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Osisko Gold Group Inc. (ODVWZ)

6-K Governance Other confidence 85% filed 2026-07-20 EX-99.1

Osisko Development Corp. changed its corporate name to Osisko Gold Group Inc. and relocated its registered office from Québec to Ontario, effective July 14, 2026, following shareholder approval on June 23, 2026. The name change triggered corresponding ticker symbol changes across TSXV, NYSE, and Nasdaq (ODV to OGG, ODVWZ to OGGWZ), along with new CUSIP and ISIN numbers.

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Damora Therapeutics, Inc. (DMRA)

8-K Governance Other confidence 85% filed 2026-07-20 Item 3.03

Damora Therapeutics completed a redomestication from Delaware to the Cayman Islands, effective July 16, 2026, following stockholder approval at a Special Meeting on February 9, 2026. The redomestication involved automatic conversion of all share classes, issuance of a new CUSIP, and amendments to the company's articles of association and bylaws, materially modifying shareholder rights and the company's legal jurisdiction and governance framework.

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LM FUNDING AMERICA, INC. (LMFA)

8-K Governance Other confidence 85% filed 2026-07-20 Item 7.01

LM Funding America, Inc. changed its corporate name to PowerCompute, Inc. and its ticker symbol from LMFA to PWCM, effective July 22, 2026, with conforming amendments to bylaws. While the company emphasized a strategic business transformation toward high-performance computing and AI infrastructure, the 8-K disclosure itself is a governance/administrative matter affecting corporate identity and trading symbol.

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Maison Solutions Inc. (MSS)

8-K Governance Other confidence 85% filed 2026-07-20 Item 5.03

Maison Solutions Inc. implemented a 1-for-5 reverse stock split of its Class A and Class B common stock, effective July 22, 2026, following stockholder approval on October 19, 2025, and Board authorization on June 26, 2026. The reverse split was undertaken to maintain compliance with Nasdaq's $1.00 minimum bid price listing requirement and involved amendments to the Company's Certificate of Incorporation filed July 15, 2026.

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Aterian, Inc. (ATER)

8-K Governance Other confidence 65% filed 2026-07-20 Item 3.03

Material modifications to the rights of security holders were implemented in connection with the change of control transaction, including amendments to the company's articles of incorporation and bylaws related to the designation of Series AAA Convertible Preferred Stock.

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TOMI Environmental Solutions, Inc. (TOMZ)

8-K Governance Other confidence 85% filed 2026-07-20 Item 5.03

This disclosure reports a reverse stock split (1-for-3) of TOMI Environmental Solutions' common and preferred stock, approved by shareholders on June 4, 2026, and effective July 20, 2026. While a reverse stock split is a structural capital event, it is fundamentally a governance and corporate action matter—an amendment to the articles of incorporation affecting share structure—rather than a financial obligation, operational change, or material impairment. The event is material to investors because it affects share count, trading mechanics, and the company's market presentation, but it fits best within governance_other as a non-routine amendment to capitalization structure that does not fit the specific named governance categories (exec_departure, exec_appointment, exec_compensation, shareholder_vote_results).

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Transcode Therapeutics, Inc. (RNAZ)

8-K Governance Other confidence 72% filed 2026-07-17 Item 5.03

Transcode Therapeutics amended the Certificate of Designation for Series C Preferred Stock, increasing the beneficial ownership limitation from 4.99% to 9.99% and correcting scrivener's errors. The amendment was approved by the Board and Series C holders.

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Evogene Ltd. (EVGN)

6-K Governance Other confidence 85% filed 2026-07-17

The 6-K discloses an ongoing shareholder activism campaign initiated by shareholders who filed a Schedule 13D on July 10, 2026, demanding removal of all current board members except the CEO and replacement with activist nominees. While the filing also mentions an increase in an at-the-market offering amount, the substantive disclosure is the risk factors update addressing the material governance threat posed by the activist campaign, including potential proxy contests, board composition changes, and operational disruption. This is a governance event—specifically shareholder activism and potential proxy contest risk—that does not fit the specific categories of exec_departure, exec_appointment, or shareholder_vote_results (no vote has occurred yet), making governance_other the appropriate classification.

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ENNIS, INC. (EBF)

8-K Governance Other confidence 75% filed 2026-07-17 Item 8.01

The Board rejected director Michael D. Magill's resignation following his failure to receive majority shareholder support in the uncontested election at the 2026 Annual Meeting, with the Board disputing ISS's independence analysis and emphasizing Magill's qualifications despite the shareholder vote outcome.

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Thunder Power Holdings, Inc. (AIEV)

8-K Governance Other confidence 85% filed 2026-07-17 Item 3.03

Thunder Power Holdings reincorporated from Delaware to Nevada on June 23, 2026, with stockholders holding approximately 62% of voting power approving the change by written consent on May 26, 2026. The reincorporation resulted in material modifications to certain stockholder rights due to differences between Delaware and Nevada law, though the company's board, management, business, operations, and third-party contracts remained unchanged.

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GrowHub Ltd (TGHL)

6-K Governance Other confidence 85% filed 2026-07-17 EX-99.1

GrowHub Ltd has scheduled extraordinary general meetings for 5 August 2026 to seek shareholder approval for material governance and capital structure changes, including adoption of amended memorandum and articles of association, a significant increase in authorized share capital from US$50,000 to US$2,525,000, and authorization for a reverse share split up to 1:200 ratio.

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Grayscale Ethereum Staking ETF (ETHE)

8-K Governance Other confidence 75% filed 2026-07-17 Item 8.01

The Proposed Amendment to the Trust Agreement is a governance matter involving amendment and restatement of the Trust's foundational document to implement mandatory quarterly distributions of staking rewards and conform to IRS Revenue Procedure 2025-31. While the Sponsor determined the amendment is not materially adverse, the shift to regular distributions and the tax compliance framework represent a material change to the Trust's operational and governance structure that would affect shareholder economics and tax treatment. This is a governance event rather than a specific named type, as it involves trust governance and structural amendments rather than executive changes, auditor matters, or shareholder votes.

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Sadot Group Inc. (SDOT)

8-K Governance Other confidence 79% filed 2026-07-17 Item 5.03

The Company created a new class of Series C Non-Voting Non-Convertible Preferred Stock with 3,950 authorized shares, a $1,000 stated value per share, and cumulative 6% dividends (rising to 9% upon default), materially modifying the capital structure and restricting common stockholders' rights to dividends, redemptions, and repurchases while the preferred shares remain outstanding.

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BMO 2024-5C7 Mortgage Trust

8-K Governance Other confidence 85% filed 2026-07-17 Item 6.02

Item 6.02 discloses the termination of Greystone Servicing Company LLC as special servicer and appointment of CWCapital Asset Management LLC (CWCAM) as successor special servicer, effective July 17, 2026. This is a material change in the governance and administration structure of the mortgage trust, affecting the entity responsible for servicing and administering specially serviced loans and REO properties under the Pooling and Servicing Agreement. While servicer changes are administrative in nature, this change is material to certificateholders as it affects the operational management of the trust's assets.

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Grayscale Ethereum Staking Mini ETF (ETH)

8-K Governance Other confidence 75% filed 2026-07-17 Item 8.01

The filing discloses a proposed amendment to the Trust Agreement (Third Amended and Restated Declaration of Trust) that will materially alter the Trust's distribution framework and staking program operations. The amendment requires the Trust to commence regular quarterly distributions of staking rewards to shareholders and make conforming changes to facilitate the staking program. While the Sponsor determined the amendment is not materially adverse, it is being disclosed with 20 days' prior notice to shareholders per Section 10.1(a)(ii) of the Trust Agreement, and the Sponsor is providing supplemental tax disclosures (EX-99.1) addressing material U.S. federal income tax consequences. This is a governance matter involving trust structure and shareholder distribution rights, not fitting the specific categories of exec_appointment, exec_departure, or exec_compensation.

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Grayscale Avalanche Staking ETF (GAVA)

8-K Governance Other confidence 75% filed 2026-07-17 Item 8.01

The filing discloses a proposed amendment to the Trust Agreement that would establish mandatory quarterly distributions of staking rewards to shareholders and make conforming changes to the Trust's staking program framework. While the Sponsor determined the amendment is not materially adverse, it requires 20 days' prior notice to shareholders under Section 10.1(a)(ii) of the Trust Agreement and involves material changes to the Trust's distribution policy and tax treatment under IRS Revenue Procedure 2025-31. This is a governance matter affecting the Trust's operational structure and shareholder rights, though it could also be characterized as operational_other given the staking distribution mechanics.

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IRIDEX CORP (IRIX)

8-K Governance Other confidence 75% filed 2026-07-16 Item 7.01

The Board disclosed findings from an investigation into an alleged stealth proxy campaign involving at least one director that violated fiduciary duties and federal securities laws (Rules 14a-3, 14a-6, 14a-1, and SEC Rule 13D regarding undisclosed groups) during the 2026 Annual Meeting process.

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Phunware, Inc. (PHUN)

8-K Governance Other confidence 75% filed 2026-07-16 Item 7.01

This disclosure is a company response to a Schedule 13D filing by activist investor Goldenwise Capital Group, which has demanded Board seats and challenged governance and strategy. The filing addresses Board composition, shareholder activism, and governance disputes—core governance matters. While the company disputes Goldenwise's claims and reaffirms confidence in its 2.0 Strategy, the substance is a governance dispute over Board control and leadership, not a specific governance event like an appointment, departure, or compensation arrangement. This is material because it discloses an active shareholder activism campaign that could affect Board composition and corporate control.

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Purple Innovation, Inc. (PRPL)

8-K Governance Other confidence 85% filed 2026-07-16 Item 3.03

Purple Innovation implemented a 1-for-25 reverse stock split, approved by stockholders on July 2, 2026, and effective July 19, 2026. While the reverse split preserves percentage ownership and security holder rights, it is a material governance and capital structure event with significant market implications.

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T3 Defense Inc. (DFNSW)

8-K Governance Other confidence 85% filed 2026-07-16 Item 5.03

T3 Defense Inc. effected a 1-for-125 reverse stock split, approved by stockholders on June 24, 2026, and implemented via Certificate of Amendment filed with Delaware on July 15, 2026, effective July 20, 2026. The reverse split was undertaken to raise the per-share bid price above $1.00 and regain compliance with Nasdaq Listing Rule 5550(a)(2).

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Plum Acquisition Corp, IV (PLMKU)

8-K Governance Other confidence 75% filed 2026-07-16 Item 8.01

In connection with the Extension Amendment vote, shareholders redeemed 145 million dollars of trust account funds and the Sponsor and directors converted Class B shares to Class A shares, materially restructuring the company's capital structure and reducing available trust account funds to $39.7 million.

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Jasper Therapeutics, Inc. (JSPRW)

8-K Governance Other confidence 75% filed 2026-07-16 Item 5.03

In connection with the merger and $132 million PIPE financing, Jasper Therapeutics filed a Certificate of Designation for Non-Voting Convertible Preferred Stock establishing the terms, preferences, voting restrictions, conversion ratio (61:1), dividend rights, and protective provisions for preferred holders. These structural provisions are material to the post-transaction capital structure.

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QumulusAI, Inc. (QMLS)

8-K Governance Other confidence 65% filed 2026-07-16 Item 3.03

QumulusAI, Inc. disclosed a material modification to the rights of security holders, incorporating Item 5.03 by reference; the specific nature of the modification cannot be determined from the cross-reference alone but relates to governance matters.

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Cosmos Health Inc. (COSM)

8-K Governance Other confidence 72% filed 2026-07-16 Item 3.03

The company implemented material modifications to the rights of security holders through amendments to its articles of incorporation, as disclosed under Item 3.03 with substance incorporated by reference from Item 5.03. The specific nature of these modifications relates to governance-level changes affecting shareholder rights and protections.

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CDT Equity Inc. (CDTTW)

8-K Governance Other confidence 85% filed 2026-07-16

The filing discloses a 1-for-10 reverse stock split of CDT Equity Inc.'s common stock, approved by the board and previously authorized by stockholders. The reverse split becomes effective July 17, 2026, and is undertaken "to ensure continued compliance with the Nasdaq bid-price rule." This is a governance and capital structure event—an amendment to the Certificate of Incorporation (Item 5.03)—that materially affects the rights and economic interests of security holders by consolidating shares and adjusting exercise prices of equity awards and warrants.

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Artificial Intelligence Technology Solutions Inc. (AITX)

8-K Governance Other confidence 75% filed 2026-07-16

The filing discloses a correction of prior disclosure regarding the effectiveness of an authorized share decrease (from 27.5 billion to 12 billion shares). The Company inadvertently reported in its 10-K and 10-Q that the Certificate of Amendment had been filed and accepted when it had not yet been filed with the Nevada Secretary of State. The Certificate was actually accepted on July 15, 2026. While the Company states this was unintentional and administrative, and does not constitute a restatement under Item 4.02, the disclosure of material inaccuracies in previously filed periodic reports regarding authorized capitalization is a governance matter affecting the accuracy of corporate records and shareholder communications.

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TOMI Environmental Solutions, Inc. (TOMZ)

8-K Governance Other confidence 85% filed 2026-07-16 Item 8.01

The disclosure announces a 1-for-3 reverse stock split of TOMI's common and preferred stock, effective July 20, 2026. This is a governance and capital structure event that affects all shareholders' holdings and the company's trading mechanics (new CUSIP, adjusted exercise prices for options and warrants). While not a named event type, it is clearly a governance matter affecting shareholder rights and the company's equity structure, making it material to investors.

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BIO-PATH HOLDINGS, INC. (BPTH)

8-K Governance Other confidence 75% filed 2026-07-16 Item 5.03

The company's Board and Control Shareholder approved on July 14, 2026 the creation of a new Series B Preferred stock class with 5 million authorized shares, each convertible into 1,000 common shares, representing a material amendment to the articles of incorporation with significant potential dilution to common shareholders.

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Caledonia Mining Corp Plc (CMCL)

6-K Governance Other confidence 85% filed 2026-07-16 EX-99.1

This is a notification of a relevant change to a significant shareholder under AIM Rules. BlackRock, Inc. crossed a 5% threshold on July 14, 2026, holding 6.18% of voting rights (1,196,365 votes) through direct shares (5.00%), securities lending (0.78%), and CFDs (0.39%). While not a traditional governance event like an executive appointment or board change, this disclosure of a major shareholder crossing a regulatory threshold is material to investors as it affects the control structure and voting dynamics of the company.

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