Filings Radar

SEC 8-K and 6-K filings classified by Claude with reasoning, plus Form 4 insider transactions. Ingested from EDGAR’s filing stream in near-real time, reconciled overnight.

Showing material events only. Routine administrative filings — bylaw amendments, technical fund updates, procedural FD disclosures — are filtered out so the front page stays signal-dense.

Trane Technologies plc (TT)

8-K Shareholder vote confidence 98% filed 2026-06-05 Item 5.07

This Item 5.07 disclosure presents the complete results of the 2026 Annual General Meeting, including voting tallies for six proposals: election of eleven directors, advisory approval of named executive officer compensation, appointment of PricewaterhouseCoopers as independent auditors, and three shareholder approvals regarding share issuance authorities. The detailed vote counts (For, Against, Abstain, Broker Non-Vote) for each director nominee and proposal are the hallmark of shareholder vote results disclosure, which is material to investors assessing governance and management accountability.

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Boxlight Corp (BOXL)

8-K Shareholder vote confidence 92% filed 2026-06-05 Item 5.07

Boxlight held its annual meeting of shareholders on June 2, 2026, with voting results on director elections, auditor ratification, and capital authorization proposals. Proposals 1, 2, and 4 were approved; Proposal 3 (share authorization amendment) failed to meet the supermajority threshold, and the meeting was adjourned for reconsideration on July 7, 2026.

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Cibus, Inc. (CBUS)

8-K Shareholder vote confidence 98% filed 2026-06-05 Item 5.07

This is a classic Item 5.07 disclosure reporting the results of Cibus's 2026 Annual Meeting of Stockholders held on June 2, 2026. The filing presents voting results for three matters: election of nine directors (with individual vote tallies for each nominee), advisory approval of named executive officer compensation, and ratification of BDO USA, P.C. as independent auditor. The disclosure explicitly states the outcomes: all nine director nominees were elected, executive compensation was approved, and the auditor appointment was ratified.

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Eos Energy Enterprises, Inc. (EOSE)

8-K Shareholder vote confidence 97% filed 2026-06-05 Item 5.07

Eos Energy Enterprises held its Annual Meeting of Stockholders on June 3, 2026, with all five proposals passing: election of directors Jeff Bornstein, Claude Demby, and Nathaniel Fick; ratification of Deloitte & Touche LLP as auditor; advisory vote on executive compensation; amendment to increase authorized shares; and amendment to the incentive plan.

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UFP TECHNOLOGIES INC (UFPT)

8-K Shareholder vote confidence 98% filed 2026-06-05 Item 5.07

This is a clear disclosure of shareholder vote results from UFP Technologies' Annual Meeting of Stockholders held on June 4, 2026, covering three proposals: election of seven directors, advisory vote on executive compensation, and ratification of Grant Thornton LLP as independent auditor. The filing presents detailed voting tallies for each proposal, which is the quintessential content of Item 5.07 shareholder vote results disclosures and is material to investors assessing corporate governance and board composition.

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Madison Air Solutions Corp (MAIR)

8-K Other material confidence 72% filed 2026-06-05 Item 1.01

Madison Air Solutions entered into a Seventh Amendment to its Credit Agreement on June 4, 2026, reducing the interest rate on its incremental term loan facility by 100 basis points from Term SOFR plus 2.75% to Term SOFR plus 1.75%, materially improving the registrant's financing costs.

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Blue Owl Technology Finance Corp. (OTF)

8-K M&A activity confidence 75% filed 2026-06-05 Item 1.01

Blue Owl Technology Finance Corp. entered into a Seventh Supplemental Indenture on June 5, 2026, relating to a $500 million issuance of 6.500% notes due 2029. The company will use net proceeds to pay down existing indebtedness, including its Revolving Credit Facility and June 2026 Notes, representing a material refinancing and capital restructuring event.

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Blue Owl Technology Finance Corp. (OTF)

8-K Dilutive issuance confidence 75% filed 2026-06-05 Item 8.01

The Company entered into an underwriting agreement on June 2, 2026 for the issuance and sale of Notes pursuant to an effective shelf registration statement (Form N-2), representing a material capital-raising transaction that affects the registrant's capital structure.

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RideNow Group, Inc. (RDNW)

8-K Shareholder vote confidence 98% filed 2026-06-05 Item 5.07

This is a clear disclosure of shareholder voting results from RideNow Group's annual meeting held on June 4, 2026. The filing reports results for three proposals: election of nine directors, advisory approval of named executive officer compensation, and ratification of BDO USA as independent auditor. The detailed vote tallies (For, Against, Abstain, Broker Non-Votes) for each director nominee and proposal are the hallmark of Item 5.07 shareholder vote results disclosures, which are material to investors assessing corporate governance and board composition.

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Lucid Group, Inc. (LCID)

8-K Shareholder vote confidence 98% filed 2026-06-05 Item 5.07

Lucid Group held its Annual Meeting of Stockholders on June 4, 2026, with shareholders voting on four proposals: election of nine directors, ratification of KPMG LLP as auditor, advisory vote on named executive officer compensation, and approval of an amended and restated stock incentive plan with a material increase of 23.5 million shares available for issuance.

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First Western Financial Inc (MYFW)

8-K Shareholder vote confidence 98% filed 2026-06-05 Item 5.07

This is a clear disclosure of shareholder voting results from the Company's Annual Meeting held June 3, 2026, covering three proposals: election of eleven directors, ratification of Crowe LLP as independent auditor, and an advisory vote on named executive officer compensation. The filing presents final voting tallies for each proposal, which is the defining characteristic of Item 5.07 shareholder vote results disclosures.

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Ares Core Infrastructure Fund

8-K Dilutive issuance confidence 95% filed 2026-06-05 Item 3.02

Ares Core Infrastructure Fund agreed to sell $845.2 million in common shares across multiple classes (Class I, D, N, and S) at NAV, with the issuance exempted from Securities Act registration under Section 4(a)(2) and Regulation D Rule 506(b). This unregistered equity issuance materially dilutes existing shareholders and affects the Fund's capital structure.

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CACI INTERNATIONAL INC /DE/ (CACI)

8-K Exec departure confidence 75% filed 2026-06-05 Item 5.02

DeEtte Gray, President of U.S. Operations, notified the Company on June 1, 2026 of her intention to retire effective June 30, 2026. While the disclosure also details a transition agreement with compensatory terms for a post-retirement advisory role through December 31, 2026, the principal disclosed action is the departure of a named executive officer from her operational role. The retirement of a President-level executive is material to investors assessing management continuity and operational leadership.

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Dream Finders Homes, Inc. (DFH)

8-K Exec appointment confidence 95% filed 2026-06-05 Item 5.02

Dream Finders Homes appointed Clint Szubinski as Chief Operating Officer effective June 1, 2026, with a base salary of $800,000, a $6,000,000 signing bonus in restricted stock, and severance provisions.

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Duolingo, Inc. (DUOL)

8-K Shareholder vote confidence 99% filed 2026-06-05 Item 5.07

This is a clear disclosure of shareholder voting results from Duolingo's 2026 Annual Meeting of Stockholders held on June 3, 2026. The filing reports the outcomes of three proposals: election of three Class II directors (Amy Bohutinsky, Bonnie Ross, and Jim Shelton), ratification of Deloitte & Touche LLP as independent auditor, and advisory approval of named executive officer compensation. All proposals passed. This is a quintessential Item 5.07 shareholder vote results disclosure, material to investors as it confirms governance and audit oversight decisions.

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Vanda Pharmaceuticals Inc. (VNDA)

8-K Shareholder vote confidence 98% filed 2026-06-05 Item 5.07

This is a classic Item 5.07 disclosure of shareholder vote results from Vanda's June 4, 2026 annual meeting. The filing reports voting outcomes on four proposals: election of three Class II directors (Dugan, Duncan, Ward), ratification of PricewaterhouseCoopers LLP as auditor, advisory approval of named executive officer compensation, and approval of an amendment to the 2016 Equity Incentive Plan. All proposals passed with substantial majorities, and the detailed vote tallies (for, against, abstaining, broker non-votes) are provided for each matter.

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LENNAR CORP /NEW/ (LEN-B)

8-K Exec appointment confidence 95% filed 2026-06-05 Item 5.02

Jim Parker was appointed Chief Operating Officer of Lennar Corp effective June 5, 2026, a material C-suite executive position. The appointment includes a compensation adjustment with a $5,750,000 annual cash incentive target.

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LENNAR CORP /NEW/ (LEN-B)

8-K Exec appointment confidence 92% filed 2026-06-05 Item 7.01

David Grove was appointed Executive Vice President, Homebuilding effective June 5, 2026, representing a material promotion from Area President to senior officer level at Lennar Corp.

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Strive, Inc. (SATA)

8-K Dilutive issuance confidence 92% filed 2026-06-05 Item 8.01

Strive, Inc. amended and restated two Controlled Equity Offering Sales Agreements on June 5, 2026, establishing at-the-market (ATM) offering programs totaling $5.15 billion in Class A common stock and preferred stock combined, representing a material dilutive equity issuance.

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Strive, Inc. (SATA)

8-K Other material confidence 65% filed 2026-06-05 Item 3.03

Strive, Inc. disclosed material modifications to the rights of security holders through Certificates of Amendment to the Certificate of Designation for Variable Rate Series A Perpetual Preferred Stock (SATA Stock), increasing authorized shares to 40,000,000, which affects shareholder voting power and dilution risk.

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ARES CAPITAL CORP (ARCC)

8-K M&A activity confidence 75% filed 2026-06-05 Item 1.01

Ares Capital Corporation established a $1 billion commercial paper program on June 4, 2026, pursuant to material definitive dealer agreements. This represents entry into a material definitive agreement creating a significant new funding facility that affects the company's liquidity and financing flexibility.

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Surgery Partners, Inc. (SGRY)

8-K Shareholder vote confidence 98% filed 2026-06-05 Item 5.07

This is a clear disclosure of shareholder voting results from Surgery Partners' Annual Meeting held on June 5, 2026, covering three proposals: election of Class II directors, advisory vote on executive compensation, and ratification of Ernst & Young LLP as independent auditor. The filing presents final vote tallies for each proposal, which is the core content of Item 5.07 disclosures and constitutes a material event affecting investor understanding of corporate governance outcomes.

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GIVBUX, INC. (GBUX)

8-K Dilutive issuance confidence 92% filed 2026-06-05 Item 3.02

GivBux sold 1,000,000 restricted shares of Series C Preferred Stock to founder Kenyatto M. Jones for $1,000 in debt cancellation on May 29, 2026. This is a classic dilutive issuance under Item 3.02: an unregistered equity sale at a nominal price ($0.001 per share) that dramatically increases the founder's voting power (5,000 votes per share, totaling 5 billion votes). The super-voting structure and minimal cash consideration signal potential financial distress and shareholder dilution.

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NovoCure Ltd (NVCR)

8-K Shareholder vote confidence 98% filed 2026-06-05 Item 5.07

NovoCure held its annual general meeting of shareholders on June 3, 2026, where shareholders voted on four proposals: election of eleven directors (Asaf Danziger, William Doyle, Jeryl Hilleman, David Hung, Frank Leonard, Kinyip Gabriel Leung, Martin Madden, Allyson Ocean, Timothy Scannell, Kristin Stafford, and William Vernon), ratification of Kost Forer Gabbay & Kasierer as auditors, advisory approval of executive compensation, and approval of the Amended and Restated 2024 Omnibus Incentive Plan.

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Alphabet Inc. (GOOG)

8-K Exec appointment confidence 85% filed 2026-06-05 Item 5.02

The filing discloses the appointment of Marsida Saraci as Principal Accounting Officer (Principal Financial Officer equivalent) effective immediately, a material executive role. While the disclosure includes equity compensation details ($280,000 and $440,000 in GSUs), the principal action is the appointment itself, not the compensation arrangement. The appointment of a principal accounting officer is material to investors assessing the registrant's financial reporting controls and leadership.

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Absci Corp (ABSI)

8-K Shareholder vote confidence 98% filed 2026-06-05 Item 5.07

This is a clear disclosure of shareholder vote results from Absci's Annual Meeting of Stockholders held on June 4, 2026. The filing reports voting outcomes for two proposals: (i) election of Class II directors Prof Sir Menelas Pangalos and Daniel Rabinovitsj, and (ii) ratification of Ernst & Young LLP as independent auditor. The detailed vote tallies (For/Withhold/Broker Non-Votes for directors; For/Against/Abstain for auditor ratification) are the core content of Item 5.07, which is the standard Item for reporting shareholder meeting results.

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Mag Magna Corp (MGNC)

8-K Dilutive issuance confidence 94% filed 2026-06-05 Item 1.01

Mag Magna Corp entered into three Securities Purchase Agreements (April 1, April 29, and May 6, 2026) issuing unregistered convertible redeemable notes totaling $463,333.33 principal to CFI Capital, Silvercrest, and GW Capital under Section 4(a)(2) and Rule 506(b). Each note is convertible into common stock at 60% of the lowest traded price during the 20 trading days prior to conversion, with reserved shares ranging from 1.4 to 2.1 million shares per note, creating significant dilution risk to existing shareholders.

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Mag Magna Corp (MGNC)

8-K Other material confidence 75% filed 2026-06-05 Item 5.02

Mag Magna Corp established an Executive Committee (composed of Harpreet Sangha and Jamal Khurshid) and an Audit Committee (composed of Gonca Demir, Daniel Marcus, and Nicholas Gregory), and adopted their respective charters, reflecting material governance and board oversight structural changes.

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Hawkeye Systems, Inc. (HWKE)

8-K Dilutive issuance confidence 90% filed 2026-06-05 Item 1.01

Hawkeye Systems entered into a Subscription Agreement to issue Common Stock Purchase Warrants granting the right to purchase 221,878,595 shares at $0.01 per share, an extraordinarily large warrant grant at a nominal exercise price that materially dilutes existing shareholders' ownership and voting power.

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Hawkeye Systems, Inc. (HWKE)

8-K Dilutive issuance confidence 92% filed 2026-06-05 Item 8.01

Hawkeye Systems converted a $2.77 million convertible promissory note into 23.06 million shares at $0.12 per share and mandatorily converted 2,000 shares of Series A Preferred Stock into 13 million shares of common stock, resulting in substantial dilution to existing shareholders.

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Lifeway Foods, Inc. (LWAY)

8-K Other material confidence 65% filed 2026-06-05 Item 3.03

The Board authorized redemption of all preferred share purchase rights under the Shareholder Rights Agreement (poison pill) effective June 5, 2026, with rights holders receiving $0.001 per right and the agreement terminating. This eliminates the company's takeover defenses and materially modifies security holder rights, affecting investor assessment of acquisition risk and control dynamics.

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APPLIED OPTOELECTRONICS, INC. (AAOI)

8-K Shareholder vote confidence 98% filed 2026-06-05 Item 5.07

Applied Optoelectronics held its Annual Meeting on April 10, 2026, with shareholders voting on six proposals: election of two Class I directors, ratification of PricewaterhouseCoopers LLP as auditor, advisory say-on-pay vote, amendment to the Certificate of Incorporation regarding voting standards, approval of the 2026 Equity Incentive Plan, and adjournment authority. Vote tallies for each proposal are disclosed with For, Against, Abstain, and Broker Non-Vote counts.

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Lemonade, Inc. (LMND)

8-K Shareholder vote confidence 98% filed 2026-06-05 Item 5.07

This Item 5.07 disclosure reports the results of Lemonade's June 3, 2026 annual meeting of stockholders, including voting outcomes on three proposals: election of directors (Michael Eisenberg and Debra Schwartz as Class III Directors), ratification of Ernst & Young LLP as independent auditor, and advisory approval of named executive officer compensation. The filing presents vote tallies and confirms passage of all three matters, which is the core purpose of Item 5.07 shareholder vote results disclosures.

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AbCellera Biologics Inc. (ABCL)

8-K Exec appointment confidence 95% filed 2026-06-05 Item 5.02

The filing discloses the appointment of Victor Sandor as a new director to the Board of AbCellera Biologics Inc. effective June 1, 2026. The Board has determined Dr. Sandor is independent under NASDAQ rules. Director appointments are material events affecting the composition and governance of the company and would be relevant to a reasonable investor's assessment of the registrant.

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FIRSTSUN CAPITAL BANCORP (FSUN)

8-K Shareholder vote confidence 98% filed 2026-06-05 Item 5.07

FirstSun Capital Bancorp held its annual meeting of shareholders on June 5, 2026, with voting results reported for the election of seven directors and ratification of Crowe LLP as independent auditor.

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FIRSTSUN CAPITAL BANCORP (FSUN)

8-K M&A activity confidence 85% filed 2026-06-05 Item 8.01

FirstSun Capital Bancorp completed the sale of approximately $890 million in performing multifamily commercial real estate loans to Brookfield Asset Management entities, representing a material disposition of assets as part of post-acquisition balance sheet repositioning following the April 1, 2026 acquisition of First Foundation Inc.

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New Fortress Energy Inc. (NFE)

8-K Exec appointment confidence 85% filed 2026-06-05 Item 5.02

The disclosure centers on the appointment of Frederick Hundt as Chief Accounting Officer effective July 1, 2026, a material executive position. While Michael Lowe's resignation is also mentioned, the filing emphasizes Hundt's appointment and his qualifications (25+ years of accounting experience, prior roles at GXO Logistics and Mastercard, PwC audit background), making the appointment the principal disclosed action. The change in the CAO role is material to investors assessing the company's financial reporting and accounting controls.

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Charlotte's Web Holdings, Inc. (CWBHF)

8-K Exec departure confidence 94% filed 2026-06-05 Item 5.02

Jared Stanley resigned from his position as a member of the Board of Directors effective June 3, 2026, though he will continue in an advisory capacity. The departure was announced via press release on June 5, 2026 and does not relate to any disagreement with the company.

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AppLovin Corp (APP)

8-K Shareholder vote confidence 98% filed 2026-06-05 Item 5.07

This is a classic Item 5.07 disclosure of shareholder voting results from AppLovin's June 3, 2026 annual meeting. The filing presents detailed vote tallies for five proposals: election of nine directors, ratification of Deloitte & Touche LLP as auditor, advisory vote on named executive officer compensation, amendment to the certificate of incorporation for officer exculpation, and a stockholder proposal on voting disclosure. The material outcomes include successful election of all director nominees, auditor ratification, and approval of the officer exculpation amendment, with the stockholder proposal failing. These results are material to investors assessing board composition, audit oversight, and governance structure.

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Sensus Healthcare, Inc. (SRTS)

8-K M&A activity confidence 75% filed 2026-06-05 Item 1.01

The Company entered into a material definitive agreement for a $15 million revolving credit facility with City National Bank of Florida on June 2, 2026. While Item 1.01 typically covers M&A transactions, this disclosure involves a significant financing arrangement with substantial collateral requirements (including $2.23 million in cash collateral and a security interest in all Company assets) and restrictive covenants that materially affect the Company's operational flexibility. The replacement of the previous Fifth Third Bank facility and the debt service coverage ratio covenant make this a material capital event, though it is more accurately a financing arrangement than a traditional M&A activity.

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AVITA Medical, Inc. (AVHHL)

8-K M&A activity confidence 75% filed 2026-06-05 Item 1.01

The filing discloses entry into a material definitive agreement—a $60 million senior secured credit facility with Perceptive Credit Holdings V, LP, which constitutes a material financing transaction affecting the company's capital structure and liquidity. While the warrant issuance is a secondary component, the primary event is the credit agreement itself, which is a material financial commitment that would affect a reasonable investor's assessment of the registrant's financial position and obligations.

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Skillz Inc. (SKLZ)

8-K Other material confidence 75% filed 2026-06-05 Item 7.01

The filing discloses a material corporate name change from Skillz Inc. to Firy Inc. with an associated ticker symbol change from SKLZ to FIRY, effective June 18-22, 2026. While this is a significant corporate action that would affect investor identification and trading of the security, it does not fit neatly into the more specific event categories (it is not an M&A activity, executive change, financial restatement, or other defined material event). The accompanying reorganized business segment information suggests a broader strategic repositioning. This is classified as other_material because it represents a material corporate identity change that does not match the taxonomy's more specific event types.

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Driven Brands Holdings Inc. (DRVN)

8-K Delisting risk confidence 95% filed 2026-06-05 Item 3.01

Driven Brands received a notice from Nasdaq on June 1, 2026 that it is not in compliance with Nasdaq Listing Rule 5250(c)(1) due to delayed filing of its 1Q2026 10-Q. The company has 60 calendar days to submit a compliance plan and up to 180 days to regain compliance, with the risk of delisting if it fails to do so.

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Rocket Lab Corp (RKLB)

8-K Exec appointment confidence 92% filed 2026-06-05 Item 5.02

Rocket Lab appointed Agostino Ricupati as Vice President, Corporate Controller and Chief Accounting Officer effective June 3, 2026, replacing Adam C. Spice in the principal accounting officer role. While the disclosure includes compensatory details (base salary $350,000, $3M RSU grant, sign-on bonus), the principal disclosed action is the appointment of a named executive to a key financial leadership position. This is material to investors as the Chief Accounting Officer is responsible for financial reporting integrity and controls.

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Grindr Inc. (GRND)

8-K Exec Compensation confidence 92% filed 2026-06-05 Item 5.02

This disclosure reports stockholder approval of an amendment and restatement of the 2022 Equity Incentive Plan, which increases authorized shares by 11.6 million and modifies key terms governing equity awards (repricing restrictions, dividend treatment, vesting conditions). This is a material compensatory arrangement disclosure under Item 5.02(e), as it directly affects the framework for executive and employee equity compensation and was subject to shareholder vote approval.

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Hillman Solutions Corp. (HLMN)

8-K Shareholder vote confidence 98% filed 2026-06-05 Item 5.07

This is a classic Item 5.07 disclosure reporting the results of the Annual Meeting of Stockholders held on June 4, 2026. The filing presents voting results for three proposals: election of six directors, advisory approval of named executive officer compensation, and ratification of Deloitte & Touche LLP as independent auditor. All proposals passed with substantial majorities, and the specific vote tallies (votes for, against, abstentions, and broker non-votes) are provided for each matter.

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Hippo Holdings Inc. (HIPOW)

8-K Shareholder vote confidence 98% filed 2026-06-05 Item 5.07

This is a classic Item 5.07 disclosure reporting the results of Hippo Holdings' Annual Meeting of Stockholders held on June 2, 2026. The filing details voting outcomes on four proposals: election of three directors (Lori Dickerson Fouché, Hugh R. Frater, and Richard McCathron), ratification of Deloitte & Touche LLP as independent auditor, advisory approval of executive compensation, and advisory vote on compensation vote frequency (determined to be annual). The detailed vote tallies and quorum confirmation are hallmarks of shareholder vote result disclosures.

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Viant Technology Inc. (DSP)

8-K Shareholder vote confidence 98% filed 2026-06-05 Item 5.07

This is a clear disclosure of shareholder voting results from Viant Technology's June 4, 2026 annual meeting of stockholders. The filing reports the final voting tallies for two proposals: (1) election of Class II directors (Chris Vanderhook and Brett Wilson), and (2) ratification of Deloitte & Touche LLP as the independent auditor for fiscal year 2026. The Item 5.07 classification and detailed vote counts (For, Against, Withheld, Abstentions, Broker Non-Votes) are unmistakable indicators of shareholder vote results disclosure.

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Legato Merger Corp. III (LEGT-UN)

8-K Shareholder vote confidence 95% filed 2026-06-05

The filing discloses Item 5.07 shareholder vote results from an extraordinary general meeting held on June 4, 2026. Shareholders voted to approve the Business Combination Agreement with Einride AB, the Merger Proposal, and the Organizational Documents Proposal, with overwhelming majorities (17,975,925 votes for vs. 712,758 against on each proposal). This is a material event as it represents shareholder approval of a transformative merger transaction that will result in the Company merging into Merger Sub with Einride as the surviving parent.

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loanDepot, Inc. (LDI)

8-K Shareholder vote confidence 98% filed 2026-06-05 Item 5.07

This is a clear Item 5.07 disclosure of shareholder vote results from loanDepot's 2026 Annual Meeting held on June 4, 2026. The filing reports final voting tallies on three matters: election of three Class II directors (Andrew Dodson, Steven Ozonian, and Pamela Patenaude), ratification of Ernst & Young LLP as independent auditor, and advisory approval of named executive officer compensation. All three proposals passed with substantial majorities. This is material as it documents the outcome of the annual meeting and confirms the composition of the board and auditor selection.

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