Filings Radar

SEC 8-K and 6-K filings classified by Claude with reasoning, plus Form 4 insider transactions. Ingested from EDGAR’s filing stream in near-real time, reconciled overnight.

Showing material events only. Routine administrative filings — bylaw amendments, technical fund updates, procedural FD disclosures — are filtered out so the front page stays signal-dense.

Veraxa Biotech AG

6-K Operational Other confidence 75% filed 2026-07-06 EX-99.3

Veraxa Biotech AG disclosed a material strategic and pipeline update, including decisions to focus investment on BiTAC-based programs, monetize non-BiTAC assets, and pursue partnering initiatives, with VXA-102 targeted to be IND/CTA-ready by early 2028.

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CXApp Inc. (CXAIW)

8-K Auditor Change confidence 98% filed 2026-07-06 Item 4.01

CXApp Inc. dismissed WithumSmith+Brown, PC as its independent registered public accounting firm on June 30, 2026, and appointed KNAV CPA LLP as the new auditor for fiscal year 2026. The prior auditor had identified material weaknesses in internal control over financial reporting (income tax accruals, period-end expense accruals, and embedded derivatives accounting) that were remediated by December 31, 2025.

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CXApp Inc. (CXAIW)

8-K Exec appointment confidence 75% filed 2026-07-06 Item 5.02

Melissa G. Podruzny was appointed as Interim CFO effective July 1, 2026, following the departure of CFO Joy L. Mbanugo on June 29, 2026. Ms. Podruzny's compensation includes a CAD $141,180 base salary, CAD $30,000 interim premium, CAD $20,000 transition bonus, and a 50,000-share stock option grant with a 24-month vesting schedule.

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FortuneX Acquisition Corp (FXACU)

8-K Other material confidence 65% filed 2026-07-06 Item 1.01

FortuneX Acquisition Corp entered into Amendment No. 1 to its Underwriting Agreement on July 1, 2026, revising terms related to its initial public offering, including provisions on Firm Units, Option Units, deferred underwriting discount, private placement units, and trust account acknowledgements. While this is a material definitive agreement under Item 1.01, it does not fit cleanly into the M&A activity category (which typically covers acquisitions, dispositions, mergers, or changes of control of the registrant itself) nor any other specific event type; it is a capital-raising and IPO-related amendment that would materially affect investors' understanding of the offering structure and terms.

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P3 Health Partners Inc. (PIIIW)

8-K Debt Issuance confidence 72% filed 2026-07-06 Item 1.01

P3 Health Partners amended an existing repurchase promissory note, extending its maturity to September 30, 2028, and modifying interest terms to accrue PIK (payment-in-kind) interest at 14% per annum. While this is technically an amendment to existing debt rather than a new issuance, it materially modifies the registrant's direct financial obligations by extending the repayment timeline and increasing the effective cost through PIK interest accrual. The 14% PIK rate and extended maturity are material modifications that would affect investor assessment of the company's debt obligations and liquidity.

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Grab Holdings Ltd (GRABW)

6-K Exec departure confidence 95% filed 2026-07-06 EX-99.1

Dara Khosrowshahi, CEO of Uber and a board member of Grab since 2018, has stepped down from Grab's Board of Directors effective July 6, 2026. This is a clear executive departure—the principal disclosed action is a director leaving the board. The disclosure explicitly states he "has stepped down from its Board of Directors" and notes his eight-year tenure, making this a material governance event affecting board composition and independence.

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Grab Holdings Ltd (GRABW)

6-K Exec departure confidence 95% filed 2026-07-06 EX-99.1

Dara Khosrowshahi, a named individual, has stepped down from Grab's Board of Directors effective July 6, 2026. This is a departure of a director and constitutes a material governance change affecting board composition and independence ratios, which would affect a reasonable investor's assessment of the company's governance structure.

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Diversified Energy Co (DEC)

8-K Debt Issuance confidence 93% filed 2026-07-06 Item 1.01

Diversified Energy Company, through subsidiary DP Eagle LLC, issued $895 million in aggregate principal amount of asset-backed securities (Class A-1, A-2, and B Notes) on July 2, 2026, pursuant to Section 4(a)(2) of the Securities Act. The securities are secured by upstream producing assets in the Anadarko basin with anticipated repayment in 2031 and legal maturity in 2046, with proceeds used to fund asset acquisition and transaction costs.

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Diversified Energy Co (DEC)

8-K M&A activity confidence 98% filed 2026-07-06 Item 2.01

Diversified Energy Company completed a material acquisition of oil and natural gas assets in Oklahoma for approximately $1.175 billion. The acquisition was funded through a 60% equity contribution from Carlyle and debt financing, closing pursuant to a Securities Purchase Agreement for developed and undeveloped assets.

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Paranovus Entertainment Technology Ltd. (PAVS)

6-K Auditor Change confidence 95% filed 2026-07-06

The 6-K discloses the resignation of HHL LLP as independent auditor effective June 26, 2026, and the appointment of HCL, PLLC as the new auditor on the same date. The filing explicitly states no disagreements or reportable events occurred during the engagement, and the former auditor issued no reports. This is a material auditor change requiring disclosure under Item 4.01 of Form 8-K (and analogous 6-K disclosure requirements).

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Blue Owl Real Estate Net Lease Trust

8-K Dilutive issuance confidence 95% filed 2026-07-06 Item 3.02

Blue Owl Real Estate Net Lease Trust sold 18.5 million common shares for approximately $198.3 million in gross proceeds on July 1, 2026, pursuant to Section 4(a)(2), Regulation D, and/or Regulation S exemptions from Securities Act registration.

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Blue Owl Real Estate Net Lease Trust

8-K Dividend Distribution confidence 98% filed 2026-07-06 Item 8.01

The company declared distributions to shareholders across four classes of common shares (Class S, N, D, and I) with per-share amounts of $0.0625000 gross, including record dates and payment dates, net of shareholder servicing fees and with reinvestment plan options available.

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Readvantage Corp.

8-K Exec appointment confidence 95% filed 2026-07-06

The filing discloses the appointment of two individuals, David Gaertner and David Mutina, to the Company's Board of Directors on July 2, 2026. Item 5.02 explicitly covers director appointments, and the prose confirms both individuals were appointed to serve as board members with their qualifications and backgrounds detailed. This is a material governance event affecting the composition of the board.

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VanEck Avalanche ETF (VAVX)

8-K Dividend Distribution confidence 95% filed 2026-07-06 Item 8.01

The filing discloses a declared cash distribution of $140,003 to shareholders of record on July 7, 2026, payable on July 8, 2026. The distribution represents proceeds from staking rewards earned by the Trust on its AVAX holdings from January 8, 2026 through June 30, 2026. This is a classic dividend/distribution disclosure under Item 8.01, and is material as it represents the Trust's first cash distribution to shareholders and affects their economic returns.

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Versant Media Group, Inc. (VSNT)

8-K M&A activity confidence 98% filed 2026-07-06 Item 7.01

Versant Media Group announced entry into a definitive stock purchase agreement to acquire Full Swing Golf Holdings for approximately $530 million in cash, subject to customary adjustments, with expected closing in the second half of 2026. This is a material acquisition disclosed via press release (Exhibit 99.1) under Item 7.01, representing a significant strategic transaction that would materially affect investor assessment of the registrant's capital deployment and business portfolio expansion.

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AVNET INC (AVT)

8-K Debt Issuance confidence 75% filed 2026-07-02 Item 1.01

Avnet amended its Receivables Purchase Agreement to increase the maximum purchase limit from $500 million to $700 million and extended the termination date to July 1, 2028, materially increasing the Company's available liquidity and borrowing capacity by $200 million.

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FORD MOTOR CO (F-PD)

8-K Earnings release confidence 95% filed 2026-07-02 Item 8.01

Ford's news release dated July 2, 2026 discloses second-quarter and first-half 2026 U.S. sales results, including total sales of 1,006,515 vehicles for the first half, market share data (12.3% June retail share), and detailed performance metrics across product lines (F-Series, Bronco, Explorer, Expedition, Maverick, etc.). This is a quarterly sales and operational performance disclosure typical of earnings releases, filed as Exhibit 99 and incorporated by reference under Item 8.01.

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CENTRAL PACIFIC FINANCIAL CORP (CPF)

8-K Exec Compensation confidence 95% filed 2026-07-02 Item 5.02

On June 30, 2026, Central Pacific Financial Corp.'s executive officers, including CEO Arnold D. Martines, entered into Change in Control Agreements establishing severance and equity-vesting arrangements triggered by involuntary termination without Cause or voluntary termination for Good Reason within specified periods around a change of control. This is a compensatory arrangement disclosure under Item 5.02(e), distinct from an appointment or departure, and is material as it establishes significant financial obligations and protections for named executives in a change-of-control scenario.

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FIRST MERCHANTS CORP (FRMEP)

8-K Exec departure confidence 95% filed 2026-07-02 Item 5.02

Dr. Mung Chiang resigned from First Merchants Corporation's Board of Directors effective immediately on July 1, 2026, due to a change in professional responsibilities and relocation outside the company's primary market area. This is a clear director departure disclosed under Item 5.02, and board composition changes are material to investors assessing governance and oversight.

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SIGNET JEWELERS LTD (SIG)

8-K Exec departure confidence 95% filed 2026-07-02 Item 5.02

André Branch resigned as a director of Signet Jewelers Limited effective immediately on July 2, 2026. The disclosure explicitly states his departure was not due to disagreement with the Company, and the Board intends to reduce its size from 11 to 10 members in response. This is a clear director departure that would affect a reasonable investor's assessment of board composition and governance.

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MATRIX SERVICE CO (MTRX)

8-K Exec appointment confidence 95% filed 2026-07-02 Item 5.02

Shawn P. Payne was elected as a Director and appointed to serve as a member of the Project Risk Committee and chair of the Strategy Committee, effective July 1, 2026, in connection with his previously announced appointment as President and Chief Executive Officer. The principal disclosed action is a person taking on significant leadership roles, making this an executive appointment. This is material as it involves a CEO appointment and board election.

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Home Federal Bancorp, Inc. of Louisiana (HFBL)

8-K Exec Compensation confidence 95% filed 2026-07-02 Item 5.02

The filing discloses an Amended and Restated Supplemental Executive Retirement Agreement for James R. Barlow, the Chairman, President and CEO, effective July 1, 2026. The amendment increases the vesting percentage to 10% per year (accelerating vesting from the prior agreement), establishes a target retirement date of December 31, 2033 with annual retirement benefits of $120,000 over ten years, and includes change-of-control provisions. This is a material modification to executive compensation and retirement benefits arrangements, clearly falling under Item 5.02(e).

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DOLLAR TREE, INC. (DLTR)

8-K Dividend Distribution confidence 92% filed 2026-07-02 Item 8.01

Dollar Tree's Board approved a $2.5 billion share repurchase authorization on July 1, 2026. Share repurchase programs are a form of capital return to shareholders and fall within the dividend_distribution category, which explicitly includes "share-repurchase programs." The authorization is material as it represents a significant commitment of capital and reflects the company's capital allocation strategy.

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Eos Energy Enterprises, Inc. (EOSE)

8-K Dilutive issuance confidence 85% filed 2026-07-02 Item 8.01

Eos Energy announced commencement of a rights offering on July 2, 2026, pursuant to a shelf registration statement filed on Form S-3. The offering grants existing shareholders subscription rights to purchase units consisting of common stock and warrants at $5.481 per unit. This is a dilutive equity issuance that will increase the share count and warrant obligations, materially affecting existing shareholders' ownership percentages and the company's capital structure.

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Vesta Real Estate Corporation, S.A.B. de C.V. (VTMX)

6-K Dividend Distribution confidence 95% filed 2026-07-02

The 6-K furnishes a notice to shareholders announcing payment of the second installment of a dividend decreed at the April 22, 2026 shareholders' meeting. The notice specifies the payment date (July 15, 2026), total amount (US$18,688,330.25), and per-share factor (US$0.019991920777278), with payment to be made in cash through the securities depository. This is a routine but material dividend distribution disclosure.

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Alcoa Corp (AA)

8-K M&A activity confidence 98% filed 2026-07-02 Item 1.01

Alcoa entered into a definitive agreement to acquire South32's bauxite, alumina, and aluminum operations for $3.1 billion in cash plus approximately 17 million shares (valued at ~$1 billion) and up to $750 million in contingent payments, representing a significant expansion of Alcoa's production capacity.

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Alcoa Corp (AA)

8-K Debt Issuance confidence 92% filed 2026-07-02 Item 8.01

Alcoa entered into a Bridge Commitment Letter with Goldman Sachs Bank USA establishing a senior unsecured 364-day bridge term loan credit facility of up to $3.1 billion to finance the acquisition and related fees and expenses, with contemplated permanent financing through senior unsecured debt securities.

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ADC Therapeutics SA (ADCT)

8-K Exec Compensation confidence 95% filed 2026-07-02 Item 5.02

The filing discloses one-time retention awards (cash incentives and RSUs) approved by the Board on June 30, 2026 for three named executive officers: CEO Ameet Mallik ($1,795,500 cash + 675,000 RSUs), CFO Jose Carmona ($541,842 cash + 203,700 RSUs), and CMO Mohamed Zaki ($568,974 cash + 213,900 RSUs). This is a compensatory arrangement disclosure under Item 5.02(e), distinct from an appointment or departure, and the aggregate amounts are material to investors assessing executive compensation and potential retention strategy.

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LIFECORE BIOMEDICAL, INC. \DE\ (LFCR)

8-K Financial Other confidence 75% filed 2026-07-02 Item 7.01

The disclosure announces redemption notices for approximately 49,263 shares of Series A Redeemable Convertible Preferred Stock with a total redemption obligation of ~$52.1 million due December 28, 2026. This represents a material financial obligation that the company must address through strategic alternatives (debt/equity financing, asset sales, or lender consents). While the redemption right was previously disclosed, the actual exercise of that right and the company's liquidity constraints ($38.1M available vs. $52.1M obligation) constitute a material financial event affecting the company's capital structure and near-term financing needs.

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COTY INC. (COTY)

8-K Exec departure confidence 95% filed 2026-07-02 Item 5.02

Priya Srinivasan, Chief People and Purpose Officer, notified the Company of her resignation effective August 31, 2026. This is a departure of a named executive officer. While the filing also mentions the appointment of Séverine Charbon as her successor, the principal disclosed action in Item 5.02 is Srinivasan's resignation, making exec_departure the most salient classification. The departure of a C-suite executive is material to investors assessing leadership continuity and organizational stability.

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NVIDIA CORP (NVDA)

8-K Exec appointment confidence 85% filed 2026-07-02 Item 5.02

The filing discloses the appointment of Nicholas Parker as Executive Vice President, Worldwide Field Operations, effective August 24, 2026, along with detailed compensation terms including a $1M base salary, $5M sign-on bonus, and $40M in equity grants. While the section also mentions Ajay K. Puri's retirement, the principal disclosed action centers on Parker's appointment to a senior executive role with material compensation arrangements. This is a significant leadership transition at a major technology company and would affect investor assessment of operational continuity and capital allocation.

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SOL Strategies Inc. (STKE)

6-K Operational Other confidence 75% filed 2026-07-02 EX-99.1

This is a monthly business update disclosing multiple operational developments: completion of the Houdini Swap acquisition (closed June 1, 2026), integration with Jumper (announced June 18, 2026), treasury management activities (CAD $5.75 million debt settlement via SOL sales), and wind-down of non-Solana validators. While the Houdini Swap acquisition itself could be classified as `ma_activity`, the exhibit is framed as a comprehensive operational update covering acquisition integration, product launches, and strategic business decisions rather than a discrete M&A announcement. The material nature of the acquisition completion and the integration milestone, combined with treasury actions and operational restructuring, makes this material to investors assessing the company's strategic direction and operational execution.

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GREENPOWER MOTOR Co INC. (GP)

6-K Dilutive issuance confidence 75% filed 2026-07-02 EX-99.1

The press release discloses multiple equity issuances and conversions during Q2 2026 that collectively increase shareholder equity by $3.8 million, including: conversion of $2.1 million in related-party loans and convertible debentures into 2,192 Series B Convertible Preferred Shares; conversion of 1,351 Series A Convertible Preferred Shares into ~1.5 million common shares; issuance of 257,638 common shares to settle accrued interest; and exercise of 256,410 warrants. These transactions involve significant dilution to existing shareholders through debt-to-equity conversions and warrant exercises, characteristic of dilutive capital restructuring at a small-cap issuer.

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DENISON MINES CORP. (DNN)

6-K Operational Other confidence 85% filed 2026-07-02 EX-99.1

Peter Ballantyne Cree Nation has withdrawn its judicial review application against the Phoenix ISR uranium mine's Environmental Assessment approval and formally provided consent and support for the Wheeler River Project. This removes a material legal/regulatory obstacle to the project's development and represents a significant operational milestone for Denison's flagship asset, which is in early construction phase with first production targeted for 2028.

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Sky Quarry Inc. (SKYQ)

8-K Debt Issuance confidence 85% filed 2026-07-02 Item 1.01

Sky Quarry entered into a Conversion and Exchange Agreement on June 29, 2026, converting $3,985,000 in merchant cash advance obligations into a new promissory note bearing 8% interest with escalating weekly payments and restrictive covenants, including a personal guarantee by the CEO. This restructuring creates a new direct financial obligation with significant repayment obligations and restrictions on asset sales and receivables pledging.

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Sky Quarry Inc. (SKYQ)

8-K M&A activity confidence 85% filed 2026-07-02 Item 1.02

Sky Quarry terminated a material definitive agreement as disclosed in Item 1.02, which incorporates Item 1.01 by reference. The termination of this material agreement signals a material change in the registrant's strategic position or transaction arrangement.

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NIO Inc. (NIOIF)

6-K Earnings release confidence 95% filed 2026-07-02 EX-99.1

This is a press release announcing NIO's June and Q2 2026 delivery results, a key operational metric for an automotive manufacturer. The disclosure reports 40,597 vehicles delivered in June (up 62.9% YoY) and 107,658 in Q2 (up 49.4% YoY), along with cumulative deliveries of 1,188,715 units. While not a full earnings release with GAAP financials, delivery updates are material operational disclosures that directly inform investor assessment of the company's performance and market position, particularly for EV manufacturers where unit sales are a primary value driver.

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Elicio Therapeutics, Inc. (ELTX)

8-K Dilutive issuance confidence 95% filed 2026-07-02 Item 1.01

Elicio Therapeutics entered into a Securities Purchase Agreement on July 1, 2026, to issue 4,380,313 shares of common stock at $3.43 per share in a registered direct offering, generating approximately $15 million in gross proceeds. The offering is being made pursuant to an effective Form S-3 registration statement, with proceeds intended to fund clinical development and working capital.

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GFL Environmental Inc. (GFL)

6-K Dividend Distribution confidence 98% filed 2026-07-02 EX-99.1

GFL Environmental announced a quarterly cash dividend of US$0.0169 per share declared by the Board of Directors, payable July 31, 2026 to shareholders of record on July 13, 2026. This is a routine but material capital distribution to shareholders that would affect investor assessment of the company's capital allocation and shareholder returns.

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KE Holdings Inc. (BEKE)

6-K Exec Compensation confidence 95% filed 2026-07-02 EX-99.1

The exhibit discloses the grant of 7,025,385 restricted share units (RSUs) to 649 employees on July 1, 2026, pursuant to the 2020 Share Incentive Plan. This is a compensatory arrangement involving equity grants with specified vesting schedules, clawback mechanisms, and performance terms. Although the grantees are employees rather than named executives, the disclosure of a material equity grant program with detailed vesting conditions and forfeiture provisions falls squarely within executive compensation disclosure obligations. The grant is material to investors as it represents a significant dilutive equity issuance affecting shareholder value.

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Concord Medical Services Holdings Ltd (CCM)

6-K Exec appointment confidence 92% filed 2026-07-02

The filing announces the appointment of Mr. Botao Shi as interim chief financial officer of Concord Medical, effective June 30, 2026. While the filing also discloses the resignation of the prior CFO, Mr. Wei Jiang, the principal disclosed action is the appointment of a new CFO to fill that role. The appointment of a CFO is a material executive change affecting the registrant's financial leadership and would affect a reasonable investor's assessment of the company.

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ALLIANCE RESOURCE PARTNERS LP (ARLP)

8-K M&A activity confidence 98% filed 2026-07-02 Item 1.01

Alliance Resource Partners completed a $206.2 million acquisition of general partner and limited partner interests in AllDale Minerals III and IV on July 1, 2026, materially expanding ARLP's oil & gas royalty acreage to approximately 115,680 net royalty acres, including over 44,770 acres in the Permian Basin.

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ALLIANCE RESOURCE PARTNERS LP (ARLP)

8-K Debt Issuance confidence 95% filed 2026-07-02 Item 2.03

Alliance Resource Partners issued a new $150 million term loan to Alliance Minerals, LLC (a wholly owned subsidiary) to fund the acquisition, creating a material direct financial obligation.

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Stellus Private Credit BDC

8-K Dilutive issuance confidence 95% filed 2026-07-02 Item 3.02

The filing discloses an unregistered sale of 47,747 common shares of beneficial interest for $721,943.51 pursuant to subscription agreements and exempt under Section 4(a)(2) and Regulation D. This is a classic private placement of equity securities, which is material to investors as it represents dilution and capital raising activity typical of BDCs.

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AGNICO EAGLE MINES LTD (AEM)

6-K Operational Other confidence 85% filed 2026-07-02 EX-99.1

The disclosure reports a rock mass movement at the Barnat open pit of the Canadian Malartic complex on July 1, 2026, resulting in temporary suspension of mining operations. While the company states there were no injuries, equipment damage, or environmental impact, the event is material because it reduces expected full-year 2026 production by 60,000–80,000 ounces of gold (moving guidance to the lower end of the range) and is expected to reduce production in 2027 and 2028 by up to 150,000 ounces per year. This is an operational disruption with significant production consequences that would affect a reasonable investor's assessment of the registrant's near-term and medium-term output and financial performance.

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EACO CORP (EACO)

8-K Earnings release confidence 98% filed 2026-07-02 Item 2.02

EACO Corporation issued a press release on July 1, 2026 announcing third-quarter fiscal 2026 financial results, including net sales of $142.4 million (27.8% increase YoY), net income of $13.6 million (42.6% increase YoY), and basic EPS of $2.79 (43.1% increase YoY). The filing explicitly states this is Item 2.02 (Results of Operations and Financial Condition) with the press release furnished as Exhibit 99.1, which is the standard disclosure mechanism for quarterly earnings releases.

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AdaptHealth Corp. (AHCO)

8-K Cybersecurity Incident confidence 98% filed 2026-07-02 Item 1.05

AdaptHealth Corp. disclosed a material cybersecurity incident under Item 1.05 involving unauthorized access to cloud-based systems and exfiltration of sensitive data including patient personally identifiable information and protected health information. The Company explicitly determined the incident material on June 27, 2026, due to "the nature and potential volume of the data that is at risk." The incident resulted from a social engineering attack compromising a third-party contractor's user session, and while contained, the full scope and financial impact remain under investigation.

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Barinthus Biotherapeutics plc. (BRNS)

8-K Shareholder vote confidence 98% filed 2026-07-02 Item 5.07

Barinthus Biotherapeutics held its 2026 Annual General Meeting on July 2, 2026, with shareholders approving all seven ordinary resolutions, including re-election of directors Karen T. Dawes and Anne M. Phillips, re-appointment and ratification of PricewaterhouseCoopers LLP as auditors, authorization of auditor remuneration, receipt of annual accounts and dividend decision, and advisory approval of the directors' compensation report.

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Barinthus Biotherapeutics plc. (BRNS)

8-K Delisting risk confidence 95% filed 2026-07-02 Item 8.01

Barinthus Biotherapeutics received notice from Nasdaq on June 30, 2026, granting an additional 180-calendar-day compliance period (until December 28, 2026) to regain compliance with the $1.00 minimum bid price requirement after its ADSs were transferred from the Nasdaq Global Market to the Nasdaq Capital Market. If compliance is not regained by the deadline, Nasdaq will issue notice of delisting.

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Transcode Therapeutics, Inc. (RNAZ)

8-K Shareholder vote confidence 75% filed 2026-07-02 Item 8.01

The filing discloses the commencement and adjournment of the 2026 Annual Meeting of Stockholders, with preliminary voting reports indicating all proposals have received necessary stockholder support for approval. While the meeting was adjourned pending Nasdaq's review of the initial listing application (specifically regarding Proposal 1 on conversion of preferred stock), the core disclosure centers on stockholder voting results and the reconvened meeting scheduled for July 20, 2026. This is material as it relates to shareholder approval of significant corporate actions, particularly the conversion of Series A and Series B Non-Voting Convertible Preferred Stock into common stock.

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