Filings Radar

SEC 8-K and 6-K filings classified by Claude with reasoning, plus Form 4 insider transactions. Ingested from EDGAR’s filing stream in near-real time, reconciled overnight.

Showing material events only. Routine administrative filings — bylaw amendments, technical fund updates, procedural FD disclosures — are filtered out so the front page stays signal-dense.

Energy Recovery, Inc. (ERII)

8-K Shareholder vote confidence 95% filed 2026-06-05 Item 5.07

This is a classic Item 5.07 disclosure of shareholder vote results from Energy Recovery's 2026 Annual Meeting held on June 4, 2026. The filing reports final voting outcomes on four proposals: election of five directors (with detailed vote tallies for each nominee), non-binding advisory vote on executive compensation (83.3% approval), ratification of Deloitte & Touche LLP as auditor (99.3% approval), and approval of Amendment No. 1 to the 2020 Incentive Plan (53.5% approval). The disclosure is material as it documents the formal election of the board and shareholder approval of key governance and compensation matters.

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ZEVRA THERAPEUTICS, INC. (ZVRA)

8-K Shareholder vote confidence 98% filed 2026-06-05 Item 5.07

This Item 5.07 discloses the results of the 2026 Annual Meeting of Stockholders held on June 4, 2026, including voting outcomes on three proposals: election of two Class II directors (Douglas W. Calder and Corey Watton), ratification of Ernst & Young LLP as independent auditor, and a charter amendment to declassify the board. The filing provides detailed vote tabulations showing that Proposals 1 and 2 passed while Proposal 3 failed to achieve the required 66 2/3% threshold. This is a material disclosure of shareholder voting results as required by Item 5.07.

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BioCardia, Inc. (BCDA)

8-K Other material confidence 75% filed 2026-06-05 Item 7.01

BioCardia disclosed receipt of FDA meeting minutes confirming that its ongoing CardiAMP Heart Failure II Trial may support Premarket Approval (PMA) for the CardiAMP Cell Therapy System. This is a material regulatory milestone for a clinical-stage biotech company, as FDA confirmation of trial adequacy for PMA is a significant de-risking event that would affect investor assessment of the company's path to commercialization. However, this does not fit neatly into the standard taxonomy categories (not an earnings release, executive change, M&A, impairment, or other enumerated events), warranting classification as other_material.

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Moleculin Biotech, Inc. (MBRX)

8-K Other material confidence 65% filed 2026-06-05 Item 7.01

The disclosure announces results from an independent market landscape assessment for Annamycin in R/R AML, a clinical-stage asset. While this is material information about a key product candidate's competitive positioning, it does not fit cleanly into the standard taxonomy categories (not earnings, M&A, litigation, impairment, or other defined events). The assessment results could influence investor perception of the drug's commercial viability, warranting classification as other_material.

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LGL GROUP INC (LGL)

8-K Dilutive issuance confidence 92% filed 2026-06-05 Item 8.01

LGL Group announced and finalized terms of a rights offering to distribute transferable subscription rights to common stockholders, allowing them to purchase up to 6,550,435 shares at $6.90 per share (a 3% discount to VWAP). This material dilutive equity issuance increases share count and potential ownership dilution for existing shareholders.

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ROCKY BRANDS, INC. (RCKY)

8-K Shareholder vote confidence 98% filed 2026-06-05 Item 5.07

This is a classic Item 5.07 disclosure reporting the results of Rocky Brands' 2026 Annual Meeting of Shareholders held on June 3, 2026. The filing presents tabulated voting results for three matters: election of five directors (with votes for, withheld, and broker non-votes), advisory approval of named executive officer compensation, and ratification of Deloitte & Touche LLP as independent auditor. All three votes passed with substantial majorities, making this a routine but material shareholder governance disclosure.

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Guerrilla RF, Inc. (GUER)

8-K Shareholder vote confidence 98% filed 2026-06-05 Item 5.07

This is a clear disclosure of shareholder vote results from Guerrilla RF's Annual Meeting held on June 3, 2026. The filing reports certified voting outcomes for Proposal 1 (election of directors David Bell and Todd B. Hammer) and Proposal 2 (ratification of Forvis Mazars, LLP as independent auditor), with detailed vote tallies including shares voted "For," "Against," withheld, abstained, and broker non-votes. This directly matches Item 5.07 requirements and the shareholder_vote_results event type.

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ICF International, Inc. (ICFI)

8-K Shareholder vote confidence 98% filed 2026-06-05 Item 5.07

This is a classic Item 5.07 disclosure reporting the results of ICF International's 2026 Annual Meeting of Stockholders held on June 2, 2026. The filing presents voting results for four matters: election of three directors (Marilyn Crouther, Michael J. Van Handel, and Michelle A. Williams), an advisory vote on executive compensation, approval of the 2026 Omnibus Incentive Plan, and appointment of Grant Thornton LLP as independent auditor. These are routine but material shareholder votes that affect governance and compensation structures.

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Charlie's Holdings, Inc. (CHUC)

8-K Shareholder vote confidence 98% filed 2026-06-05 Item 5.07

Charlie's Holdings held its Annual Meeting on June 4, 2026, with stockholders voting on four proposals: election of five directors, ratification of auditors (Urish Popeck & Co., LLC), approval of a reverse stock split (1-for-3 to 1-for-50 range) to facilitate an up-list to a national securities exchange, and approval of an amendment to the 2019 Omnibus Equity Incentive Plan increasing available shares by 15 million. All four proposals passed with substantial majorities.

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NORTHERN MINERALS & EXPLORATION LTD. (NMEX)

8-K M&A activity confidence 92% filed 2026-06-05 Item 1.01

NMEX entered into a Memorandum of Understanding to acquire a 5.4165 net mineral acre leasehold interest in Oklahoma for $21,666 in mixed cash and equity consideration, including an unregistered issuance of 216,660 shares of common stock.

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Star Gold Corp. (SRGZ)

8-K Auditor Change confidence 95% filed 2026-06-05 Item 4.01

This is a clear auditor change under Item 4.01. Assure CPA, LLC resigned as the independent registered public accounting firm on June 3, 2026, following its merger into Sadler, Gibb & Associates, LLC, which was then engaged as the new auditor on June 4, 2026. The filing explicitly discloses the resignation and engagement of the successor firm, with Audit Committee approval. The materiality is heightened by the fact that the prior auditor's reports contained substantial doubt about the Company's ability to continue as a going concern, making the auditor transition a material event to investors.

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iShares Staked Ethereum Trust ETF (ETHB)

8-K Other material confidence 75% filed 2026-06-05 Item 8.01

The filing discloses the Trust's first cash distribution of $351,669.96 from staking rewards and announces an ongoing monthly (or quarterly minimum) distribution policy. While this is a routine operational disclosure for an ETF, the announcement of the inaugural distribution and the establishment of a regular distribution schedule would be material to investors evaluating the Trust's income-generating characteristics and cash flow to shareholders. This does not fit neatly into earnings_release (which typically applies to operating company financial results) but represents a material distribution event specific to the Trust's staking operations.

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SILVER STAR PROPERTIES REIT, INC

8-K Bankruptcy Filing confidence 99% filed 2026-06-05 Item 1.03

Silver Star Properties REIT, Inc. filed a voluntary petition for relief under Chapter 11 of the Bankruptcy Code on May 28, 2026, in the United States Bankruptcy Court for the Northern District of Texas (Case No. 26-42316-mxm11), with a subsidiary (Silver Star Virginia Parkway, LLC) filing a separate Chapter 11 petition on the same date.

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SILVER STAR PROPERTIES REIT, INC

8-K Covenant Breach confidence 95% filed 2026-06-05 Item 2.04

The Company is guarantor of four loan agreements with aggregate outstanding principal of approximately $65.2 million currently in default, plus a fifth promissory note in default with foreclosure proceedings initiated, constituting triggering events that accelerate or increase direct financial obligations.

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Otter Tail Corp (OTTR)

8-K M&A activity confidence 45% filed 2026-06-05 Item 2.03

The filing discloses the issuance of $70 million in Series 2026B Senior Unsecured Notes on June 4, 2026, as part of a $170 million private placement transaction entered into on March 19, 2026. While Item 2.03 is technically about creation of direct financial obligations, the substance here is a material debt financing that creates a significant new financial obligation. However, this is a routine debt issuance rather than a merger, acquisition, or change of control, making the classification ambiguous between ma_activity and other_material.

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Agassi Sports Entertainment Corp. (AASP)

8-K Dilutive issuance confidence 95% filed 2026-06-05 Item 1.01

The filing discloses a private placement of 235,000 restricted common shares at $5.00 per share ($1.175 million total) to accredited investors under Regulation D exemption, plus an additional grant of 100,000 warrant shares to legal counsel. This is a classic dilutive unregistered equity issuance under Item 3.02, material to investors assessing ownership dilution and capital structure.

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Karbon-X Corp. (KARX)

8-K Exec Compensation confidence 72% filed 2026-06-05 Item 1.01

The filing discloses a Consulting Agreement between Karbon-X Corp and Chad Clovis that establishes "his compensation structure going forward," which is a compensatory arrangement for a named individual. While filed under Item 1.01 (typically for M&A), the substance centers on compensation terms rather than a material acquisition or disposition. The agreement's approval by the Board and its material nature to investor assessment supports materiality.

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Nomadar Corp. (NOMA)

8-K Other material confidence 65% filed 2026-06-05 Item 1.01

The disclosure describes entry into a "Remunerated Private Investment Agreement" involving a $1,000,000 capital deployment by Nomadar to Make A Mark Events SRL (owned by a company investor) with a 2.7% monthly return and 30-day repayment terms. While Item 1.01 typically covers M&A activity, this transaction appears to be a related-party investment or financing arrangement rather than a traditional acquisition or material disposition. The structure—a short-term, interest-bearing loan to an affiliate—does not fit cleanly into the M&A taxonomy but is material due to the significant capital commitment and related-party nature.

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Brand Engagement Network Inc. (BNAIW)

8-K Dilutive issuance confidence 92% filed 2026-06-05

The filing discloses a private placement of 56,150 shares of common stock at $17.82 per share for $1,000,593 in gross proceeds under Item 1.01 and Item 3.02 (Unregistered Sales of Equity Securities). The transaction includes 100% warrant coverage, creating significant dilution. This is a classic dilutive equity issuance by a small-cap company (emerging growth company status) raising capital through an unregistered private placement.

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Nevada Canyon Gold Corp. (NGLD)

8-K Auditor Change confidence 95% filed 2026-06-05

The filing discloses under Item 4.01 that Assure CPA, LLC resigned as the Company's independent registered public accounting firm on June 3, 2026, following its merger into Sadler, Gibb & Associates, LLC, and that Sadler, Gibb & Associates was engaged as the new auditor on June 4, 2026. The disclosure explicitly states no disagreements or reportable events occurred, indicating a routine auditor transition driven by the predecessor firm's merger rather than audit quality concerns.

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Eva Live Inc (GOAI)

8-K Earnings release confidence 75% filed 2026-06-05

The 8-K filing discloses only Item 9.01 (Financial Statements and Exhibits) with a press release dated June 5, 2026 attached as Exhibit 99.1. While the specific content of the press release is not provided in the extractable text, the structure and timing of this filing—a current report with a press release exhibit on the same date—is consistent with an earnings release disclosure. The moderate confidence reflects uncertainty due to the absence of the actual press release text, which could alternatively contain other material announcements.

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Transportation & Logistics Systems, Inc. (TLSS)

8-K M&A activity confidence 95% filed 2026-06-05

The filing discloses entry into a First Amendment to a Member Interest and Asset Exchange Agreement on June 1, 2026, amending a previously disclosed acquisition agreement dated April 1, 2026. The transaction involves a reverse triangular merger of TLSS's subsidiary with Patriot Glass Solutions (PGS), with TLSS acquiring an 80% membership interest in PGS and four nanotechnology patents in exchange for $4.75 million in Series J Preferred Stock. This is a material acquisition activity under Item 1.01, with extended closing timelines and conditions precedent disclosed.

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NEXTNRG, INC. (NXXT)

8-K Earnings release confidence 85% filed 2026-06-05

The filing discloses under Item 7.01 that NextNRG issued a press release on June 5, 2026 announcing "preliminary financial results for the month of May 2026." The press release is furnished as Exhibit 99.1. Although Item 7.01 is used rather than the more typical Item 2.02, the substance is a financial results announcement, which constitutes an earnings release disclosure material to investors.

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Chaince Digital Holdings Inc. (CD)

8-K Exec departure confidence 95% filed 2026-06-05

Wilfred Daye resigned as both a director and Chief Strategy Officer of Chaince Digital Holdings Inc., effective immediately on June 3, 2026. This is a clear executive departure under Item 5.02, involving the loss of a senior officer and board member. The filing explicitly states the resignation was voluntary and not due to disagreement, but the departure of a C-suite executive and director is material to investors assessing the company's leadership and governance.

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Arrive AI Inc. (ARAI)

8-K Delisting risk confidence 98% filed 2026-06-05

Arrive AI received a deficiency notice from Nasdaq on June 2, 2026, for failure to maintain the minimum bid price of $1.00 per share required under Nasdaq Listing Rule 5450(a)(1). The company has been given a 180-day compliance period until November 30, 2026, to regain compliance, with potential delisting if it fails to do so. This is a classic delisting risk disclosure under Item 3.01.

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Trio Petroleum Corp (TPET)

8-K Exec Compensation confidence 95% filed 2026-06-05

The filing discloses compensatory arrangements for two named executives under Item 5.02: Robin Ross (CEO) received a base salary increase from $400,000 to $600,000, a one-time award of 1,500,000 shares, and an increase in discretionary bonus from 100% to 200% of base salary, plus a $300,000 cash bonus; Gregory Overholtzer (CFO) received a one-time award of 200,000 shares. These equity grants and salary/bonus modifications are material executive compensation arrangements requiring disclosure.

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AIRO Group Holdings, Inc. (AIRO)

8-K Shareholder vote confidence 98% filed 2026-06-05

The filing discloses Item 5.07 results from AIRO Group Holdings' annual meeting of stockholders held June 4, 2026. The company reports voting outcomes for two proposals: election of three Class I directors (Gregory Winfree, Brian Nelson, and Sherrie McCandless) and ratification of BPM LLP as independent auditor for fiscal 2026. All three directors were elected with substantial majorities, and the auditor selection was ratified with 20.5 million votes in favor. This is a material disclosure of shareholder voting results as required by Item 5.07.

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PHOENIX MOTOR INC. (PEVM)

8-K M&A activity confidence 92% filed 2026-06-05 Item 1.01

Phoenix Motor entered into a $4 million term loan facility with Concrete Jungle Ltd. on June 1, 2026, secured by substantially all company assets and accompanied by a warrant for 80,896 shares and a 49% equity option in PhoenixEV. The transaction includes concurrent settlement of $3.8 million in JJA obligations and transfer of four electric buses, representing a material financing transaction that restructures the company's capital structure.

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PHOENIX MOTOR INC. (PEVM)

8-K Dilutive issuance confidence 95% filed 2026-06-05 Item 3.02

Phoenix Motor issued an unregistered warrant to purchase 80,896 shares of common stock at $3.00 per share in connection with the loan agreement, relying on Section 4(a)(2) and Regulation D exemptions. This dilutive issuance materially affects shareholder ownership and potential dilution.

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Indaptus Therapeutics, Inc. (INDP)

8-K Exec departure confidence 95% filed 2026-06-05

The filing discloses the resignation of two directors (David E. Lazar and Avraham Ben-Tzvi, effective June 5, 2026) and the Chief Operating Officer (Walt A. Linscott, effective June 1, 2026). While Linscott transitions to a consulting role, the primary disclosed action is the departure of these executives from their positions. The filing explicitly states these resignations were not due to disagreement, but the simultaneous departure of multiple board members and a C-suite officer is material to investors assessing governance and leadership continuity.

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JUPITER NEUROSCIENCES, INC. (JUNS)

8-K Exec Compensation confidence 95% filed 2026-06-05

The filing discloses multiple compensatory arrangements under Item 5.02(e): (1) Amendment No. 3 to Alison Silva's employment agreement appointing her as Chief Operating Officer and President with a base salary increase to $340,200 and a one-time grant of 600,000 stock options; (2) stock option grants to independent non-employee directors (100,000 shares each); and (3) discretionary bonuses in the form of stock options to five executives (ranging from 259,231 to 747,783 shares) plus an additional 200,000-share grant to the CFO. These are material compensatory arrangements affecting named executives and directors.

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I-ON Digital Corp. (IONI)

8-K M&A activity confidence 95% filed 2026-06-05

The filing discloses entry into a material definitive agreement (Item 1.01) whereby I-ON Digital Corp. acquired all rights and assumed all obligations under a mineral property purchase agreement for 21 BLM placer mining claims valued at $25 million, containing an estimated 1–1.5 million ounces of gold reserves. This constitutes a material acquisition of assets that would significantly affect investor assessment of the company's asset base and strategic direction.

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BITMINE IMMERSION TECHNOLOGIES, INC. (BMNR)

8-K Dilutive issuance confidence 85% filed 2026-06-05 Item 1.01

On June 4, 2026, the Company entered into an underwriting agreement to issue 3,500,000 shares of Series A Preferred Stock at $80.00 per share, generating approximately $273.8 million in net proceeds. The proceeds are earmarked for acquisitions, infrastructure expansion, and share repurchases.

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Odysight.ai Inc. (ODYS)

8-K Dilutive issuance confidence 92% filed 2026-06-05 Item 1.01

The Company entered into an at-the-market (ATM) sales agreement with Roth Capital Partners authorizing the sale of up to $20,000,000 in common stock shares. This is a dilutive equity issuance arrangement that would materially affect existing shareholders through potential dilution. The filing explicitly discloses the agreement under Item 1.01 (Material Definitive Agreement) and references the shelf registration statement (Form S-3) under which the shares will be issued, which is the standard disclosure mechanism for ATM offerings and equity capital raises.

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RESEARCH FRONTIERS INC (REFR)

8-K Delisting risk confidence 98% filed 2026-06-05

Research Frontiers received two deficiency notification letters from Nasdaq on June 2, 2026, advising that the Company no longer satisfies the $1.00 minimum bid price requirement and the $35 million minimum Market Value of Listed Securities requirement for continued listing on The Nasdaq Capital Market. The Company has 180 calendar days until November 30, 2026, to regain compliance, with no assurance of success. This is a classic delisting risk disclosure under Item 3.01.

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Volato Group, Inc. (SOARW)

8-K M&A activity confidence 95% filed 2026-06-05

The filing discloses termination of a material definitive agreement—the Merger Agreement with M2i Global dated July 28, 2025. Item 1.02 explicitly states the Company delivered written notice on June 4, 2026 terminating the merger agreement and abandoning the contemplated transaction. This is a material M&A event (termination of a merger) that would significantly affect investor assessment of the registrant's strategic direction and value.

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CareCloud, Inc. (CCLDO)

8-K Shareholder vote confidence 95% filed 2026-06-05

The filing discloses results of CareCloud's Annual Meeting of Shareholders held on June 4, 2026, with detailed voting outcomes on four proposals: election of two directors (Mahmud Haq and Cameron Munter), advisory approval of named executive officer compensation, approval of the 2026 Equity Incentive Plan authorizing 1,000,000 shares, and appointment of Tanner LLP as independent auditor. Item 5.07 explicitly presents the vote tallies for each proposal, which is the defining characteristic of shareholder vote results disclosures.

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OFA Group (OFAL)

8-K Dilutive issuance confidence 85% filed 2026-06-05

The filing discloses under Item 3.02 an amendment to a waiver agreement that creates a contingent issuance of up to 3,000,000 Class A ordinary shares ("Default Shares") upon the Company's failure to pay a $1,000,000 commitment fee to Atsion. This represents a dilutive equity issuance exempt from registration under Section 4(a)(2), triggered by a potential covenant breach. The conversion mechanism and share cap indicate a material equity dilution event that would affect investor assessment of ownership and capital structure.

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Artisan Partners Asset Management Inc. (APAM)

8-K Other material confidence 72% filed 2026-06-05 Item 8.01

The filing discloses preliminary assets under management (AUM) as of May 31, 2026, via press release. For an asset management company like Artisan Partners, AUM is a key operational metric that investors monitor closely to assess business performance and growth trends. While this is not a formal earnings release, the disclosure of material AUM figures would affect a reasonable investor's assessment of the company's business trajectory and is material to the total mix of information available.

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Carlyle Group Inc. (CGABL)

8-K Shareholder vote confidence 98% filed 2026-06-05 Item 5.07

Carlyle Group held its Annual Meeting of Shareholders on June 3, 2026, with voting results on four proposals: election of thirteen directors, ratification of Ernst & Young LLP as independent auditor, approval of the Amended and Restated 2012 Equity Incentive Plan, and a non-binding say-on-pay vote. All proposals passed with substantial majorities.

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TECOGEN INC. (TGEN)

8-K Shareholder vote confidence 98% filed 2026-06-05 Item 5.07

This is a classic Item 5.07 disclosure of shareholder meeting results. The filing reports voting outcomes on four proposals: election of seven directors (all elected with plurality support), ratification of Wolf & Company, P.C. as auditors (majority approved), non-binding advisory approval of named executive officer compensation (majority approved), and frequency of say-on-pay votes (majority voted for three-year frequency). The detailed vote tallies and explicit statement that nominees "were elected to serve as directors" confirm this is a shareholder vote results disclosure.

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HA Sustainable Infrastructure Capital, Inc. (HASI)

8-K Shareholder vote confidence 98% filed 2026-06-05 Item 5.07

This Item 5.07 disclosure reports the results of the Annual Meeting of Stockholders held on June 3, 2026, including voting outcomes for three proposals: election of ten directors, ratification of Ernst & Young LLP as independent auditor, and a non-binding advisory vote on executive compensation. The filing provides detailed vote tallies (votes for, against, withheld, abstain, and broker non-votes) for each proposal, which is the core content of a shareholder vote results disclosure.

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Five Point Holdings, LLC (FPH)

8-K Shareholder vote confidence 98% filed 2026-06-05 Item 5.07

This Item 5.07 disclosure reports the results of Five Point Holdings' 2026 Annual Meeting of Shareholders held on June 4, 2026, including election of three directors (Kathleen Brown, Gary Hunt, and Michael Winer), advisory approval of named executive officer compensation, ratification of Deloitte & Touche LLP as independent auditors, and approval of the amended 2023 Incentive Award Plan. The filing presents detailed voting tallies for each matter, which is the core purpose of Item 5.07 shareholder vote results disclosures.

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Gaming & Leisure Properties, Inc. (GLPI)

8-K Shareholder vote confidence 98% filed 2026-06-05 Item 5.07

This is a clear disclosure of shareholder voting results from the June 4, 2026 Annual Meeting of Shareholders. The filing reports final vote tallies for three matters: (a) election of eight directors, (b) ratification of Deloitte & Touche LLP as independent auditor, and (c) non-binding advisory vote on executive compensation. Item 5.07 is the designated 8-K item for shareholder vote results, and the prose explicitly states "the final voting results for each of the candidates and other matters submitted to a vote of shareholders."

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Flywire Corp (FLYW)

8-K Shareholder vote confidence 98% filed 2026-06-05 Item 5.07

This Item 5.07 disclosure reports the results of Flywire's 2026 annual meeting of stockholders held on June 2, 2026, including voting outcomes on three proposals: election of three Class II directors (Finkelstein, Harris, and Howard), ratification of PricewaterhouseCoopers LLP as independent auditor, and advisory approval of named executive officer compensation. The filing provides detailed vote tallies (for, against, withheld, abstaining, and broker non-votes) for each proposal, which is the core content of a shareholder vote results disclosure under Item 5.07.

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New Mountain Finance Corp (NMFCZ)

8-K Dilutive issuance confidence 75% filed 2026-06-05 Item 8.01

New Mountain Finance Corporation priced a private offering of $150 million in aggregate principal amount of senior notes (Tranche A: $40M at 7.28%, Tranche B: $35M at 7.76%, Tranche C: $75M floating rate), offered under Section 4(a)(2) of the Securities Act without registration. While these are debt securities rather than equity, the unregistered private placement of $150 million in principal amount represents a material capital-raising event that increases the company's leverage and financial obligations, affecting investor assessment of capital structure and financial risk.

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Natera, Inc. (NTRA)

8-K Exec appointment confidence 95% filed 2026-06-05 Item 5.02

The filing discloses the appointment of Thomas Lynch as a director to Natera's Board, effective June 2, 2026, with the Board size increased from eleven to twelve members. While the disclosure includes compensatory arrangements (equity vesting schedule and cash compensation consistent with other non-employee directors), the principal action is the appointment itself. This is material as board composition changes affect corporate governance and investor assessment of the company.

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GoDaddy Inc. (GDDY)

8-K Shareholder vote confidence 98% filed 2026-06-05 Item 5.07

GoDaddy held its Annual Meeting of Stockholders on June 3, 2026, with shareholders voting on four proposals: election of nine directors, advisory vote on named executive officer compensation, ratification of Ernst & Young LLP as independent auditor, and approval of the Amended and Restated 2024 Omnibus Incentive Plan. The filing discloses detailed voting results (For, Against, Abstain, Broker Non-votes) for each proposal.

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UPWORK, INC (UPWK)

8-K Shareholder vote confidence 98% filed 2026-06-05 Item 5.07

Upwork held its Annual Meeting of Stockholders on June 4, 2026, with shareholders voting on four proposals: election of three Class II directors (Claire Bramley, David Lissy, and Gary Steele), ratification of PricewaterhouseCoopers LLP as independent auditor, advisory approval of named executive officer compensation, and advisory vote on compensation vote frequency. All four proposals passed with substantial majorities.

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UPWORK, INC (UPWK)

8-K Exec appointment confidence 85% filed 2026-06-05 Item 5.02

Claire Bramley and David Lissy were appointed as Class II directors of Upwork following their election at the June 4, 2026 Annual Meeting, with both appointed to the audit, risk and compliance committee effective immediately after the meeting.

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