Showing material events only. Routine administrative filings — bylaw amendments, technical fund updates, procedural FD disclosures — are filtered out so the front page stays signal-dense.
8-K
Dilutive issuance
confidence 95%
filed 2026-05-20
Item 3.02
The Company disclosed the sale of 30,481 Class D Common Shares for $840,000 under a continuous private placement offering of up to $2.165 billion in unregistered equity securities pursuant to Section 4(a)(2) and Regulation D Rule 506(c). This is a classic dilutive issuance of unregistered equity securities, and the forward-looking statements explicitly warn that "future sales or issuances of our Common Shares or other securities convertible into our Common Shares, or the perception thereof, could cause the value of our Common Shares to decline and could result in dilution."
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8-K
Dilutive issuance
confidence 92%
filed 2026-05-20
The filing discloses entry into a sales agreement with Aegis Capital Corp. for an "at the market" offering program under which the Company may sell up to $60.0 million of common stock shares. This is a dilutive equity issuance under Item 1.01, structured as an ATM offering pursuant to Rule 415(a)(4) under the Securities Act of 1933. The magnitude ($60 million) and nature of the offering (unregistered equity sales to raise capital) are material to investors' assessment of share dilution and the registrant's capital structure.
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8-K
Dilutive issuance
confidence 92%
filed 2026-05-20
Item 3.02 discloses an unregistered sale of equity securities completed on May 19, 2026, consisting of bonds and 16 warrants yielding approximately $56 million in gross proceeds. The warrants entitle holders to purchase 2,603,936 shares of common stock at an exercise price of NIS 39.8 (approximately $13.69), creating significant dilution potential. This is a classic dilutive issuance under Regulation S, with the underlying shares to be registered on Form S-3.
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8-K
Dilutive issuance
confidence 85%
filed 2026-05-20
Item 8.01
AE Industrial Partners converted 46,505.13 shares of Convertible Preferred Stock into 15,247,586 shares of common stock, eliminating all remaining Convertible Preferred Stock outstanding and materially increasing the common share count and diluting existing shareholders' ownership percentages.
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8-K
Dilutive issuance
confidence 92%
filed 2026-05-20
Item 8.01
Rocket Lab entered into an equity distribution agreement on May 20, 2026, authorizing the issuance and sale of up to $3 billion in common stock through multiple sales agents and forward sale mechanisms. This is a material dilutive issuance that would significantly affect shareholder equity and voting power. The agreement includes both direct share sales and forward sale agreements (Initially Priced and Collared Forward Transactions), all of which contemplate the eventual issuance of common stock to raise capital.
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8-K
Dilutive issuance
confidence 95%
filed 2026-05-20
Item 3.02
The filing discloses an unregistered sale of approximately 580,074 shares of common stock for $9.4 million pursuant to subscription agreements and Section 4(a)(2)/Regulation D exemptions. This is a classic private placement equity issuance that dilutes existing shareholders and raises capital, fitting the dilutive_issuance category. The material amount ($9.4 million) and significant share count make this material to investors assessing ownership and capitalization.
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8-K
Dilutive issuance
confidence 92%
filed 2026-05-19
Item 1.01
Capital Southwest Corporation amended its at-the-market (ATM) offering program on May 19, 2026, increasing the maximum aggregate offering amount from $1.0 billion to $2.0 billion through sixth amendments to equity distribution agreements with four sales agents (Jefferies, Raymond James, Citizens Capital Markets, and B. Riley). This is a material dilutive issuance under Item 1.01, as it substantially expands the company's capacity to issue common stock and would materially affect shareholder equity and voting power.
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8-K
Dilutive issuance
confidence 85%
filed 2026-05-19
Item 8.01
Farmer Mac completed an issuance of 4,000,000 shares of preferred stock in an exempt public offering on May 19, 2026. While this is a preferred stock issuance rather than common equity, it represents a material capital raise that dilutes existing shareholders' ownership and is typically disclosed under Item 3.02 (Unregistered Sales) or Item 8.01 (Other Events). The issuance of 4 million shares of preferred stock with a stated dividend rate (6.875%) is material to investors assessing the company's capital structure and financing activities.
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8-K
Dilutive issuance
confidence 85%
filed 2026-05-19
Item 1.01
InMed Pharmaceuticals amended preferred investment options with Armistice Capital, reducing the exercise price from $16.60 to $0.80 per share on 278,761 common shares. This substantial downward repricing converts out-of-the-money warrants into deeply in-the-money instruments, significantly increasing the likelihood of exercise and dilution to existing shareholders.
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8-K
Dilutive issuance
confidence 75%
filed 2026-05-19
Item 5.02
The Board approved debt-to-equity conversion agreements with four creditors (including the CEO and VP Administration) whereby the Company will issue 1,509,710 common shares in aggregate to settle approximately C$1.24 million in deferred management fees, subject to regulatory approvals and shareholder vote.
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8-K
Dilutive issuance
confidence 92%
filed 2026-05-19
Item 3.02
Kimbell issued 6,929,000 OpCo Common Units and Class B Units as part of the acquisition consideration, representing an unregistered equity issuance under Section 4(a)(2) exemption that materially dilutes existing ownership.
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8-K
Dilutive issuance
confidence 92%
filed 2026-05-19
Item 3.02
In connection with the IPO closing, the Company issued warrants to purchase 71,875 shares of Common Stock to Lucid as underwriting compensation, relying on the Section 4(a)(2) exemption from registration.
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8-K
Dilutive issuance
confidence 95%
filed 2026-05-19
Item 3.02
The filing discloses unregistered issuances of equity securities totaling 310,575 shares upon conversion of a convertible note, relying on Section 4(a)(2) exemption. This represents a dilutive capital event where the company issued approximately 10.3% of its outstanding shares (310,575 of 3,028,362 shares) to satisfy debt obligations, which is material to investors assessing ownership dilution and the company's capital structure.
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8-K
Dilutive issuance
confidence 95%
filed 2026-05-19
Item 1.01
The Company entered into an underwriting agreement on May 18, 2026, to conduct an underwritten public offering of 3,581,000 shares of Class A common stock plus pre-funded warrants and multiple series of warrants, with net proceeds of approximately $8.9 million. Additionally, a concurrent registered direct offering to directors and officers for 71,607 shares was executed. These are registered equity issuances that will dilute existing shareholders and raise capital, fitting the dilutive_issuance category. The materiality is clear given the substantial number of shares being issued and the capital raised.
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8-K
Dilutive issuance
confidence 92%
filed 2026-05-19
Item 8.01
The Company disclosed a private offering of Convertible Senior Notes due 2032 to qualified institutional buyers pursuant to Rule 144A. Convertible notes are dilutive securities that may result in issuance of Class A common stock upon conversion, making this a dilutive issuance material to investors assessing capital structure and potential equity dilution.
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8-K
Dilutive issuance
confidence 75%
filed 2026-05-19
Item 8.01
The Company converted 42,839.11 shares of Series B Non-Voting Convertible Preferred Stock into 42,839,103 shares of common stock on May 15, 2026, resulting in a substantial increase in common share count (approximately 1,000x conversion ratio). This mandatory conversion of preferred stock into common stock is a dilutive issuance that materially increases the equity base and would affect a reasonable investor's assessment of ownership dilution and voting power, even though the conversion was contractually mandated under the Certificate of Designation.
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8-K
Dilutive issuance
confidence 95%
filed 2026-05-19
Item 3.02
Apollo Debt Solutions BDC sold 384,867 unregistered Class I Common Shares for $9.2 million to feeder vehicles, relying on Section 4(a)(2) and Regulation S exemptions. This private placement of equity securities materially affects shareholder ownership and capitalization.
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8-K
Dilutive issuance
confidence 85%
filed 2026-05-19
Item 8.01
Blackstone Digital Infrastructure Trust completed its initial public offering of 87.5 million shares at $20.00 per share on May 15, 2026, with underwriters exercising a full 30-day option for additional shares, resulting in gross proceeds of $2.0 billion.
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8-K
Dilutive issuance
confidence 90%
filed 2026-05-19
Item 3.02
Sabre issued $150 million of exchangeable senior notes convertible into common stock at an initial exchange price of approximately $2.24 per share in a private placement relying on Section 4(a)(2) exemption. The exchangeable notes create significant dilution potential of 67–87 million shares upon exchange, with net proceeds used to repurchase $100 million of existing exchangeable notes and retire the remaining $50 million, representing a material capital structure transaction.
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8-K
Dilutive issuance
confidence 80%
filed 2026-05-19
Item 1.01
EagleRock Land, LLC completed a registered public offering of 17.3 million Class A shares at $18.50 per share on May 13, 2026, with an additional 2.595 million shares issued via an exercised option, generating approximately $333.1 million in net proceeds. The offering also involved unregistered sales of equity securities under Section 4(a)(2) exemption through warrant exercise agreements and merger transactions resulting in issuance of Class A shares.
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8-K
Dilutive issuance
confidence 92%
filed 2026-05-19
Item 3.02
The Company issued unregistered equity securities to settle material obligations: shares to ACM under Section 4(a)(2) and Rule 506 of Regulation D in satisfaction of a $6M judgment, and 39M shares to Reimer Plaintiffs under Section 3(a)(10) in settlement of litigation, capped at $2M value.
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8-K
Dilutive issuance
confidence 95%
filed 2026-05-19
Item 1.01
GeoVax Labs entered into a securities purchase agreement on May 18, 2026 for an unregistered private placement of pre-funded warrants and common warrants to purchase up to 6,081,081 shares of common stock, raising approximately $2.7 million in net proceeds under Section 4(a)(2) and Regulation D exemptions. The offering was announced via press release and will substantially increase share count upon warrant exercise, materially diluting existing shareholders.
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8-K
Dilutive issuance
confidence 85%
filed 2026-05-19
Item 2.03
Leviston converted $4 million of principal under a convertible note into 2,500,000 shares of Common Stock between May 12-18, 2026. This is a dilutive equity issuance resulting from debt conversion, which materially increases share count and dilutes existing shareholders. The conversion of a substantial debt obligation into equity is a material capital structure event.
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8-K
Dilutive issuance
confidence 92%
filed 2026-05-19
Item 3.02
Ares Strategic Income Fund sold 1,934,637 Class I common shares for $52.1 million during May 2026 in an unregistered offering exempt under Section 4(a)(2) and Regulation S, representing a material capital raise that increases share count and dilutes existing shareholders.
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8-K
Dilutive issuance
confidence 95%
filed 2026-05-19
Item 3.02
DATA I/O CORP completed an unregistered sale of equity securities, representing a dilutive issuance to existing shareholders and signaling capital-raising activity.
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8-K
Dilutive issuance
confidence 92%
filed 2026-05-19
Item 1.01
iPower Inc. completed an Additional Optional Closing on May 19, 2026, issuing $3,000,000 principal amount of Series A senior secured convertible notes to an institutional investor under Regulation D, receiving approximately $2,820,000 in gross proceeds with a fixed conversion price of $1.03.
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8-K
Dilutive issuance
confidence 94%
filed 2026-05-19
Item 1.01
Sunshine Biopharma entered into a placement agent agreement for a public offering of 11.16 million Common Units and 840,000 Pre-Funded Units, generating approximately $6 million in gross proceeds, with highly dilutive pre-funded warrants exercisable at $0.00001 and Series C warrants exercisable at $0.50.
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8-K
Dilutive issuance
confidence 92%
filed 2026-05-19
Item 3.02
Blue Owl Real Estate Net Lease Trust sold 3,452,243 shares of Class I common shares for approximately $36.8 million in an unregistered offering exempt under Section 4(a)(2), Regulation D, and/or Regulation S.
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8-K
Dilutive issuance
confidence 95%
filed 2026-05-19
Item 3.02
Ares Core Infrastructure Fund sold 28.76 million Common Shares across four classes for an aggregate purchase price of $715.5 million in an unregistered offering exempt under Section 4(a)(2) and Regulation D (Rule 506(b)). This substantial capital raise represents a material dilutive issuance affecting investor assessment of share dilution and fund capitalization.
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8-K
Dilutive issuance
confidence 95%
filed 2026-05-19
Item 3.02
Blue Owl Digital Infrastructure Trust sold 2,090,696 common shares across multiple classes (S, D, and I) for approximately $21.7 million in gross proceeds on May 1, 2026, pursuant to Section 4(a)(2), Regulation D, and/or Regulation S exemptions.
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8-K
Dilutive issuance
confidence 92%
filed 2026-05-18
Item 3.02
RMX Industries completed an unregistered private placement offering of 54.4 units (promissory notes and warrants) to accredited investors, generating $1.36 million in gross proceeds and resulting in dilution to existing shareholders.
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