Filings Radar

SEC 8-K and 6-K filings classified by Claude with reasoning, plus Form 4 insider transactions. Ingested from EDGAR’s filing stream in near-real time, reconciled overnight.

Showing material events only. Routine administrative filings — bylaw amendments, technical fund updates, procedural FD disclosures — are filtered out so the front page stays signal-dense.

Artificial Intelligence Technology Solutions Inc. (AITX)

8-K Going Concern confidence 75% filed 2026-09-08

The filing explicitly discloses "substantial doubt regarding the Company's ability to continue as a going concern" and states that "Its auditors issued a going concern qualification expressing substantial doubt about the Company's ability to continue as a going concern." This language appears prominently in both the cautionary statements and the "Certain Information Regarding the Company's Financial Condition" section, making going concern the most material event disclosed, despite the Item 7.01 framing around cost reductions.

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Pacific Oak Strategic Opportunity REIT, Inc.

8-K Going Concern confidence 92% filed 2026-09-03 Item 7.01

The filing discloses substantial doubt about the registrant's ability to continue as a going concern. The BVI subsidiary had a working capital shortfall of $553.2 million as of June 30, 2026, with significant debt maturing within twelve months, including Series B and D bonds. The condensed consolidated statements show a net loss of $118.8 million for the six months ended June 30, 2026, and owner's net deficit equity of $(38.0) million, indicating severe financial distress and liquidity constraints that raise substantial going-concern questions.

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Moolec Science SA (MLECW)

6-K Going Concern confidence 95% filed 2026-09-02

The 6-K body explicitly discloses material uncertainty regarding the Company's ability to continue as a going concern. The filing states the Company "has been subject to material uncertainty regarding its ability to continue as a going concern" and that "the unavailability of the financial support previously relied upon by the Company and the Petition represent a material adverse development in the Company's liquidity position and have significantly increased the previously disclosed material uncertainty regarding the Company's ability to satisfy its obligations as they become due and to continue as a going concern." This is a quintessential going-concern disclosure.

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Southern Cross Acquisition II Corp.

8-K Going Concern confidence 95% filed 2026-09-02 Item 8.01

The auditor's report and Note 1 to the financial statements explicitly disclose "substantial doubt about the Company's ability to continue as a going concern." The doubt arises from the mandatory 12-month deadline to complete a business combination, after which the company must liquidate if unsuccessful. This is a textbook going-concern disclosure required under FASB ASC 205-40 and is material to investors assessing the registrant's viability.

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Getty Images Holdings, Inc. (GETY)

8-K Going Concern confidence 85% filed 2026-08-31 Item 8.01

The filing discloses the Company's active assessment of liquidity-improvement plans and engagement of a financial advisor to evaluate "strategic financing alternatives and balance sheet management initiatives." Most critically, the forward-looking statements section explicitly references "the risks associated with our expression of substantial doubt about our ability to continue as a going concern," which is the unmistakable language of going-concern disclosure. The Company's decision to rely on 30-day grace periods for interest payments on Senior Unsecured Notes due 2027 and 2028, while stating it has sufficient cash, signals financial stress and the need for a capital solution from majority equity holders.

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NorthStrive Acquisition Corp I.

8-K Going Concern confidence 95% filed 2026-08-27 Item 8.01

The auditor's report explicitly states "These conditions raise substantial doubt about the Company's ability to continue as a going concern" due to the Company's lack of capital resources to fund operations for a reasonable period. This is a textbook going-concern disclosure required under auditing standards and is material to investors assessing the SPAC's viability.

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Enhanced Group Inc. (APAD)

8-K Going Concern confidence 95% filed 2026-08-26 Item 8.01

The auditor's report explicitly states "the Company has suffered recurring losses from operations that raise substantial doubt about its ability to continue as a going concern," and management's disclosure in Note 1 confirms "substantial doubt about the Company's ability to continue as a going concern within one year." The company has accumulated deficits of $32.0 million, net losses of $26.7 million in 2025, and expects continued operating losses. This is a material disclosure that would significantly affect a reasonable investor's assessment of the registrant's viability.

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Gauzy Ltd. (GAUZ)

6-K Going Concern confidence 92% filed 2026-08-24

The 6-K discloses that Gauzy Ltd. has proposed a debt settlement under Israeli insolvency law (Section 10 of the Insolvency and Economic Rehabilitation Law, 5778-2018) "in order to avoid the commencement of insolvency proceedings against the Company." Creditors' meetings are scheduled for August 27, 2026, with a Court hearing on September 6, 2026, to approve the settlement. This disclosure of a formal debt-restructuring process initiated to prevent insolvency proceedings is a material signal of substantial doubt about the registrant's ability to continue as a going concern.

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Ocean Power Technologies, Inc. (OPTT)

8-K Going Concern confidence 95% filed 2026-08-24

The filing discloses in Item 8.01 (Other Events) that the Company's audit report for fiscal year ended April 30, 2026 "contained an audit report from its Independent Registered Public Accounting Firm with an explanatory paragraph emphasizing a going concern qualification." This is a material disclosure of substantial doubt about the registrant's ability to continue as a going concern, which is a terminal signal affecting investor assessment of the company's viability.

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Trinseo PLC (TSEOF)

8-K Going Concern confidence 92% filed 2026-08-14 Item 8.01

Trinseo PLC disclosed on August 7, 2026 that its net assets have fallen to half or less of its called-up share capital, triggering a mandatory extraordinary general meeting under Section 1111 of the Irish Companies Act 2014. This disclosure signals substantial financial distress and raises material questions about the company's ability to continue as a going concern, even though the filing does not use that exact phrase. The triggering of a statutory capital-impairment meeting is a strong indicator of solvency concerns material to investors.

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BRASKEM SA (BAK)

6-K Going Concern confidence 95% filed 2026-08-14

The auditor's review report contains an explicit "Emphasis - Material uncertainty related to going concern" section stating that current liabilities exceeded total assets by R$ 1,889 million (parent) and R$ 8,701 million (consolidated), with negative equity of R$ 12,586 million (parent) and R$ 13,087 million (consolidated). The report concludes that "a material uncertainty exists that may cast significant doubt on the Company's ability to continue as a going concern," which is the unmistakable language triggering this classification.

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OceanLight Acquisition Corp

8-K Going Concern confidence 95% filed 2026-08-14 Item 8.01

The auditor's report explicitly states "substantial doubt about the Company's ability to continue as a going concern" because the Company must complete a Business Combination within 12 months from the IPO (by August 10, 2027) or face automatic winding up, dissolution, and liquidation. This is a classic going-concern disclosure required by auditing standards and is material to investors evaluating the registrant's viability.

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Outlook Therapeutics, Inc. (OTLK)

8-K Going Concern confidence 94% filed 2026-08-12 Item 8.01

Outlook Therapeutics disclosed substantial doubt about its ability to continue as a going concern, citing a critical cash position of $11.2 million as of June 30, 2026 (and $7.7 million as of March 31, 2026) that is estimated to fund operations only into September 2026, along with substantial debt obligations.

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BOA Acquisition Corp. II

8-K Going Concern confidence 95% filed 2026-08-12 Item 8.01

The auditor's report explicitly states "substantial doubt about the Company's ability to continue as a going concern" because the Company "has less than one year remaining in its life and there can be no assurance a successful business combination will occur within that time." This is the unmistakable language of a going-concern disclosure, a material event that would affect a reasonable investor's assessment of the registrant's viability.

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East West Ave Acquisition Corp. (EWAV)

8-K Going Concern confidence 92% filed 2026-08-10

The auditor's report explicitly states "the Company has stated substantial doubt about its ability to continue as a going concern" due to losses from operations. This is a material disclosure required under Item 8.01 (Other Events) that would significantly affect a reasonable investor's assessment of the registrant's viability, despite the company having just completed a $100M+ IPO.

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Mercator Acquisition Corp. (MRCO)

8-K Going Concern confidence 95% filed 2026-08-07 Item 8.01

The auditor's report explicitly states "the Company does not have sufficient cash and working capital to sustain its operations. These conditions raise substantial doubt about the Company's ability to continue as a going concern." This is the unmistakable language of a going-concern disclosure, which is a material event that would affect a reasonable investor's assessment of the registrant's viability, despite the company having just completed a $172.5 million IPO.

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Pelican Acquisition II Corp

8-K Going Concern confidence 95% filed 2026-07-31 Item 8.01

The auditor's report explicitly states "substantial doubt about the Company's ability to continue as a going concern" because the Company must complete a business combination within 21 months (by April 27, 2028) or face automatic liquidation. This is the unmistakable language of a going-concern disclosure, which is a material event affecting investor assessment of the registrant's viability.

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Biophytis SA

6-K Going Concern confidence 95% filed 2026-07-30 EX-99.1

The exhibit explicitly discloses substantial doubt about the registrant's ability to continue as a going concern. The auditors' report states they "were unable to issue an unqualified opinion, based in particular on uncertainties regarding the Company's going concern status." The filing further states: "Cash and cash equivalents are insufficient to finance the Company's operations over the next 12 months. There is therefore significant uncertainty regarding the Company's ability to continue as a going concern." This is a material disclosure that would directly affect a reasonable investor's assessment of the company's viability.

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REE Automotive Ltd. (REE)

6-K Going Concern confidence 85% filed 2026-07-29

The 6-K discloses that REE Automotive is in formal restructuring proceedings under Israeli insolvency law (Amendment No. 9 to the Israeli Insolvency and Economic Rehabilitation Law, 2018), with a Court-appointed Arrangement Manager overseeing operations and a stay of proceedings extended through August 16, 2026. The filing explicitly states "There can be no assurance that the proposed debt arrangement will be approved by the Court, that the required stakeholder support will be obtained, or that the restructuring will be successfully implemented." This language and the formal insolvency restructuring framework create substantial doubt about the company's ability to continue as a going concern.

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Southern Cross Acquisition I Corp.

8-K Going Concern confidence 95% filed 2026-07-28 Item 8.01

The auditor's report explicitly states "substantial doubt about the Company's ability to continue as a going concern," citing the SPAC's need to obtain necessary approvals and raise additional capital to fund operations and complete a business combination within 12 months. This is the unmistakable language required for going_concern classification and is material to investors evaluating the registrant's viability.

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HUGOTON ROYALTY TRUST (HGTXU)

8-K Going Concern confidence 95% filed 2026-07-21 Item 2.02

The filing explicitly discloses "substantial doubt about the Trust's ability to continue as a going concern" due to insufficient cash reserves, no distributions since July 2023, and accumulated excess costs on all three conveyances. The Trustee states the Trust "may have to take drastic measures to continue to exist or alternatively may have to terminate" and is reviewing options including potential asset sale or termination, which requires 80% unitholder approval. This is a material existential threat to the registrant.

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Gauzy Ltd. (GAUZ)

6-K Going Concern confidence 92% filed 2026-07-20

The 6-K discloses a proposed debt settlement under Israeli insolvency law filed in response to former employees' application for insolvency proceedings, coupled with a contingent $7M PIPE financing. While the company frames this as a restructuring proposal rather than explicit going-concern language, the disclosure of insolvency proceedings, the need for creditor approval and court confirmation, and the company's dependence on the PIPE closing to fund operations and employee wages all signal substantial doubt about the registrant's ability to continue as a going concern. The forward-looking statements section further emphasizes risks including the company's history of losses, need for additional capital, and exposure to French court-supervised reorganization proceedings.

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Gain Therapeutics, Inc. (GANX)

8-K Going Concern confidence 75% filed 2026-07-16 Item 8.01

The disclosure states that current cash and cash equivalents are "anticipated to fund the Company's operations into the second quarter of 2027, based on current operating plans." This language signals a limited cash runway of approximately 9 months from the filing date, which raises substantial doubt about the registrant's ability to continue as a going concern beyond Q2 2027 without additional financing. While the filing does not use the explicit phrase "going concern," the quantified cash depletion timeline is a material indicator of liquidity stress typical of going-concern disclosures.

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Regen BioPharma Inc (RGBPP)

8-K Going Concern confidence 75% filed 2026-07-15

The filing discloses in Item 4.01 that the prior auditor's (BCRG's) audit reports for fiscal years ended September 30, 2025 and 2024 "included an explanatory paragraph indicating that there was substantial doubt as to the Company's ability to continue as a going concern." This is a material disclosure of going-concern uncertainty that would significantly affect a reasonable investor's assessment of the registrant's viability.

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SRIVARU Holding Ltd (SVUWF)

6-K Going Concern confidence 85% filed 2026-07-13

The 6-K discloses substantial doubt about the Company's ability to continue as a going concern. The "Update on Financial Condition" section explicitly states the Company "has been unable to raise additional capital to fund its operations" and is "evaluating all options available to it." The forward-looking statements section further emphasizes "the Company's ability to continue as a going concern" as a significant risk. Combined with the loss of its registered agent (Amicorp) effective September 4, 2026, with no successor appointed, these disclosures signal existential financial and operational distress material to any reasonable investor.

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GREENPOWER MOTOR Co INC. (GP)

6-K Going Concern confidence 95% filed 2026-07-10 EX-99.1

The auditor reports from both Davidson & Company LLP and BDO Canada LLP explicitly state that "the Company has suffered recurring losses from operations and has an accumulated deficit that raises substantial doubt about its ability to continue as a going concern." This language is unmistakable and appears in the core audit opinion section, signaling material uncertainty about the registrant's continued existence. The company reported a loss of $5.5 million for the year ended March 31, 2026, and accumulated deficit of $103 million, with minimal cash reserves of $328,086.

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Cyber App Solutions Corp.

8-K Going Concern confidence 75% filed 2026-07-09 Item 8.01

The letter discloses that secured creditors initiated foreclosure proceedings on substantially all Company assets (March 2026), with the foreclosure deadline extended to August 4, 2026. The Company faces imminent loss of assets and operational viability absent a strategic transaction. While the filing does not use the explicit phrase "going concern," the disclosure of active foreclosure proceedings, reliance on third-party loans to extend the foreclosure timeline, and the Board's characterization of "seriousness of the Company's current financial circumstances" collectively signal substantial doubt about the Company's ability to continue as a going concern. The Company is pursuing a complex restructuring involving related parties (Paramount/Onfolio) to purchase the secured debt and preserve shareholder value, but explicitly states "no assurance can be given that any such transaction will ultimately be consummated."

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Digimarc Corp (DMRC)

8-K Going Concern confidence 92% filed 2026-07-06 Item 8.01

The Company disclosed substantial doubt about its ability to continue as a going concern under ASC 205-40, noting that cash of $9.0 million will not be sufficient to fund operations for at least 12 months unless the Company grows revenues, raises capital, or reduces costs.

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Futurewave Acquisition Corp (FWAC)

8-K Going Concern confidence 95% filed 2026-07-02 Item 8.01

The auditor's report explicitly states "Substantial Doubt About the Company's Ability to Continue as a Going Concern," noting that if the Company does not complete an initial Business Combination within 12 months from the IPO closing (by June 26, 2027), it will trigger automatic winding up, dissolution, and liquidation. This is a textbook going-concern disclosure that materially affects investor assessment of the registrant's viability.

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Wilco 63 Corp

8-K Going Concern confidence 95% filed 2026-06-26 Item 8.01

The auditor's report explicitly states "substantial doubt about the Company's ability to continue as a going concern" because the Company "has limited cash available outside of its Trust Account and may not be able to access the funding necessary to consummate a business combination." This is a classic going-concern disclosure required by auditing standards and is material to investors evaluating a SPAC's viability.

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Texas Ventures Acquisition IV Corp (TVIV)

8-K Going Concern confidence 92% filed 2026-06-26 Item 8.01

The auditor's report explicitly states that "substantial doubt about the Company's ability to continue as a going concern" exists due to expected significant expenses for identifying and evaluating business combination candidates without any operating revenues until after a business combination is completed. This is a classic going-concern disclosure required under auditing standards and is material to investors evaluating the registrant's viability.

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BRASKEM SA (BAK)

6-K Going Concern confidence 92% filed 2026-06-26

Braskem disclosed that a Brazilian bankruptcy court has granted a precautionary injunctive relief (Tutela de Urgência Cautelar) under Law No. 11,101/2005 (Brazil's bankruptcy law), ordering a 60-day stay of enforcement actions by creditors and initiating a mediation proceeding. This is a material financial restructuring event that signals substantial doubt about the company's ability to meet its obligations and continue as a going concern. The disclosure explicitly references prior Material Facts from June 25, 2026 and September 26, 2025, indicating an ongoing financial distress situation.

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HUGOTON ROYALTY TRUST (HGTXU)

8-K Going Concern confidence 95% filed 2026-06-18 Item 2.02

The filing explicitly discloses "substantial doubt about the Trust's ability to continue as a going concern" due to insufficient cash reserves, no distributions since July 2023, and accumulated excess costs totaling $28.95 million across three conveyances. The Trustee states the Trust "may have to take drastic measures to continue to exist or alternatively may have to terminate," and is reviewing options including potential asset sales or termination, which would require 80% unitholder approval. This is a material going-concern disclosure that would significantly affect investor assessment of the Trust's viability.

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Robot Consulting Co., Ltd. (LAWR)

6-K Going Concern confidence 75% filed 2026-06-18 EX-99.1

Robot Consulting Co., Ltd. disclosed substantial doubt about its ability to continue as a going concern in its 6th Annual General Meeting notice and accompanying financial statements. The company reported a net loss of ¥1.49 billion for fiscal year ended March 31, 2026, accumulated deficit of ¥3.72 billion, and negative net assets of ¥602 million, with explicit going-concern language in the Notes to Financial Statements.

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Einride AB (ENRD)

6-K Going Concern confidence 95% filed 2026-06-16 EX-99.4

The auditor's report contains an explicit Material Uncertainty Related to Going Concern section, stating that a material uncertainty exists that may cast significant doubt on the company's ability to continue as a going concern, citing recurring losses from operations and significant uncertainty related to the going concern assumption.

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AI Financial Corp (AIFC)

8-K Going Concern confidence 92% filed 2026-06-10

The filing explicitly addresses the company's previously disclosed substantial doubt regarding going concern. Management states that the availability of WLFI token holdings "materially strengthens the Company's liquidity profile and addresses a significant factor underlying the going concern disclosure contained in the Company's most recent Quarterly Report on Form 10-Q," and concludes that "the conditions that gave rise to the previously disclosed substantial doubt regarding the Company's ability to continue as a going concern have been substantially mitigated." This is a material update to a critical going-concern issue.

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Pineapple Financial Inc. (PAPL)

8-K Going Concern confidence 85% filed 2026-06-03

The filing discloses that MNP LLP's audit reports for fiscal years ended August 31, 2025 and 2024 included "an explanatory paragraph relating to substantial doubt about the Company's ability to continue as a going concern." This is the most material disclosure in the 8-K. While the filing also reports an auditor change (MNP resignation and Davidson & Company appointment) and a new advisory agreement, the going-concern language is unmistakable and would materially affect a reasonable investor's assessment of the registrant's viability.

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GoPro, Inc. (GPRO)

8-K Going Concern confidence 95% filed 2026-06-01 Item 8.01

The filing explicitly discloses that GoPro's refiled consolidated financial statements now include an updated Note 1 stating "there is substantial doubt about the Company's ability to continue as a going concern," with PricewaterhouseCoopers LLP's audit report including an explanatory paragraph on this matter. This is the primary material event disclosed in Item 8.01, and the going-concern language is unmistakable and directly stated.

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CID Holdco, Inc. (DAICW)

8-K Going Concern confidence 75% filed 2026-05-29 Item 8.01

The company implemented a temporary employee furlough to preserve liquidity while evaluating financing opportunities, coupled with executive salary deferrals and explicit references in forward-looking statements to substantial doubt about the company's ability to continue as a going concern.

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