Filings Radar

SEC 8-K and 6-K filings classified by Claude with reasoning, plus Form 4 insider transactions. Ingested from EDGAR’s filing stream in near-real time, reconciled overnight.

Showing material events only. Routine administrative filings — bylaw amendments, technical fund updates, procedural FD disclosures — are filtered out so the front page stays signal-dense.

TruBridge, Inc. (TBRG)

8-K Shareholder vote confidence 95% filed 2026-07-07 Item 5.07

This Item 5.07 discloses the results of a special stockholder meeting held on July 7, 2026, where shareholders voted on two proposals: (1) approval of a merger agreement with Inventurus Knowledge Solutions, Inc. (approved 11,305,399 votes for vs. 8,818 against), and (2) advisory approval of named executive officer merger-related compensation (approved 10,443,361 votes for vs. 865,218 against). The filing explicitly states the voting results and that the merger closing is expected on July 9, 2026, with subsequent delisting from Nasdaq. This is a material shareholder vote on a transformative M&A transaction.

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KURA SUSHI USA, INC. (KRUS)

8-K Earnings release confidence 98% filed 2026-07-07 Item 2.02

This is a clear earnings release disclosing Kura Sushi's fiscal third quarter 2026 financial results ended May 31, 2026. The press release presents comprehensive quarterly results including total sales ($85.9M vs. $74.0M prior year), net income ($0.4M or $0.03 per diluted share), operating metrics, and forward guidance. The filing explicitly states the Company "issued a press release disclosing earnings and other financial results" and furnishes it as Exhibit 99.1 under Item 2.02 (Results of Operations and Financial Condition), which is the standard Item for earnings releases.

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LifeStance Health Group, Inc. (LFST)

8-K Exec appointment confidence 85% filed 2026-07-07 Item 5.02

The disclosure centers on the appointment of three new directors (Thurman Justice, Lori Goltermann, and Safwan Shabab) to the Board on July 2, 2026, with specified committee assignments and equity grants. While Jeffrey Rhodes' resignation is also mentioned, it is explicitly stated as not resulting from disagreement and is presented as the context for filling vacancies. The principal disclosed action is the appointment of three directors, making exec_appointment the most salient classification.

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T-Mobile US, Inc. (TMUSL)

8-K Exec appointment confidence 92% filed 2026-07-07 Item 5.02

T-Mobile appointed Chris Sambar as Chief Enterprise Officer, effective no later than October 14, 2026, reporting directly to CEO Srini Gopalan. The appointment represents a material C-suite leadership change to lead the company's enterprise and government businesses.

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Interactive Strength, Inc. (TRNR)

8-K Dilutive issuance confidence 92% filed 2026-07-07 Item 3.02

Interactive Strength issued 225,681 shares of Series C Preferred Stock on June 30, 2026, pursuant to a Settlement Agreement resolving a dispute under a prior Loan Restoration Agreement. The unregistered issuance under Section 4(a)(2) of the Securities Act satisfied a $451,361 shortfall in the Lender's net proceeds from prior stock dispositions.

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Primo Brands Corp (PRMB)

8-K Exec departure confidence 75% filed 2026-07-07 Item 5.02

Robert Austin, the Chief Operating Officer, is departing his principal operating officer role effective July 7, 2026, with the COO position being eliminated. While Austin remains employed through December 31, 2026 in a transition capacity, the substantive event is his departure from the principal operating officer position. The disclosure also includes compensatory arrangements (severance, equity vesting acceleration, and a $330,000 supplemental payment), but the primary action disclosed is the departure of a named executive officer from a key leadership role.

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Suncrete, Inc. (RMIX)

8-K Debt Issuance confidence 92% filed 2026-07-07 Item 1.01

Suncrete entered into a Fifth Amendment to its Credit Agreement on June 30, 2026, creating a $175.0 million Delayed Draw Term Loan Facility and increasing the Revolving Credit Facility from $25.0 million to $50.0 million, with a maturity date of July 29, 2029, to finance and refinance acquisitions.

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MASTEC INC (MTZ)

8-K Debt Issuance confidence 92% filed 2026-07-07 Item 1.01

MasTec entered into a new $700 million senior unsecured delayed draw term loan agreement ($400 million three-year and $300 million four-year tranches) and amended its revolving credit facility to increase it by $350 million to $2.25 billion, creating material new direct financial obligations to finance an acquisition.

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MASTEC INC (MTZ)

8-K M&A activity confidence 92% filed 2026-07-07 Item 3.02

MasTec entered into a Share Purchase Agreement to acquire Electrical Specialists, Inc. (Superior Group), a premier full-service electrical contractor, for approximately $475 million in stock consideration, representing approximately 1.5% dilution.

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MASTEC INC (MTZ)

8-K Exec appointment confidence 95% filed 2026-07-07 Item 5.02

Manuel Benito Miranda was appointed as a Class II director effective June 30, 2026, filling a vacancy created by an increase in board size from 8 to 9 directors, and was also appointed to the Compensation Committee.

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ARS Pharmaceuticals, Inc. (SPRY)

8-K Exec appointment confidence 85% filed 2026-07-07 Item 5.02

The filing discloses the appointment of Donn Casale as Chief Executive Officer effective immediately and his concurrent appointment to the Board as a Class III director. While the section also mentions Richard Lowenthal's termination without cause, the principal disclosed action centers on Casale's elevation to CEO and board appointment, making this an exec_appointment event. This is material as it represents a change in the company's principal executive officer.

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Public Storage (PSA-PS)

8-K Exec departure confidence 95% filed 2026-07-07 Item 5.02

Chris Sambar, Chief Operating Officer of Public Storage, resigned effective end of July 2026 to join T-Mobile as Chief Enterprise Officer. The disclosure centers on the departure of a named executive officer from a C-suite position, with the company noting that operations leadership will report directly to the CEO until a permanent replacement is identified. This is a material executive departure.

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Cantor Fitzgerald Income Trust, Inc. (CFTR-PA)

8-K Dividend Distribution confidence 98% filed 2026-07-07 Item 7.01

The filing discloses a declaration of monthly distributions by Cantor Fitzgerald Income Trust for June 2026 across multiple share classes and operating partnership units, with specific per-unit amounts (ranging from $0.08301 to $0.08310) payable on or about July 7, 2026. This is a routine but material dividend distribution disclosure typical of closed-end funds and REITs, affecting shareholders' returns and investment value.

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RESMED INC (RSMDF)

8-K M&A activity confidence 95% filed 2026-07-07 Item 2.02

ResMed entered into a definitive agreement to sell its MatrixCare business to Frazier Healthcare Partners for $490 million in an all-cash transaction expected to close in Q1 fiscal 2027. The disposition represents approximately $220 million in annual revenue and $55 million in non-GAAP operating profit, reflecting a strategic portfolio shift toward high-growth sleep and connected care markets. The company plans to return net proceeds to shareholders via an accelerated share repurchase program.

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Banzai International, Inc. (BNZIW)

8-K M&A activity confidence 95% filed 2026-07-07 Item 2.01

Banzai International completed the acquisition of substantially all assets of ConnectAndSell, Inc. on July 2, 2026, pursuant to an Asset Purchase Agreement, with total consideration of approximately $13.2 million including cash, stock, a promissory note, deferred payments, and earn-out consideration, plus assumption of liabilities.

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Banzai International, Inc. (BNZIW)

8-K Debt Issuance confidence 95% filed 2026-07-07 Item 1.01

Banzai International entered into a Subordinated Business Loan and Security Agreement on July 1, 2026, issuing a $2,100,000 principal subordinated secured promissory note with $2,000,000 in net proceeds, featuring weekly repayment obligations and maturity on February 10, 2027.

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Banzai International, Inc. (BNZIW)

8-K Debt Issuance confidence 95% filed 2026-07-07 Item 2.03

As part of the ConnectAndSell acquisition, Banzai International issued an Employee Indebtedness Note to ConnectAndSell in the principal amount of $1,800,000 bearing 8% interest, maturing over twelve months in equal quarterly installments, with default interest at 10% and acceleration upon change of control.

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Banzai International, Inc. (BNZIW)

8-K Dilutive issuance confidence 92% filed 2026-07-07 Item 3.02

Banzai International issued unregistered Common Stock and Pre-Funded Warrants to ConnectAndSell pursuant to the Asset Purchase Agreement under Section 4(a)(2) exemption, representing a dilutive equity capital raise by a financially distressed company with negative working capital of approximately $17 million and accumulated deficit of $57.6 million.

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TuHURA Biosciences, Inc./NV (HURA)

8-K Debt Issuance confidence 92% filed 2026-07-07 Item 2.03

The Company drew an additional $1.9 million under an existing revolving credit facility on June 30, 2026. While the underlying Loan Agreement was disclosed on April 21, 2026, this Item 2.03 discloses a new direct financial obligation—the incremental draw itself—which creates or increases a debt obligation. This is a material event affecting the Company's capital structure and liquidity position.

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Civeo Corp (CVEO)

8-K Debt Issuance confidence 92% filed 2026-07-07 Item 1.01

Civeo Corporation completed a private unregistered offering of $100 million aggregate principal amount of 4.50% Convertible Senior Notes due 2031, with net proceeds of approximately $96.2 million. The company entered into an Indenture with U.S. Bank Trust Company as trustee, establishing the terms, interest rate, maturity date, conversion rights, and redemption provisions. The convertible notes were sold to qualified institutional buyers under Section 4(a)(2) and Rule 144A, with common shares issuable upon conversion.

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Sunbelt Rentals Holdings, Inc. (SUNB)

8-K Debt Issuance confidence 95% filed 2026-07-07 Item 8.01

Sunbelt Rentals announced the pricing and issuance of $450 million of 4.950% Senior Notes due 2030 and $750 million of 5.650% Senior Notes due 2036, totaling $1.2 billion in new debt obligations. The filing discloses the creation of direct financial obligations with specified interest rates, maturity dates, and pricing terms, which is the hallmark of a debt issuance event. The company intends to use proceeds for refinancing existing indebtedness and general corporate purposes.

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GLADSTONE INVESTMENT CORPORATION\DE (GAING)

8-K Financial Other confidence 75% filed 2026-07-07 Item 8.01

Gladstone Investment Corporation announced the sale of its portfolio company SFEG to Enerpac Tool Group, with the registrant expecting full repayment of debt and a significant capital gain on its equity interest. This is a material realization event for a BDC, but it is the sale of a portfolio company (not the registrant itself) and is disclosed as a financial outcome rather than as an M&A transaction directly involving the registrant. The event is clearly financial in nature but does not fit the specific M&A category, making financial_other the most appropriate classification.

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Getty Images Holdings, Inc. (GETY)

8-K M&A activity confidence 95% filed 2026-07-07 Item 8.01

Getty Images terminated its Agreement and Plan of Merger with Shutterstock, Inc. on July 7, 2026, following the Board's June 30, 2026 resolution not to proceed with the transaction. The termination of a material acquisition agreement is a significant M&A event that materially affects the registrant's strategic direction and financial position, particularly given the subsequent redemption of the Senior Secured Notes triggered by the merger's failure.

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authID Inc. (AUID)

8-K Shareholder vote confidence 95% filed 2026-07-07 Item 5.07

This Item 5.07 disclosure reports the results of authID Inc.'s Annual Meeting held on July 6, 2026, including voting outcomes on three proposals: election of six directors, ratification of Cherry Bekaert LLP as independent auditors, and approval of the 2026 Equity Incentive Plan with 3,500,000 shares allocated. The filing presents vote tallies (For, Against, Abstain, Broker Non-Votes) for each proposal, which is the core content of a shareholder vote results disclosure.

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Digi Power X Inc. (DGXX)

8-K Operational Other confidence 75% filed 2026-07-07 Item 7.01

The filing discloses an operations and financial update via press release, covering construction progress on the AI data center campus (Phase 1 on track for December 2026 commissioning), NeoCloudz platform revenue generation, project financing advancement, and current financial position ($155M cash, $95M YTD capex, no debt). While the update includes financial metrics, the core disclosure centers on operational milestones and strategic execution rather than a formal earnings release or material financial event. The 2027 revenue outlook ($250–$300M annualized run rate) is forward-looking guidance subject to execution risks. This is a material operational update affecting investor assessment of the company's growth trajectory and capital deployment, but does not fit the specific categories of earnings_release, debt_issuance, or other named types.

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Enlivex Ltd. (ENLV)

6-K Governance Other confidence 85% filed 2026-07-07 EX-99.1

This press release announces a 1-for-15 reverse stock split effective July 9, 2026, which is a governance and capital structure event. The disclosure specifies the mechanics (15 shares combining into 1), the impact on authorized shares (2.375B reduced to 158.3M), par value adjustment (NIS 0.40 to NIS 6.00), and outstanding shares (252.5M reduced to ~16.8M). While reverse splits are routine corporate actions, this one is material because it significantly alters the share structure and is typically undertaken to address delisting risk or maintain exchange compliance—a concern for a Nasdaq-listed company announcing such a dramatic consolidation.

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Turn Therapeutics Inc. (TTRX)

8-K Operational Other confidence 75% filed 2026-07-07 Item 7.01

Turn Therapeutics announced completion of a comprehensive interim analysis of its Phase 2 clinical trial for GX-03 in atopic dermatitis, resulting in a finalized Stage 2 study design with expanded patient population criteria and optimized endpoints. This represents a material operational and clinical development milestone—the company identified clinically meaningful efficacy across a broader disease severity spectrum than anticipated, enabling prospective expansion of enrollment to include mild-to-moderate disease patients (EASI 1.1-7.0), and adopted the FDA-recognized Hochberg multiple testing procedure for statistical analysis. While this is clinical-stage progress rather than a discrete event type (not earnings, M&A, litigation, etc.), it materially affects investor assessment of the company's development trajectory and regulatory pathway for its lead candidate.

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SS Innovations International, Inc. (SSII)

8-K Operational Other confidence 75% filed 2026-07-07 Item 8.01

SS Innovations announced that its subsidiary SSICRS graduated its first class in a specialized robotic cardiac surgery training program, with 33 participants from seven countries and 16 international faculty members. This represents a significant operational and strategic milestone—the launch and successful completion of the company's inaugural educational training program designed to build market adoption and expertise around its SSi Mantra surgical robotic system. While not a traditional M&A, financial, or governance event, this disclosure demonstrates material progress in the company's business strategy to democratize robotic surgery education globally and would be relevant to investors assessing the company's execution and market positioning.

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SunPower Inc. (SPWRW)

8-K Exec appointment confidence 95% filed 2026-07-07

SunPower Inc. appointed Tom Kowalczuk as Chief Financial Officer and Principal Financial Officer effective June 30, 2026. The filing discloses his background, compensation terms ($400,000 base salary, 50% target bonus), and a material equity grant of 1,000,000 RSUs with specified vesting schedules. This is a principal executive appointment material to investors assessing the company's financial leadership.

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Silynxcom Ltd. (SYNX)

6-K Operational Other confidence 75% filed 2026-07-07 EX-99.1

This press release announces the successful delivery of a $3 million order of tactical communication solutions to an Asian military customer, completing a previously announced order from December 2025. The disclosure represents a material operational milestone—a significant customer delivery that demonstrates market penetration and validates the company's products in a strategic growth region. While not a discrete M&A event, executive change, or financial restatement, it is a material operational achievement that would affect a reasonable investor's assessment of the company's execution capability and regional expansion strategy.

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FST Corp. (FSTWF)

6-K Dilutive issuance confidence 92% filed 2026-07-07

FST Corp. entered into an At The Market (ATM) Offering Agreement on July 6, 2026, with H.C. Wainwright & Co., LLC, authorizing the sale of up to $10.4 million in ordinary shares. ATM offerings are unregistered equity issuances that create dilution risk to existing shareholders. The filing also references a prospectus supplement filed under Rule 424(b)(5), confirming this is a registered direct offering of equity securities that would materially affect investor assessment of share dilution and capital structure.

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TH International Ltd (THCH)

6-K Debt Issuance confidence 95% filed 2026-07-07

The 6-K announces the closing of the first tranche of Senior Secured Convertible Notes due 2029 in the principal amount of US$15,623,304 (US$15.8 million in total proceeds including accrued interest) issued to Tim Hortons Restaurants International GmbH. This is a creation of a new direct financial obligation and constitutes a material debt issuance event. The filing explicitly states this is the first of four expected tranches, with the final expected in Q1 2027.

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CollPlant Biotechnologies Ltd (CLGN)

6-K Governance Other confidence 88% filed 2026-07-07 EX-99.1

CollPlant is holding an extraordinary general meeting of shareholders on July 29, 2026, to approve an increase in authorized share capital from 30 million to 500 million ordinary shares and amend the Memorandum and Articles of Association. The 16.7x increase in authorized shares is material to shareholders' interests and is intended to facilitate a private placement completed in June 2026 and provide flexibility for potential strategic transactions and acquisitions.

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SARATOGA INVESTMENT CORP. (SAJ)

8-K Earnings release confidence 98% filed 2026-07-07 Item 2.02

Saratoga Investment Corp. issued a press release on July 7, 2026 announcing financial results for the fiscal first quarter 2027 ended May 31, 2026. The disclosure includes comprehensive quarterly financial metrics (AUM, NAV, NII per share, EPS, ROE), portfolio activity (originations, repayments, valuations), and management commentary on performance. This is a standard quarterly earnings release filed under Item 2.02 and furnished as Exhibit 99.1, which is material to investors assessing the BDC's financial condition and performance.

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BANK OF CHILE (BCH)

6-K Debt Issuance confidence 95% filed 2026-07-07

Banco de Chile announced the placement of senior dematerialized bearer bonds (Serie FG Bonds) in the local Chilean market on July 7, 2026, for CLF 300,000 with maturity November 1, 2030 at an average rate of 2.80%. This is a creation of a new direct financial obligation and constitutes a material debt issuance event that would affect a reasonable investor's assessment of the registrant's capital structure and financial position.

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StageWise Strategies Corp. (STWI)

8-K Dilutive issuance confidence 92% filed 2026-07-07 Item 1.01

StageWise entered into a Share Subscription Agreement to issue 1,000,000 shares of Common Stock to Jakhongir Abidovich Artikkhodjaev, the controlling shareholder, for $250,000. The shares are unregistered restricted securities issued under Section 4(a)(2) exemption, and Item 3.02 explicitly confirms this is an unregistered sale of equity securities. This is a dilutive issuance to an existing controlling shareholder that increases share count and dilutes existing shareholders' ownership percentages.

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Perpetuals.com Ltd (PDC)

6-K M&A activity confidence 92% filed 2026-07-07 EX-99.1

Perpetuals.com has signed a non-binding term sheet to explore the potential acquisition of AI Financial Corporation's subsidiary Alt5 Sigma Canada, Inc. This constitutes entry into a material acquisition transaction. Although the term sheet is non-binding and due diligence is ongoing, the announcement of a proposed acquisition of a profitable subsidiary is a material event that would affect a reasonable investor's assessment of the registrant's strategic direction and capital deployment.

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Four Leaf Acquisition Corp

8-K Exec appointment confidence 75% filed 2026-07-07 Item 5.02

Four Leaf Acquisition Corp underwent a comprehensive governance restructuring in connection with its strategic repositioning. Three directors (Alvin Wang, Stephen Markscheid, Rahul Mewawalla) and CFO Coco Kou resigned, while three new independent directors (Nanuk Warman, Jay Izso, Mark DiSabato) were appointed to the Board and its committees, and Greg McCraw was appointed as the new CFO.

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CleanCore Solutions, Inc. (ZONE)

8-K Exec Compensation confidence 95% filed 2026-07-07 Item 5.02

The disclosure centers on compensatory arrangements for David J. Enholm, the CFO: a voluntary salary reduction from $75,000 to $62,400, a waiver of accrued PTO rights, and a grant of 80,000 RSUs (40,000 vesting immediately and 40,000 upon Form 10-K filing) under the 2022 Equity Incentive Plan. While the salary reduction is voluntary, the RSU grant is material consideration for that reduction and continued service, making this fundamentally a compensation arrangement disclosure under Item 5.02(e).

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QUHUO Ltd (QHUOD)

6-K Shareholder vote confidence 95% filed 2026-07-07

The 6-K discloses results of an extraordinary general meeting held on July 6, 2026, where shareholders voted on and approved resolutions including termination of the ADR program and direct listing of Class A ordinary shares on Nasdaq. The filing reports quorum attendance (86.4 billion votes out of 138.9 billion entitled) and states "all resolutions presented to the shareholders at the Meeting were duly passed," which constitutes a shareholder vote result under Item 5.07 equivalent. This is material as it confirms shareholder approval of a significant corporate restructuring (ADR termination and direct listing).

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RenX Enterprises Corp. (RENX)

8-K Exec departure confidence 75% filed 2026-07-07 Item 5.02

James D. Burnham resigned from his position as a Board member effective July 1, 2026. Although the filing simultaneously discloses his appointment as Director of Growth & M&A under a new employment agreement, the principal disclosed action is his departure from the Board. The resignation was uncontested and unrelated to disagreement, but Board departures are material to investor assessment of governance and leadership continuity.

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21Shares Dogecoin ETF (TDOG)

8-K Operational Other confidence 75% filed 2026-07-07 Item 1.02

The filing discloses termination of a material licensing agreement with CF Benchmarks for the Dogecoin-Dollar US Settlement Price Index, which is used daily to value the Trust's shares and calculate net asset value. The Sponsor is transitioning to FTSE as the new benchmark provider effective August 24, 2026. While this is a material operational change affecting the Trust's core pricing mechanism, it does not fit neatly into the specific taxonomy categories (not a debt covenant breach, not a general M&A activity, not a restatement). This is a material operational/strategic transition in the benchmark infrastructure supporting the ETF.

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GOLDEN HEAVEN GROUP HOLDINGS LTD. (GDHG)

6-K Earnings release confidence 95% filed 2026-07-07 EX-99.1

This is a press release announcing unaudited financial results for the first half of fiscal year 2026 (six months ended March 31, 2026). The document presents revenue, cost of revenue, gross profit, operating expenses, net loss, and liquidity metrics comparing H1 2026 to H1 2025. Although the company reported a net loss of $6.56 million and significant operational changes (transition from amusement park operator to lessor), the disclosure of interim financial results in press-release format is a classic earnings_release event. The material nature is confirmed by substantial revenue decline (48.24%), impairment charges, and strategic asset sales disclosed in subsequent events.

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21Shares Ethereum ETF (TETH)

8-K Operational Other confidence 75% filed 2026-07-07

The filing discloses termination of a material benchmark licensing agreement with CF Benchmarks (effective August 31, 2026) and transition to a new licensing agreement with FTSE International Limited (expected August 24, 2026). The Pricing Benchmark is used daily to value the Trust's shares and calculate net asset value, making this operational change material to the ETF's functioning. This is a material contract transition rather than a financial obligation event, covenant breach, or other specific category.

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Osprey Acquisition Corp. III

8-K M&A activity confidence 75% filed 2026-07-07 Item 1.01

Osprey Acquisition Corp. III consummated its initial public offering on July 2, 2026, raising $300.15 million in gross proceeds through the issuance of 30,015,000 units at $10.00 per unit. Each unit comprises one Class A ordinary share and one-third of a redeemable warrant exercisable at $11.50. The IPO establishes the capital base for the SPAC's future business combination activities.

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Osprey Acquisition Corp. III

8-K Dilutive issuance confidence 95% filed 2026-07-07 Item 3.02

Concurrent with the IPO, Osprey Acquisition Corp. III completed a private placement of 747,000 Units at $10.00 per unit, generating $7.47 million in gross proceeds. The units were purchased by Cantor Fitzgerald (261,000 units) and sponsor Osprey Acquisition Sponsor III, LLC (486,000 units) pursuant to Section 4(a)(2) exemption from registration.

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Osprey Acquisition Corp. III

8-K Exec appointment confidence 85% filed 2026-07-07 Item 5.02

On June 30, 2026, seven directors—Daniel C. Herz, Jonathan Z. Cohen, Edward E. Cohen, Jeffrey Clifford, Brian L. Frank, Atul Khanna, and Jeffrey Kupfer—were appointed to the board in connection with the IPO, with specific committee assignments established to govern the newly public blank-check company.

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21Shares XRP ETF (TOXR)

8-K Operational Other confidence 75% filed 2026-07-07 Item 1.02

The filing discloses termination of the CME CF XRP—Dollar Reference Rate licensing agreement with CF Benchmarks effective August 31, 2026, and transition to a new benchmark provider (FTSE) on or about August 24, 2026. This is a material operational change because the Pricing Benchmark is used to value the Trust's shares daily and calculate net asset value. While Item 1.02 typically covers M&A terminations, this disclosure centers on a critical operational transition in the Trust's pricing infrastructure rather than a business combination or disposition, making operational_other the most appropriate classification.

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Ark 21Shares Bitcoin ETF (ARKB)

8-K Operational Other confidence 75% filed 2026-07-07 Item 1.02

The filing discloses termination of the CME CF Bitcoin Reference Rate licensing agreement effective August 31, 2026, and a planned transition to FTSE as the new benchmark provider for calculating the Trust's net asset value. While Item 1.02 typically covers material definitive agreements, this is fundamentally an operational change to the Trust's pricing infrastructure rather than a traditional M&A or financial obligation event. The transition is material because the benchmark is used daily to value the Trust's shares, but it does not fit the specific categories of debt issuance, covenant breach, or acquisition activity.

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21Shares Polkadot ETF

8-K Operational Other confidence 75% filed 2026-07-07

The filing discloses termination of a material benchmark licensing agreement with CF Benchmarks (effective August 31, 2026) and transition to a new licensing agreement with FTSE International Limited (expected August 24, 2026). The Pricing Benchmark is used daily to value the Trust's shares and calculate net asset value, making this operational change material to the ETF's functioning. This is a material contract transition rather than a financial obligation event (debt_issuance) or M&A activity, so operational_other best fits.

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