Filings Radar

SEC 8-K and 6-K filings classified by Claude with reasoning, plus Form 4 insider transactions. Ingested from EDGAR’s filing stream in near-real time, reconciled overnight.

Showing material events only. Routine administrative filings — bylaw amendments, technical fund updates, procedural FD disclosures — are filtered out so the front page stays signal-dense.

Legato Merger Corp. III (LEGT-UN)

8-K M&A activity confidence 95% filed 2026-06-09 Item 2.01

Legato Merger Corp. III completed its business combination with Einride on June 9, 2026, resulting in a change of control and transformation from a blank-check company into an operating entity. Legato merged with and into a Merger Sub, which survives as a wholly-owned subsidiary of Einride, with Legato ceasing to exist as a separate legal entity. The transaction involved entry into definitive agreements reassigning warrant agreements and registration rights, with Legato's securities replaced by Einride ordinary shares and ADSs.

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Legato Merger Corp. III (LEGT-UN)

8-K Delisting risk confidence 95% filed 2026-06-09 Item 3.01

Following consummation of the business combination, Legato's listing transferred from NYSE American to Nasdaq, with Legato's units, ordinary shares, and warrants delisted from NYSE American and Einride's ADSs and warrants commencing trading on Nasdaq under ticker 'ENRD' on June 10, 2026.

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Legato Merger Corp. III (LEGT-UN)

8-K Exec departure confidence 92% filed 2026-06-09 Item 5.02

All of Legato's directors and officers resigned effective upon consummation of the business combination, representing a complete change in governance and control of the company.

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Legato Merger Corp. III (LEGT-UN)

8-K Other material confidence 45% filed 2026-06-09 Item 3.03

The filing discloses a material modification to security holder rights in connection with the change of control and corporate governance restructuring resulting from the business combination.

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P3 Health Partners Inc. (PIIIW)

8-K Shareholder vote confidence 98% filed 2026-06-09 Item 5.07

This is a clear disclosure of shareholder voting results from the June 9, 2026 Annual Meeting of Stockholders. The filing presents detailed vote tallies for four proposals: election of three Class II directors (Amir Bacchus, Mark Thierer, and Lawrence B. Leisure), ratification of BDO USA as independent auditor, advisory approval of named executive officer compensation, and approval of warrant issuance. All proposals passed. This is a quintessential Item 5.07 disclosure and is material to investors as it confirms board composition and key corporate governance matters.

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Klaviyo, Inc. (KVYO)

8-K Shareholder vote confidence 98% filed 2026-06-09 Item 5.07

This is a clear disclosure of shareholder vote results from Klaviyo's 2026 annual meeting held on June 9, 2026, covering three proposals: election of three Class III directors (Jennifer Ceran, Chano Fernández, and Susan St. Ledger), advisory approval of named executive officer compensation, and ratification of Deloitte & Touche LLP as independent auditor. The filing presents detailed voting tallies for each proposal, which is the core content of Item 5.07 shareholder vote results disclosures.

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Cohen & Steers Income Opportunities REIT, Inc.

8-K M&A activity confidence 92% filed 2026-06-09 Item 7.01

The filing discloses the acquisition of a community shopping center in Cedar Park, Austin, Texas via press release. For a REIT, property acquisitions are core business activities and material to investors assessing portfolio composition and capital deployment. The disclosure of a specific acquisition through a press release on Form 8-K Item 7.01 (Regulation FD Disclosure) indicates management deemed this transaction material enough to announce publicly.

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Vitesse Energy, Inc. (VTS)

8-K Shareholder vote confidence 98% filed 2026-06-09 Item 5.07

This is a classic Item 5.07 disclosure reporting the results of an Annual Meeting of Stockholders. The filing presents voting tallies for two proposals: (1) election of eight directors to the Board, with individual vote counts for each nominee (votes for, against, abstained, and broker non-votes), and (2) ratification of Deloitte & Touche LLP as independent auditor. All directors were elected and the auditor was ratified. This is a material disclosure as shareholder voting outcomes affect governance and audit oversight.

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SailPoint, Inc. (SAIL)

8-K Earnings release confidence 98% filed 2026-06-09 Item 2.02

SailPoint announced financial results for the fiscal quarter ended April 30, 2026 and furnished an earnings release as Exhibit 99.1 under Item 2.02. This is a standard quarterly earnings disclosure, which is material to investors as it provides key financial performance metrics and operational results.

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CAMPBELL'S Co (CPB)

8-K Earnings release confidence 98% filed 2026-06-08 Item 2.02

The filing discloses Campbell's Company's financial results for the quarter ended May 3, 2026, via a press release attached as Exhibit 99.1. This is a standard quarterly earnings release disclosed under Item 2.02, which is material to investors as it provides the company's periodic financial performance and would affect the total mix of information available about the registrant.

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3M CO (MMM)

8-K Exec appointment confidence 95% filed 2026-06-08 Item 5.02

The disclosure centers on the election and appointment of Jennifer W. Rumsey to 3M's Board of Directors and the Science, Technology and Sustainability Committee, effective June 5, 2026. While the section also mentions her participation in the non-employee director compensation program, the principal disclosed action is her appointment to the Board, making this an exec_appointment event. Board appointments are material to investors as they affect corporate governance and strategic direction.

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NCR Voyix Corp (NCRRP)

8-K Shareholder vote confidence 98% filed 2026-06-08 Item 5.07

NCR Voyix held its Annual Meeting of Stockholders on June 3, 2026, with shareholders voting on four proposals: election of eight directors, a say-on-pay advisory vote, ratification of PricewaterhouseCoopers LLP as auditor, and approval of the 2026 Stock Incentive Plan. All four proposals passed with substantial majorities.

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SEMTECH CORP (SMTC)

8-K Exec Compensation confidence 92% filed 2026-06-08 Item 5.02

Semtech amended its Executive Severance Plan to expand severance benefits to cover terminations outside a Change in Control, and amended the 2017 Long-Term Equity Incentive Plan to increase available shares by 4.3 million.

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SEMTECH CORP (SMTC)

8-K Shareholder vote confidence 98% filed 2026-06-08 Item 5.07

Semtech held its Annual Meeting of Stockholders on June 4, 2026, with shareholders voting on four proposals: election of nine directors, ratification of Deloitte & Touche LLP as independent auditor, advisory approval of named executive officer compensation, and approval of the Amended and Restated 2017 Plan.

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SOUTHERN CO (SOMN)

8-K Dilutive issuance confidence 92% filed 2026-06-08 Item 8.01

Southern Company entered into an Equity Distribution Agreement on June 8, 2026, establishing a framework to offer and sell shares of common stock through multiple sales agents, including forward sale agreements and collared forward transactions. This is a dilutive equity issuance mechanism that allows the company to raise capital by selling shares at future dates, with potential for significant dilution to existing shareholders through both direct share sales and forward transactions involving borrowed shares.

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TRUIST FINANCIAL CORP (TFC-PR)

8-K Exec appointment confidence 95% filed 2026-06-08 Item 5.02

Catherine P. Bessant was appointed as a director of Truist Financial Corporation and Truist Bank, effective June 5, 2026, and assigned to the Joint Risk Committee. The appointment includes standard director compensation of $110,000 annual cash retainer and $200,000 in restricted stock units.

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TYSON FOODS, INC. (TSN)

8-K Exec appointment confidence 92% filed 2026-06-08 Item 5.02

Wes Morris was appointed as Chief Operating Officer effective June 15, 2026, with a comprehensive compensation package including $1.35M base salary, 160% annual incentive target, $5.9M long-term incentive target, and a $1.5M restricted stock unit grant.

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PLEXUS CORP (PLXS)

8-K M&A activity confidence 75% filed 2026-06-08 Item 1.01

Plexus Corp. entered into a Second Amended and Restated Credit Agreement on June 5, 2026, replacing its prior credit facility with a $500 million revolving facility featuring a 5-year maturity and modified financial covenants (leverage ratio up to 3.50x, expandable to 4.25x for acquisitions). This material refinancing transaction materially alters the company's capital structure and financial obligations.

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JACK IN THE BOX INC (JACK)

8-K Other material confidence 72% filed 2026-06-08 Item 8.01

The disclosure announces a material refinancing transaction involving securitized debt and a new variable funding note facility. While this is a financing event, it does not fit cleanly into the standard taxonomy categories (not a covenant breach, dilutive issuance, or M&A activity). The refinancing of a "portion of outstanding securitization debt" with new securitized notes and entry into a new variable funding facility would materially affect investor assessment of the company's capital structure and liquidity, warranting classification as other_material.

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VAIL RESORTS INC (MTN)

8-K Earnings release confidence 98% filed 2026-06-08 Item 2.02

The filing discloses results for the three and nine months ended April 30, 2026 via a press release furnished as Exhibit 99.1. This is a standard earnings release disclosure under Item 2.02, reporting quarterly and year-to-date financial results for a major resort operator. Such disclosures are material to investors assessing the registrant's operational and financial performance.

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SIGNET JEWELERS LTD (SIG)

8-K Other material confidence 75% filed 2026-06-08 Item 8.01

Signet entered into a $50 million accelerated share repurchase (ASR) agreement with Goldman Sachs on June 8, 2026, involving immediate payment and delivery of approximately 480,000 shares with final settlement expected by July 17, 2026. While share repurchases are capital allocation decisions that affect shareholder value and outstanding share count, this disclosure does not fit neatly into the more specific event categories (it is not M&A, dilutive issuance, or a financial covenant/impairment). The ASR is a material capital deployment decision that would affect a reasonable investor's assessment of the company's capital strategy and liquidity, warranting classification as other_material.

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FEDERAL AGRICULTURAL MORTGAGE CORP (FDAGV)

8-K Exec departure confidence 75% filed 2026-06-08 Item 5.02

Bradford T. Nordholm, President and Chief Executive Officer of Federal Agricultural Mortgage Corporation, retired effective July 1, 2026, following mutual agreement with the Board on June 3, 2026.

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INCYTE CORP (INCY)

8-K M&A activity confidence 95% filed 2026-06-08 Item 8.01

Incyte Corporation announced entry into a definitive agreement to acquire Vega Therapeutics, a material acquisition transaction. Although disclosed under Item 8.01 (Other Events), the substance is a binding M&A commitment that would materially affect the registrant's business and financial position, warranting classification as ma_activity rather than a routine administrative disclosure.

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HAWTHORN BANCSHARES, INC. (HWBK)

8-K Exec Compensation confidence 92% filed 2026-06-08 Item 5.02

The Board approved a form of restricted stock unit agreement for annual equity awards to non-employee directors under the Company's Equity Incentive Plan, establishing vesting terms (first anniversary with continuous service requirement) and director equity compensation arrangements.

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HAWTHORN BANCSHARES, INC. (HWBK)

8-K Shareholder vote confidence 98% filed 2026-06-08 Item 5.07

Hawthorn Bancshares held its 2026 Annual Meeting of Shareholders on June 2, 2026, with voting results on four proposals: election of four Class I directors, ratification of Forvis Mazars as independent auditor, advisory approval of executive compensation, and frequency of compensation votes.

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CASELLA WASTE SYSTEMS INC (CWST)

8-K Shareholder vote confidence 98% filed 2026-06-08 Item 5.07

This is a classic Item 5.07 disclosure reporting the results of the 2026 Annual Meeting of Stockholders held on June 4, 2026. The filing presents detailed voting tallies for three proposals: election of four Class II directors (Proposal 1), advisory say-on-pay vote on named executive officer compensation (Proposal 2), and ratification of RSM US LLP as independent auditors (Proposal 3). All three proposals passed, with specific vote counts provided for each nominee and proposal. This is a material disclosure as shareholder voting results directly inform investors about governance and executive compensation approval.

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Cipher Digital Inc. (CIFR)

8-K Other material confidence 70% filed 2026-06-08 Item 7.01

Cipher Digital disclosed a proposed offering involving Stingray Compute LLC with illustrative financial information furnished under Regulation FD. The filing references a potential material transaction but does not explicitly confirm the nature, terms, or binding status, making it best characterized as other material event pending further clarification.

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Cipher Digital Inc. (CIFR)

8-K Dilutive issuance confidence 75% filed 2026-06-08 Item 8.01

Cipher Digital announced its intention to offer $810.0 million aggregate principal amount of senior secured notes through subsidiary Stingray Compute LLC in a private offering to qualified institutional buyers under Rule 144A and Regulation S. This substantial capital-raising activity is material to investors.

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Katapult Holdings, Inc. (KPLTW)

8-K Material Litigation confidence 92% filed 2026-06-08 Item 8.01

Katapult settled a putative patent infringement lawsuit filed by Flexshopper alleging infringement of five U.S. patents and seeking injunctive relief and damages. The settlement grants Katapult and its affiliates (including Aaron's and CCFI) a perpetual, royalty-free license to the patents and includes mutual releases and covenants not to sue. This material litigation settlement eliminates significant legal risk and is disclosed under Item 8.01 (Other Events), a standard venue for material litigation outcomes.

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Cipher Digital Inc. (CIFR)

8-K Other material confidence 72% filed 2026-06-08 Item 8.01

Cipher Digital announced the pricing of an $810 million senior secured notes offering by its subsidiary Stingray Compute LLC at 99.750% of principal amount, expected to close June 15, 2026. While this is a material debt financing event affecting the company's capital structure and liquidity, it does not fit cleanly into the ma_activity category (which focuses on acquisitions, dispositions, mergers, or changes of control) nor any other specific taxonomy event. The disclosure is material to investors as a significant financing event, but the taxonomy lacks a dedicated debt issuance category.

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Qorvo, Inc. (QRVO)

8-K Exec Compensation confidence 95% filed 2026-06-08 Item 5.02

The filing discloses approval by the Compensation Committee of performance-based restricted stock unit (PBRSU) awards for fiscal year 2027 to named executive officers, including CEO Robert Bruggeworth and CFO Grant Brown, along with a specific retention award to Philip Chesley. These are compensatory arrangements subject to performance and service conditions, directly falling under Item 5.02(e) disclosure requirements. The disclosure includes target grant values, performance metrics, and vesting conditions—all hallmarks of executive compensation arrangements material to investor assessment.

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OCEANFIRST FINANCIAL CORP (OCFC)

8-K Other material confidence 65% filed 2026-06-08 Item 8.01

The disclosure announces a proposed sale of multifamily loans acquired through OceanFirst's recently completed acquisition of Flushing Financial Corporation. While the sale itself could constitute a disposition (ma_activity), the filing emphasizes it as a proposed action tied to post-acquisition portfolio management rather than a completed material transaction. The language "proposed sale" and the context of managing acquired assets suggests this is a material portfolio action that does not cleanly fit the more specific M&A categories, warranting classification as other_material.

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COLUMBUS MCKINNON CORP (CMCO)

8-K M&A activity confidence 92% filed 2026-06-08 Item 8.01

The filing discloses completion of the Kito Crosby Acquisition on February 3, 2026, pursuant to a Stock Purchase Agreement dated February 10, 2025. Although Item 8.01 is used here to provide historical financial statements of the acquired company, the core event is the material acquisition of Kito Crosby Limited by Columbus McKinnon Corporation, which is a change-of-control transaction material to investors.

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THUNDER MOUNTAIN GOLD INC (THMG)

8-K Auditor Change confidence 95% filed 2026-06-08 Item 4.01

This is a clear auditor change: Assure CPA, LLC resigned as the independent registered public accounting firm on June 3, 2026, following its merger into Sadler Gibb & Associates LLC, and Sadler Gibb & Associates LLC was engaged as the new auditor on June 4, 2026. The disclosure is made under Item 4.01 (Changes in Registrant's Certifying Accountant), the standard Item for auditor changes. While the prior auditor's reports contained an explanatory paragraph on going concern, the primary event disclosed is the auditor transition itself, which is material to investors' assessment of financial reporting oversight.

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Tradewinds Universal (TRWD)

8-K Other material confidence 65% filed 2026-06-08 Item 5.03

Shareholders approved an amendment to the Articles of Incorporation increasing authorized common shares from 75 million to 250 million shares, a 233% increase that signals potential future capital-raising or dilution.

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DUOS TECHNOLOGIES GROUP, INC. (DUOT)

8-K Exec appointment confidence 85% filed 2026-06-08 Item 5.02

Adrian Goldfarb has been appointed Interim Chief Financial Officer effective June 8, 2026, following Leah Brown's departure from the CFO role to resume her position as Senior Vice President of Accounting. While the filing discloses both a departure and an appointment, the principal disclosed action centers on Goldfarb's appointment to the CFO role, a material executive position. The appointment of an interim CFO is material to investors as it signals a change in financial leadership and indicates the company is conducting a search for a permanent replacement.

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UNITED STATES ANTIMONY CORP (UAMY)

8-K Auditor Change confidence 98% filed 2026-06-08 Item 4.01

This is a clear auditor change under Item 4.01. Assure CPA, LLC resigned effective June 3, 2026, as a result of being acquired by and combining its practice with Sadler Gibb & Associates, LLC, which was then engaged as the new independent registered public accounting firm effective June 5, 2026. The filing explicitly discloses both the dismissal/resignation of the previous auditor and the engagement of the new auditor, with no disagreements or reportable events noted.

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TWO HARBORS INVESTMENT CORP. (TWOD)

8-K Other material confidence 72% filed 2026-06-08 Item 8.01

The filing discloses postponement of a special stockholder meeting scheduled to vote on a proposed transaction with CrossCountry Intermediate Holdco, LLC. While the postponement itself is administrative, the underlying transaction is material M&A activity. However, since the Item 8.01 disclosure focuses on the procedural postponement rather than the transaction terms or status, and no dedicated M&A Item (1.01, 2.01, 5.01) is cited, this is best classified as other_material—a material event that does not fit the more specific M&A categories, as the core disclosure is the meeting delay rather than transaction substance.

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FUELCELL ENERGY INC (FCELB)

8-K Earnings release confidence 95% filed 2026-06-08 Item 2.02

FuelCell Energy Inc. disclosed financial results for the three and six months ended April 30, 2026, via a press release furnished as Exhibit 99.1, providing a business update and operational performance metrics material to investors.

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STANDARD BIOTOOLS INC. (LAB)

8-K M&A activity confidence 97% filed 2026-06-08 Item 1.01

Standard BioTools entered into a definitive Merger Agreement with Treeline Biosciences on June 6, 2026, in an all-stock transaction valuing Treeline at $2.5 billion and Standard BioTools at $460 million, with Standard BioTools stockholders expected to hold approximately 16% of the combined company post-closing. The transaction constitutes a material change of control requiring stockholder approval and SEC registration.

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STANDARD BIOTOOLS INC. (LAB)

8-K Dilutive issuance confidence 85% filed 2026-06-08 Item 3.02

Standard BioTools will issue unregistered Common Stock in connection with the Merger Agreement, relying on Section 4(a)(2) and Regulation D exemptions. This equity issuance materially affects shareholder ownership and capital structure.

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ALLIANCE RESOURCE PARTNERS LP (ARLP)

8-K M&A activity confidence 93% filed 2026-06-08 Item 1.01

Alliance Resource Partners entered into definitive agreements on June 5, 2026 to acquire all general partner and limited partner interests in AllDale Minerals III and IV for approximately $206.2 million, funded through cash on hand and new/existing credit facilities. This represents a material expansion of the Partnership's mineral interests portfolio.

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MetaVia Inc. (MTVA)

8-K Other material confidence 72% filed 2026-06-08 Item 8.01

MetaVia disclosed presentation of new Phase 1 clinical data for its lead obesity and metabolic disease candidates (DA-1726 and DA-1241) and preclinical combination data for vanoglipel at the ADA 2026 Scientific Sessions, showing statistically significant body weight reductions (6.1–9.1%) and favorable safety profiles. These positive interim clinical and preclinical results would materially affect investor assessment of the company's drug development trajectory and competitive position in the obesity/metabolic disease space.

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Porsche Auto Funding LLC

8-K M&A activity confidence 92% filed 2026-06-08 Item 1.01

Porsche Auto Funding LLC entered into a material definitive agreement for the issuance of $911 million in asset-backed notes by Porsche Innovative Lease Owner Trust 2026-1, with an underwriting agreement executed on June 4, 2026. The transaction involves creation of a separate unit of beneficial interest and allocation of retail vehicle leases to securitize the asset pool, constituting a material financing/securitization transaction affecting the registrant's capital structure and liquidity.

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Porsche Auto Funding LLC

8-K Other material confidence 75% filed 2026-06-08 Item 8.01

This disclosure concerns the issuance of $911 million in aggregate principal amount of asset-backed notes by a special-purpose trust, with filing required to satisfy undertakings for legality and tax opinions. While the issuance itself is material to investors in the notes, it does not fit cleanly into the standard taxonomy categories (not a traditional M&A activity, not a restatement, not an impairment). The 8-K is filed to document the closing of a securitization transaction and deliver required legal opinions, making this a material event that falls outside more specific categories.

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Brookfield Private Equity Fund LP

8-K Dilutive issuance confidence 95% filed 2026-06-08 Item 3.02

Brookfield Private Equity Fund LP sold approximately $8.085 million in unregistered limited partnership units (Class S and Class I) on May 1, 2026, pursuant to a continuous private offering exempt under Section 4(a)(2) and Regulation D, diluting existing unit holders' ownership interests.

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Bluerock Homes Trust, Inc. (BHM)

8-K M&A activity confidence 92% filed 2026-06-08 Item 2.01

The filing discloses completion of a disposition of 24 single-family residential units from the Ballast portfolio for approximately $8.5 million in aggregate sales price and $7.8 million in net proceeds. This constitutes a material disposition of assets under Item 2.01, representing a significant reduction in the Company's real estate holdings and generating material cash proceeds.

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MetaVia Inc. (MTVA)

8-K Shareholder vote confidence 98% filed 2026-06-08 Item 5.07

MetaVia held its Annual Meeting of Stockholders on June 8, 2026, with shareholders voting on five proposals: election of Class I directors, ratification of auditors, approval of a reverse stock split, amendment to the 2022 Equity Incentive Plan increasing available shares by 200,000, and adjournment authority. All proposals received shareholder approval with detailed vote tallies disclosed.

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