Filings Radar

SEC 8-K filings, classified by Claude with reasoning. Updated nightly from EDGAR's daily index (~10 PM ET).

Showing material events only. Routine administrative filings — bylaw amendments, technical fund updates, procedural FD disclosures — are filtered out so the front page stays signal-dense.

VIRTUS INVESTMENT PARTNERS, INC.

Shareholder vote confidence 98% filed 2026-05-20 Item 5.07

This is a clear disclosure of shareholder vote results from Virtus Investment Partners' annual meeting held May 20, 2026, covering three proposals: election of directors, ratification of the independent auditor (Deloitte & Touche LLP), and an advisory vote on executive compensation. The Item 5.07 classification and detailed voting tallies are unmistakable indicators of shareholder meeting outcomes.

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EAGLE FINANCIAL SERVICES INC

Shareholder vote confidence 98% filed 2026-05-20 Item 5.07

This is a clear disclosure of shareholder voting results from the Annual Meeting of Shareholders held on May 19, 2026. The filing reports final voting tallies for three proposals: election of six directors, approval of the 2026 Employee Stock Purchase Plan, and ratification of the independent auditor (Yount, Hyde & Barbour, P.C.). All three proposals passed. This is a routine but material disclosure required under Item 5.07 of Form 8-K.

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COPT DEFENSE PROPERTIES

Shareholder vote confidence 98% filed 2026-05-20 Item 5.07

This Item 5.07 disclosure presents the complete voting results from COPT Defense Properties' May 14, 2026 Annual Meeting of Shareholders, including the election of eight trustees, an advisory vote on named executive officer compensation, and ratification of PricewaterhouseCoopers LLP as independent auditor. The detailed vote tallies (For, Against, Withheld, Broker Non-Votes) for each proposal are the core content of a shareholder_vote_results event.

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CLEAN HARBORS INC

Shareholder vote confidence 98% filed 2026-05-20 Item 5.07

This is a clear disclosure of shareholder voting results from Clean Harbors' 2026 Annual Meeting of Shareholders held on May 20, 2026. The filing reports final voting tallies for three matters: election of four Class I directors, advisory approval of named executive officer compensation, and ratification of Deloitte & Touche LLP as independent auditor. This is a quintessential Item 5.07 disclosure and is material as it documents the outcomes of fundamental corporate governance votes.

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CONMED Corp

Shareholder vote confidence 98% filed 2026-05-20 Item 5.07

This is a standard Item 5.07 disclosure of shareholder voting results from CONMED's May 18, 2026 annual meeting. The filing reports the outcomes of three proposals: election of seven directors, advisory vote on named executive officer compensation, and ratification of PricewaterhouseCoopers LLP as independent auditor. All three proposals passed with substantial majorities, and the detailed vote tallies are provided for each director and proposal.

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CLEVELAND-CLIFFS INC.

Shareholder vote confidence 98% filed 2026-05-20 Item 5.07

This is a classic Item 5.07 disclosure reporting the final voting results from Cleveland-Cliffs Inc.'s Annual Meeting of Shareholders held on May 14, 2026. The filing presents detailed tabulations for three proposals: election of eight directors (all elected), advisory approval of named executive officer compensation, and ratification of Deloitte & Touche LLP as independent auditor. All proposals passed with substantial majorities, and the disclosure is material as it documents shareholder governance actions and audit firm ratification.

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INVESTORS TITLE CO

Shareholder vote confidence 98% filed 2026-05-20 Item 5.07

This is a clear disclosure of shareholder vote results from the Annual Meeting of Shareholders held on May 20, 2026, reporting the election of three directors (Tammy F. Coley, W. Morris Fine, and Richard M. Hutson II) and ratification of Forvis Mazars, LLP as independent auditor. The filing directly corresponds to Item 5.07 and presents tabulated voting outcomes with FOR, WITHHELD, and BROKER NON-VOTES columns, which is the standard format for shareholder vote disclosures.

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INTERFACE INC

Shareholder vote confidence 98% filed 2026-05-20 Item 5.07

This is a clear disclosure of shareholder vote results from Interface Inc's annual meeting held on May 19, 2026. Item 5.07 explicitly requires reporting of matters submitted to a vote of security holders, and the filing presents detailed voting tallies for director elections, executive compensation approval, and auditor ratification. These are routine but material governance matters that affect investor understanding of board composition and management accountability.

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FIRST MERCHANTS CORP

Shareholder vote confidence 98% filed 2026-05-20 Item 5.07

This is a clear Item 5.07 disclosure of shareholder meeting results held on May 19, 2026. The filing reports voting outcomes on three matters: election of nine directors to one-year terms, advisory approval of executive compensation, and appointment of Forvis Mazars, LLP as independent auditor for 2026. All three proposals passed with substantial majorities, making this a routine but material shareholder governance disclosure.

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SOUTHSIDE BANCSHARES INC

Shareholder vote confidence 98% filed 2026-05-20 Item 5.07

This is a classic Item 5.07 disclosure reporting the results of an Annual Meeting of Shareholders. The filing presents voting outcomes on four proposals: election of six directors, a say-on-pay advisory vote, approval of preferred stock authorization, and ratification of the independent auditor (Ernst & Young LLP). All proposals passed with substantial majorities, and the disclosure includes vote counts and broker non-votes as required by SEC rules.

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OLD SECOND BANCORP INC

Shareholder vote confidence 98% filed 2026-05-20 Item 5.07

This is a classic Item 5.07 disclosure reporting the results of Old Second Bancorp's Annual Meeting of Stockholders held on May 19, 2026. The filing presents voting results for three matters: election of four Class I directors (Darin Campbell, Billy J. Lyons Jr., Patti Temple Rocks, and John Williams Jr.), a say-on-pay advisory vote, and ratification of Plante & Moran as independent auditor. All proposals passed with substantial majorities. Shareholder vote results are material to investors as they confirm governance and executive compensation approval.

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TEAM INC

Shareholder vote confidence 98% filed 2026-05-20 Item 5.07

This is a classic Item 5.07 disclosure of shareholder meeting results. The filing reports the outcomes of five proposals voted on at the Annual Meeting: election of three Class I directors (Horton, Lederman, Ytterdahl), advisory approval of named executive officer compensation, ratification of KPMG LLP as independent auditor, approval of Stellex Warrant Shares issuance, and approval of an amendment to the 2018 Equity Incentive Plan. All proposals passed with substantial majorities, making this a material governance event affecting the composition and authority of the Board and management compensation arrangements.

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WEYERHAEUSER CO

Shareholder vote confidence 95% filed 2026-05-20 Item 5.07

Item 5.07 is the dedicated 8-K Item for shareholder vote results. The section heading "Submission of Matters to a Vote of Security Holders" confirms this is a disclosure of voting outcomes at a shareholder meeting, which is material to investors as it reflects governance decisions and shareholder sentiment on key corporate matters.

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UNITED FIRE GROUP INC

Shareholder vote confidence 98% filed 2026-05-20 Item 5.07

This is a clear disclosure of shareholder voting results from United Fire Group's 2026 Annual Meeting of Shareholders held on May 20, 2026. The filing presents final voting tallies for four proposals: election of five Class A directors, ratification of Ernst & Young LLP as independent auditor, advisory vote on named executive officer compensation, and approval of amendments to the 2021 Non-Employee Director Stock Plan. All proposals were approved, with detailed vote counts (For, Against, Abstained, Broker Non-Votes) provided for each item, which is the quintessential content of Item 5.07 shareholder vote results disclosures.

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UNITED FIRE GROUP INC

Shareholder vote confidence 95% filed 2026-05-20 Item 7.01

The filing explicitly discloses "voting results of the Annual Meeting" via a press release attached as Exhibit 99.1. Although technically filed under Item 7.01 (Regulation FD Disclosure) rather than the typical Item 5.07, the substance is unmistakably shareholder vote results from an annual meeting, which is material to investors assessing board composition and governance outcomes.

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TELEFLEX INC

Shareholder vote confidence 98% filed 2026-05-20 Item 5.07

This is a clear disclosure of shareholder voting results from Teleflex's 2026 annual meeting held on May 15, 2026, covering three proposals: election of seven directors, advisory vote on named executive officer compensation, and ratification of PricewaterhouseCoopers LLP as independent auditor. The filing presents detailed vote tallies (For, Against, Abstain, Broker Non-Votes) for each proposal, which is the quintessential content of Item 5.07 shareholder vote results disclosures.

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RESERVE PETROLEUM CO

Shareholder vote confidence 98% filed 2026-05-20 Item 5.07

This Item 5.07 discloses the results of the Company's 2026 Annual Meeting of Stockholders held on May 19, 2026, including voting tallies for the election of eight directors and ratification of HoganTaylor LLP as independent auditors. The disclosure presents vote counts (For, Against, Abstentions, Broker Non-votes) for each proposal, confirming all directors were elected and the auditor selection was ratified—a standard shareholder vote results disclosure that is material to investors' understanding of corporate governance.

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NPK International Inc.

Shareholder vote confidence 98% filed 2026-05-20 Item 5.07

This is a clear disclosure of shareholder vote results from NPK International Inc.'s 2026 Annual Meeting of Stockholders, covering three proposals: election of seven directors, advisory vote on named executive officer compensation, and ratification of Deloitte & Touche LLP as independent auditor. The filing presents final vote tallies for each proposal, which is the hallmark of Item 5.07 disclosure and constitutes material information affecting investor assessment of corporate governance and board composition.

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HALLIBURTON CO

Shareholder vote confidence 98% filed 2026-05-20 Item 5.07

This is a classic Item 5.07 disclosure of shareholder voting results from Halliburton's Annual Meeting of Shareholders held on May 20, 2026. The filing presents detailed voting tallies for six matters: director elections, auditor ratification, advisory executive compensation approval, charter amendment, and two equity plan amendments. All proposals passed with substantial majorities, making this a material disclosure of shareholder actions that affects the registrant's governance and capital structure.

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Viper Energy, Inc.

Shareholder vote confidence 98% filed 2026-05-19 Item 5.07

This Item 5.07 disclosure reports the results of Viper Energy's Annual Meeting of Stockholders held on May 19, 2026, including voting outcomes on four proposals: director elections, advisory compensation vote, auditor ratification, and certificate of incorporation amendment. The detailed vote tallies for each proposal are the core content of the filing, making this a textbook shareholder_vote_results event.

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Arhaus, Inc.

Shareholder vote confidence 98% filed 2026-05-19 Item 5.07

This is a clear disclosure of shareholder vote results from the Annual Meeting of Stockholders held on May 14, 2026. The filing reports voting outcomes on three matters: (i) election of three directors (Alexis DePree, Rick Doody, and Andrea Hyde), (ii) advisory approval of named executive officer compensation, and (iii) approval of PricewaterhouseCoopers LLP as independent accountants. Item 5.07 is the designated 8-K item for shareholder vote results, and the prose directly presents tabulated voting data for each proposal.

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EVgo Inc.

Shareholder vote confidence 98% filed 2026-05-19 Item 5.07

This is a clear disclosure of shareholder voting results from EVgo's May 14, 2026 Annual Meeting under Item 5.07. The filing reports final voting tallies for four proposals: election of three Class II directors (Kapadia, Seelig, Segal), ratification of KPMG LLP as independent auditor, advisory vote on named executive officer compensation, and advisory vote on say-on-pay frequency. All directors were re-elected and the auditor ratification passed with overwhelming support, making this a routine but material governance disclosure.

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Rhinebeck Bancorp, Inc.

Shareholder vote confidence 98% filed 2026-05-19 Item 5.07

This Item 5.07 disclosure reports the final results of Rhinebeck Bancorp's Annual Meeting of Stockholders held on May 19, 2026, including voting outcomes on director elections (William C. Irwin, Steven E. Howell, Sharon A. McGinnis, and Matthew J. Smith), ratification of Wolf & Company, P.C. as independent auditor, and advisory approval of named executive officer compensation. The filing directly matches the shareholder_vote_results event type and is material as it documents the formal governance outcomes of the annual meeting.

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Permian Resources Corp

Shareholder vote confidence 98% filed 2026-05-19 Item 5.07

This is a classic Item 5.07 disclosure of shareholder voting results from an Annual Meeting. The filing reports results for five proposals: election of ten directors, advisory vote on named executive officer compensation, ratification of KPMG LLP as auditor, approval of the First Amendment to the Long Term Incentive Plan, and approval of an amendment to remove the "pass-through voting" provision. The detailed voting tallies (For, Against, Abstain, Broker Non-Votes) for each proposal are the core content of the disclosure.

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F&M BANK CORP

Shareholder vote confidence 98% filed 2026-05-19 Item 5.07

This is a clear disclosure of shareholder voting results from F&M Bank Corp's annual meeting held May 16, 2026, covering three proposals: election of directors, ratification of auditor Elliott Davis PLLC, and Say on Pay compensation approval. The filing presents final vote tallies for each proposal, which is the core content of Item 5.07 shareholder vote results disclosures.

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Kraft Heinz Co

Shareholder vote confidence 98% filed 2026-05-19 Item 5.07

This is a clear Item 5.07 disclosure of shareholder vote results from Kraft Heinz's May 14, 2026 Annual Meeting of Stockholders. The filing presents final voting tallies for four matters: election of 10 directors, advisory approval of executive compensation, approval of the 2026 Omnibus Incentive Plan, and ratification of PricewaterhouseCoopers LLP as auditors. All four proposals passed with substantial majorities, making this a routine but material shareholder governance disclosure.

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Ranger Energy Services, Inc.

Shareholder vote confidence 98% filed 2026-05-19 Item 5.07

This is a clear disclosure of shareholder voting results from Ranger Energy Services' 2026 Annual General Meeting held on May 15, 2026. The filing reports final vote tallies for three proposals: reelection of two Class II directors (Stuart N. Bodden and Sean Woolverton), ratification of Grant Thornton LLP as independent auditor, and a non-binding advisory vote on executive compensation. All three proposals passed with substantial majorities, making this a routine but material shareholder governance disclosure under Item 5.07.

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KILROY REALTY CORP

Shareholder vote confidence 98% filed 2026-05-19 Item 5.07

This is a clear disclosure of shareholder voting results from Kilroy Realty's Annual Meeting held on May 19, 2026, covering four proposals: election of eight directors, approval of an amended equity incentive plan, advisory vote on executive compensation, and ratification of Deloitte & Touche LLP as independent auditor. The filing presents tabulated vote counts (For, Against, Abstain, Broker Non-Votes) for each proposal, which is the standard format for Item 5.07 disclosures of shareholder meeting outcomes.

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Postal Realty Trust, Inc.

Shareholder vote confidence 98% filed 2026-05-19 Item 5.07

This is a classic Item 5.07 disclosure reporting the results of the 2026 Annual Meeting of Stockholders. The filing presents voting outcomes for four proposals: election of five directors (with individual vote tallies for each nominee), ratification of Deloitte & Touche LLP as independent auditor, advisory vote on executive compensation, and approval of the ESPP Amendment. All proposals passed with substantial majorities, making this a material shareholder vote results disclosure.

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Hyliion Holdings Corp.

Shareholder vote confidence 98% filed 2026-05-19 Item 5.07

This is a clear disclosure of shareholder vote results from the 2026 Annual Meeting of Stockholders held on May 19, 2026, covering four matters: election of three Class III directors (Rodger Boehm, Mary Gustanski, Robert Knight Jr.), ratification of Grant Thornton LLP as auditor, advisory Say on Pay approval, and approval of an amendment to the 2024 Equity Incentive Plan. The filing presents detailed vote tallies (for, against/withhold, abstain, and broker non-votes) for each matter, which is the core disclosure required under Item 5.07.

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JBT MAREL Corp

Shareholder vote confidence 98% filed 2026-05-19 Item 5.07

This is a clear disclosure of shareholder voting results from JBT Marel Corporation's Annual Meeting of Stockholders held on May 14, 2026. The filing presents final voting tallies for three proposals: election of ten directors, an advisory vote on named executive officer compensation, and ratification of PricewaterhouseCoopers LLP as independent auditor. All directors were elected with substantial majorities, the compensation advisory vote passed, and the auditor ratification passed overwhelmingly. This is a routine but material disclosure required under Item 5.07 of Form 8-K.

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APi Group Corp

Shareholder vote confidence 98% filed 2026-05-19 Item 5.07

This is a clear disclosure of shareholder vote results from APi Group's 2026 Annual Meeting held on May 15, 2026, filed under Item 5.07. The filing presents detailed voting outcomes for four matters: election of nine directors, ratification of KPMG LLP as independent auditor, advisory approval of named executive officer compensation, and advisory vote on compensation vote frequency. The tabulated vote counts and percentages are the core disclosure required by Item 5.07.

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ALBANY INTERNATIONAL CORP /DE/

Shareholder vote confidence 98% filed 2026-05-19 Item 5.07

This Item 5.07 filing discloses the results of Albany International's Annual Meeting of stockholders held on May 15, 2026, including voting outcomes for three matters: election of eight board members, ratification of KPMG LLP as independent auditor, and a non-binding vote on executive compensation. The detailed vote tallies (votes for, against, withheld, abstentions, and broker non-votes) for each director nominee and each proposal are the core disclosure, which is the defining characteristic of shareholder_vote_results.

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AMERICOLD REALTY TRUST

Shareholder vote confidence 98% filed 2026-05-19 Item 5.07

This Item 5.07 disclosure presents the results of Americold Realty Trust's 2026 Annual Meeting of Stockholders held on May 18, 2026, including voting outcomes for four proposals: election of ten directors, advisory vote on named executive officer compensation, ratification of the independent auditor, and advisory vote on director removal. The tabulated vote counts for each proposal are the core content of a shareholder vote results disclosure.

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PINNACLE WEST CAPITAL CORP

Shareholder vote confidence 98% filed 2026-05-19 Item 5.07

This is a clear disclosure of shareholder voting results from Pinnacle West Capital Corporation's Annual Meeting of Shareholders held on May 14, 2026. The filing reports final voting tallies for three proposals: election of ten directors, advisory vote on executive compensation, and ratification of Deloitte & Touche LLP as independent accountant. This is a quintessential Item 5.07 disclosure with detailed vote counts (FOR, AGAINST, WITHHELD, ABSTENTIONS, BROKER NON-VOTES) for each matter voted upon.

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H2O AMERICA

Shareholder vote confidence 98% filed 2026-05-19 Item 5.07

This Item 5.07 discloses the results of H2O America's May 13, 2026 stockholders' meeting, including voting outcomes for three proposals: (i) election of nine directors, (ii) advisory approval of named executive officer compensation, and (iii) ratification of Deloitte & Touche LLP as independent auditor. The detailed vote tallies (For, Against, Abstain, Broker Non-Votes) for each director and proposal are the core disclosure, making this a textbook shareholder vote results filing.

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Empire State Realty Trust, Inc.

Shareholder vote confidence 98% filed 2026-05-19 Item 5.07

This is a classic Item 5.07 disclosure reporting the results of Empire State Realty Trust's 2026 annual shareholders meeting held on May 14, 2026. The filing presents detailed voting tallies for all five matters voted upon: election of ten directors, advisory approval of NEO compensation, frequency of future advisory votes, approval of the 2026 Equity Incentive Plan, and ratification of Ernst & Young LLP as auditor. All matters passed with substantial majorities, making this a routine but material shareholder governance disclosure.

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HomeTrust Bancshares, Inc.

Shareholder vote confidence 98% filed 2026-05-19 Item 5.07

This is a clear Item 5.07 disclosure of shareholder voting results from HomeTrust Bancshares' Annual Meeting. The filing reports results for three proposals: election of three directors (Cureton, Jacobs, and Neelagaru), advisory vote on executive compensation, and ratification of Crowe LLP as independent auditor. All proposals passed, with directors elected by plurality and the other two by majority vote. This is a routine but material disclosure of shareholder meeting outcomes.

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SunCoke Energy, Inc.

Shareholder vote confidence 98% filed 2026-05-19 Item 5.07

This is a clear disclosure of shareholder voting results from the 2026 Virtual Annual Meeting held on May 14, 2026, covering three matters: election of two directors (Martha Z. Carnes and Katherine T. Gates), non-binding advisory vote on named executive officer compensation, and ratification of KPMG LLP as independent auditor. The filing explicitly states "The results reported above are final voting results," which is the hallmark of Item 5.07 shareholder vote disclosures.

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KINDER MORGAN, INC.

Shareholder vote confidence 98% filed 2026-05-19 Item 5.07

This Item 5.07 disclosure reports the results of Kinder Morgan's 2026 Annual Meeting of Stockholders held on May 13, 2026, including voting outcomes on three proposals: election of eleven directors, ratification of PricewaterhouseCoopers LLP as independent auditor, and an advisory vote on executive compensation. The filing presents detailed vote tallies (For, Against, Abstain, Broker Non-Votes) for each director nominee and each proposal, which is the core content of shareholder vote results disclosures.

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Enovis CORP

Shareholder vote confidence 98% filed 2026-05-19 Item 5.07

This Item 5.07 disclosure presents the final voting results from Enovis's May 19, 2026 Annual Meeting of stockholders, covering four proposals: election of ten directors, ratification of Ernst & Young LLP as independent auditor, advisory vote on named executive officer compensation, and approval of an amendment to the 2020 Omnibus Incentive Plan. The detailed vote tallies (For, Against, Abstain, Broker Non-Votes) for each proposal are the core content required by Item 5.07.

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ONITY GROUP INC.

Shareholder vote confidence 98% filed 2026-05-19

The 8-K discloses results of Onity Group Inc.'s Annual Meeting of Shareholders held on May 19, 2026, under Item 5.07. The filing reports voting outcomes for three proposals: election of seven directors, ratification of Deloitte & Touche LLP as independent auditor, and advisory approval of named executive officer compensation, with specific vote tallies for each. This is a standard shareholder vote results disclosure that is material to investors as it confirms board composition and auditor appointment.

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RUSH ENTERPRISES INC \TX\

Shareholder vote confidence 98% filed 2026-05-19 Item 5.07

This is a classic Item 5.07 disclosure reporting the results of Rush Enterprises' 2026 Annual Meeting of Shareholders. The filing presents voting outcomes for three proposals: election of nine directors, advisory approval of executive compensation, and ratification of Ernst & Young LLP as independent auditor. The detailed vote tallies (votes for, against, withheld, and broker non-votes) are the core content, making this unambiguously a shareholder vote results disclosure.

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CATHAY GENERAL BANCORP

Shareholder vote confidence 98% filed 2026-05-19 Item 5.07

This is a clear disclosure of shareholder vote results from Cathay General Bancorp's May 18, 2026 Annual Meeting of Stockholders. The filing reports voting outcomes on four matters: election of four Class III directors, advisory approval of executive compensation, frequency of future advisory votes on compensation, and ratification of KPMG LLP as independent auditor. The detailed vote tallies (for, against, abstain, broker non-votes) for each proposal are the core content of Item 5.07, which is the standard Item for reporting shareholder meeting results.

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Waterstone Financial, Inc.

Shareholder vote confidence 98% filed 2026-05-19 Item 5.07

This is a clear disclosure of shareholder vote results from Waterstone Financial's 2026 Annual Meeting of Shareholders held on May 19, 2026. The filing presents detailed voting tallies for four proposals: election of three directors, ratification of auditors (Forvis Mazars, LLP), advisory approval of executive compensation, and advisory vote on compensation voting frequency. This is a quintessential Item 5.07 shareholder_vote_results event, and the outcomes are material to investors as they reflect shareholder approval of board composition, auditor selection, and executive compensation arrangements.

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DHI GROUP, INC.

Shareholder vote confidence 98% filed 2026-05-19 Item 5.07

This is a clear disclosure of shareholder vote results from DHI Group's Annual Meeting held May 15, 2026, covering five proposals: election of two Class I directors (Art Zeile and Elizabeth Salomon), ratification of RSM US LLP as auditor, advisory vote on named executive officer compensation, approval of amendments to the 2022 Omnibus Equity Award Plan and 2020 Employee Stock Purchase Plan. All proposals were approved. This directly matches Item 5.07 (Submission of Matters to Vote of Security Holders) and is material to investors as it reflects governance decisions and shareholder approval of equity plans.

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AtriCure, Inc.

Shareholder vote confidence 98% filed 2026-05-19 Item 5.07

This is Item 5.07 disclosing the results of AtriCure's Annual Meeting of Stockholders, including voting outcomes on five proposals: director elections, auditor ratification, stock plan amendments, and advisory compensation vote. All proposals passed with substantial majorities, and the filing provides detailed vote tallies for each director nominee and proposal, which is the standard format for shareholder vote results disclosures.

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CubeSmart, L.P.

Shareholder vote confidence 98% filed 2026-05-19 Item 5.07

This is a clear Item 5.07 disclosure of shareholder meeting results held on May 19, 2026. The filing reports voting outcomes on three proposals: election of nine trustees, ratification of KPMG LLP as independent auditor, and advisory approval of executive compensation. The detailed vote tallies (For, Against/Withheld, Abstentions, Broker Non-Votes) for each proposal are the core content of the filing, matching the shareholder_vote_results taxonomy precisely.

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XAI Octagon Floating Rate & Alternative Income Trust

Shareholder vote confidence 45% filed 2026-05-19

The filing discloses a Board-approved change in investment sub-adviser (King Street Sub-Adviser replacing Octagon Credit Investors) that requires shareholder approval at a special meeting scheduled for July 30, 2026. While the filing is primarily a solicitation of proxies (Item 8.01, Other Events) announcing the proposed change and calling for shareholder vote, it does not yet report actual vote results. The material event is the proposed sub-adviser change and the upcoming shareholder vote, which is significant to investors in this closed-end fund.

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XAI Madison Equity Premium Income Fund

Shareholder vote confidence 45% filed 2026-05-19

The filing discloses a Board-approved proposal to add PineBridge as an additional investment sub-adviser, subject to shareholder approval at a special meeting scheduled for July 30, 2026. However, this is a pre-vote disclosure (Item 8.01, Other Events) announcing the proposal and soliciting material, not a report of actual shareholder vote results. The checkbox for "Soliciting material pursuant to Rule 14a-12" is marked, confirming this is proxy solicitation material rather than a vote outcome. The event is material as it involves a significant change to the Fund's investment strategy and sub-advisory structure, but the event_type is ambiguous—this could also be classified as "other_material" since it does not fit the shareholder_vote_results category (which reports results after voting has occurred).

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