SEC 8-K and 6-K filings classified by Claude with reasoning, plus Form 4 insider transactions. Ingested from EDGAR’s filing stream in near-real time, reconciled overnight.
Showing material events only. Routine administrative filings — bylaw amendments, technical fund updates, procedural FD disclosures — are filtered out so the front page stays signal-dense.
David W. Fox, Jr., Chief Financial Officer of Northern Trust Corporation, has announced his retirement effective on or around March 31, 2027. The company is conducting a search for a successor to fill this senior financial leadership position.
View raw filing on EDGAR →Dr. Cord Dohrmann, Chief Scientific Officer and Member of the Management Board since 2010, is stepping down effective September 30, 2026. The announcement explicitly states "Dr. Cord Dohrmann to step down as of September 30, 2026" and notes his 16-year tenure and significant contributions to the company's scientific leadership. This is a departure of a named executive officer from a key leadership position, material to investors assessing the company's scientific direction and continuity.
View raw filing on EDGAR →The exhibit announces the planned retirement of Mark Vendetti, the Chief Financial Officer of Glass House Brands, effective March 31, 2027. This is a clear executive departure — the principal disclosed action is a named officer leaving his position. The CFO role is material to investor assessment of the company's financial management and governance, making this disclosure material to a reasonable investor.
View raw filing on EDGAR →John M. Pereira resigned from the boards of directors of Beacon Financial Corporation and its subsidiary Beacon Bank & Trust, effective September 30, 2026. This is a clear director departure disclosed under Item 8.01, and director resignations are material events affecting the composition of the company's governance structure.
View raw filing on EDGAR →Kevin Shannon resigned from his position as Director of SL Investment Fund II LLC effective September 26, 2026. The disclosure centers on a director's departure, not an appointment or compensation arrangement. The filing explicitly states the resignation is not due to disagreement, but the departure itself is a material governance event affecting the board composition.
View raw filing on EDGAR →Kevin Shannon resigned from his position as a Director of T Series BDC LLC effective September 26, 2026. The disclosure centers on a director's departure, not an appointment or compensation arrangement. Director changes are material to investors as they affect governance and board composition.
View raw filing on EDGAR →Kevin Shannon resigned from his position as a Director of North Haven Private Income Fund LLC effective September 26, 2026. The disclosure centers on the departure itself—a director leaving the company—rather than any appointment or compensation arrangement. The filing explicitly states the resignation is not due to disagreement, but the departure of a board member is material to investors assessing governance and leadership continuity.
View raw filing on EDGAR →Kevin Shannon resigned from his position as a Director of Morgan Stanley Direct Lending Fund effective September 26, 2026. The disclosure centers on the departure itself—a director leaving the board—which is a classic executive departure event. Director changes are material to investors assessing governance and board composition.
View raw filing on EDGAR →Kevin Shannon resigned from his position as a Director of North Haven Private Income Fund A LLC effective September 26, 2026. The disclosure centers on a director's departure, not an appointment or compensation arrangement. The filing explicitly states the resignation is not due to disagreement, but the departure itself is a material governance event affecting the board composition.
View raw filing on EDGAR →Kevin Shannon resigned from his position as a Director of LGAM Private Credit LLC effective September 26, 2026. The filing discloses a director departure with no disagreement cited. Director resignations are material governance events affecting the composition of the board and the registrant's leadership structure.
View raw filing on EDGAR →Two directors—Jeffrey Goldberg and Carmen Volkart—have each provided written notice that they will not stand for re-election at the fiscal 2027 annual meeting. Although framed as non-standing for re-election rather than immediate resignation, this constitutes a departure of directors upon expiration of their current terms. The disclosures explicitly state that neither departure resulted from disagreement with the Company, indicating orderly transitions. The event is material because director changes affect governance and investor assessment of board composition.
View raw filing on EDGAR →The filing discloses the resignation of the entire Board of Directors (Jeremy Rosenthal on September 8, followed by Michael Dunn, Travis Washko, Mark Carrington, Michael Freed, and Vincent Puccio on September 11, leaving the Company with no remaining board members) and the resignation of both the Chief Executive Officer (Ray Liang, effective September 30) and Chief Financial Officer (Tan Yee Siong, effective September 30). This represents a complete departure of executive leadership and governance, which is material to any reasonable investor's assessment of the registrant's ability to operate and maintain corporate governance.
View raw filing on EDGAR →Jeffrey Shuman notified the Board on September 28, 2026 that he was retiring from the Board of Directors. This is a clear departure of a director from the registrant. The filing explicitly states his retirement was not related to any disagreement, but the core event is a director leaving the company, which is material to investors assessing board composition and governance.
View raw filing on EDGAR →Mark Hamm, Chief Operating Officer and Board member of Arrive AI Inc., notified the Company of his resignation effective October 2, 2026. The filing discloses under Item 5.02 that this departure was not the result of any disagreement with the Company. The resignation of a C-suite executive (COO) and director is a material event affecting the registrant's leadership structure and operational continuity.
View raw filing on EDGAR →James L. L. Tullis, the Board's Lead Independent Director, tendered his resignation from the Board effective at the conclusion of the 2027 Annual Meeting of Stockholders. This is a departure of a director from the Board, driven by the Company's retirement policy for directors. The resignation of a Lead Independent Director is material to investors as it affects board composition and governance structure.
View raw filing on EDGAR →Pharming announced that CEO Fabrice Chouraqui has stepped down as Chief Executive Officer and Executive Director effective immediately, following mutual agreement with the Board due to misalignment on strategic priorities. While interim co-CEOs were appointed, the principal disclosed action is the departure of the CEO, making this an exec_departure event. This is material as CEO transitions affect investor assessment of leadership continuity and strategic direction.
View raw filing on EDGAR →Jason VanWees, Vice Chairman of Teledyne, is retiring effective February 1, 2027. While the filing also announces Mary Grace DeForest's appointment as Corporate Vice President of Investor Relations and M&A, the principal disclosed action centers on VanWees's departure—a senior executive who has been with the company since its 1999 spin-off and led 75 acquisitions totaling $12.8 billion. His retirement is the primary event triggering the 8-K disclosure under Item 5.02(b).
View raw filing on EDGAR →William D. Rahm, a director of Brixmor and Founder and CEO of Everview Partners, advised on September 27, 2026 that he does not intend to stand for reelection to Brixmor's board at the 2027 Annual Meeting, contingent on consummation of the Slate Transaction.
View raw filing on EDGAR →Einat Zakariya resigned as a director and member of all board committees effective September 27, 2026, for personal reasons. This is a clear executive departure — the principal disclosed action is a board member leaving office. The resignation of a director is material to investors' assessment of governance and board composition.
View raw filing on EDGAR →Michael J. Ragusa, Senior Vice President and Chief Accounting Officer (principal accounting officer), informed the Company on September 25, 2026 of his intention to resign effective November 1, 2026. Lee A. Boyce will assume the principal accounting officer role.
View raw filing on EDGAR →Morgan Kurk resigned from the Board of Directors on September 24, 2026, though he retained his CEO position. The board departure is material to investors' assessment of governance and leadership continuity, particularly given the company's concurrent entry into administration and wind-down.
View raw filing on EDGAR →Kimberly Ernzen, Chief Operating Officer, is departing her role effective September 28, 2026. Although she will remain employed through December 31, 2026 to support the leadership transition, the principal disclosed action is her departure from the COO position. This is a material executive departure that would affect a reasonable investor's assessment of the company's leadership and operational continuity.
View raw filing on EDGAR →Herb Cross resigned as Chief Financial Officer, Principal Financial Officer, Principal Accounting Officer and Corporate Secretary effective October 9, 2026. While the filing also discloses interim appointments to fill these roles, the principal disclosed action is the departure of a named executive officer holding critical financial and governance positions. The departure of a CFO is material to investors assessing the registrant's financial leadership and continuity.
View raw filing on EDGAR →George Kollitides, an independent director, resigned from the Board effective immediately on September 23, 2026. The filing discloses a departure of a director from the Company's Board, which is material to investors as it affects board composition and governance. The explicit statement that the resignation was not related to disagreement with the Company does not diminish the materiality of the director departure itself.
View raw filing on EDGAR →Donna A. Henderson, Vice President and Chief Accounting Officer of Archrock, Inc., notified the Company on September 23, 2026 of her intention to retire effective December 4, 2026. This is a clear departure of a named executive officer responsible for accounting functions, which is material to investors' assessment of the company's financial reporting and internal controls.
View raw filing on EDGAR →Chirantan 'CJ' Desai, President and Chief Executive Officer of MongoDB, notified the Company of his intent to resign effective September 28, 2026. The departure of a sitting CEO is material to investors and affects the total mix of information about the registrant's leadership and governance.
View raw filing on EDGAR →Michael W. Pugh's retirement from the Board of Directors on September 24, 2026, effective immediately, is the principal disclosed action in subsection (b). While subsection (e) discloses plan amendments increasing share authorization, the departure of a director is the more salient event affecting investor assessment of the company's governance and board composition. The retirement was triggered by mandatory retirement age provisions in the bylaws.
View raw filing on EDGAR →Heidi L. O'Neill resigned from the Board of Directors of Lithia Motors, Inc., effective September 25, 2026. The disclosure centers on a director's departure for personal reasons, with no disagreement with the Company. Board departures are material governance events affecting the composition of the registrant's leadership.
View raw filing on EDGAR →Rob Gehring, Chief Executive Officer of Monster Energy Company's Americas division, resigned effective November 30, 2026, to join The Coca-Cola Company as president of its North America operating unit. While the filing also discloses Emelie C. Tirre's interim appointment to assume his responsibilities, the principal disclosed action centers on Gehring's departure from a senior executive role overseeing a major geographic segment.
View raw filing on EDGAR →Ms. Chunfang (Vicky) Gu resigned from her position as Executive Director of Finance, effective September 30, 2026. This is a departure of a named executive officer responsible for finance functions. While the resignation is attributed to personal reasons with no disagreement with the board, the departure of a finance executive is material to investors' assessment of the company's financial oversight and governance.
View raw filing on EDGAR →Adam C. Vandervoort, Chief Legal Officer and Secretary, resigned effective November 1, 2026, with good reason under his severance agreement. While the filing also discloses Jonathan Dorfman's appointment as successor CLO, the principal disclosed action centers on Vandervoort's departure—a named executive officer leaving his role. The departure of a C-suite officer is material to investors assessing management stability and governance.
View raw filing on EDGAR →Jainal Bhuiyan resigned as a director and member of the Compensation Committee effective September 22, 2026. This is a clear departure of a board member. While the filing notes the resignation was not due to disagreement, the departure itself is material as it reduces the board from four to three directors and affects committee composition. The filing explicitly discloses the board's uncertainty about whether to fill the vacancy, indicating the departure has operational significance.
View raw filing on EDGAR →J. William Gurley, a director of Stitch Fix, notified the company on September 21, 2026 that he will not stand for re-election and will retire from the Board upon expiration of his current term at the 2026 Annual Meeting. This is a clear departure of a director from the Board, disclosed under Item 5.02. The filing explicitly states the decision is not due to disagreement, indicating an orderly transition rather than a conflict-driven departure.
View raw filing on EDGAR →Jody Mettler, Chief Operating Officer of BitGo Holdings, informed the Board on September 21, 2026 of her intention to resign effective October 16, 2026. The filing discloses a departure of a named executive officer with an effective date and transition plan. While the resignation was not due to disagreement, the departure of a COO is material to investors assessing the registrant's leadership and operational continuity.
View raw filing on EDGAR →Craig Lisowski, President of Products, resigned effective October 16, 2026. The disclosure centers on the departure of a named executive officer from a senior operational role. The explicit statement that the resignation is not due to disagreement with company operations does not diminish the materiality of losing a product leadership position, which would affect investor assessment of the company's operational continuity and strategic direction.
View raw filing on EDGAR →Jeremy Fox-Geen, Chief Financial Officer of Circle Internet Group, is departing from his role effective end of December 2026 after more than five years in the position. The company will provide transition support through his departure date. Additionally, P. Sean Neville, a co-founder and Board member since 2016, has resigned as a director.
View raw filing on EDGAR →Helga S. Houston, Senior Executive Vice President of Huntington Bancshares, provided notice of her intent to retire effective December 31, 2026. This is a clear departure of a named executive officer from the Company, disclosed under Item 5.02. The retirement of a Senior EVP is material to investors as it affects the registrant's leadership and operational continuity.
View raw filing on EDGAR →Tarkan Maner, President and Chief Commercial Officer, is stepping down effective October 2, 2026. This is a clear departure of a named executive officer from a senior leadership position overseeing critical functions (sales, marketing, customer experience). While the filing mentions a potential transition arrangement, the principal disclosed action is the executive's departure from his role.
View raw filing on EDGAR →Scott A. Genereux, Chief Revenue Officer of Rockwell Automation, notified the company on September 21, 2026 of his decision to retire effective December 31, 2026. He will cease serving as CRO effective September 30, 2026, remaining as Senior Vice President through year-end. This is a clear executive departure of a named officer in a material C-suite role (CRO), making it material to investors assessing the company's leadership and revenue strategy.
View raw filing on EDGAR →Eli Berkovitch, the principal accounting officer and Vice President, Chief Accounting Officer and Controller, informed the Company of his intention to resign effective October 23, 2026. While the filing also mentions Dylan Smith assuming interim principal accounting officer duties, the principal disclosed action is Berkovitch's departure after eleven-and-a-half years of service. The departure of a principal accounting officer is material to investors assessing the registrant's financial reporting and internal controls.
View raw filing on EDGAR →Gerard Bond, President and Chief Executive Officer of OceanaGold, has announced his intention to retire in April 2027 (Q2 2027) after five years leading the company. This is a material departure of the registrant's principal executive officer, disclosed via news release. The announcement includes details of the Board's search for a successor and Bond's commitment to serve as a Special Advisor for six months post-departure to ensure a smooth transition.
View raw filing on EDGAR →Christopher Jones voluntarily resigned from all employment and officer/director positions on September 22, 2026. While the filing also discloses a board appointment (Jay Heller) and a separation agreement with financial terms, the principal disclosed action centers on Jones's departure. The separation agreement details ($100K severance, $1.44M loan repayment restructuring, $500K franchise buyback) are material consequences of the departure, not independent compensation arrangements.
View raw filing on EDGAR →Michael Akkerman, Chief Business Officer, resigned his position effective October 30, 2026, to accept a CEO role elsewhere. This is a clear executive departure of a named officer. The disclosure centers on the departure action itself rather than any appointment or compensation arrangement, making exec_departure the appropriate classification.
View raw filing on EDGAR →Dr. Brenda Cooperstone resigned from the Board of Directors and her position as Chair of the Compensation Committee, effective immediately on September 23, 2026. The disclosure centers on a director's departure rather than an appointment or compensation arrangement. Board departures, particularly of committee chairs, are material to investors as they affect governance and oversight structure.
View raw filing on EDGAR →Navi Grewal, Executive Vice President and Chief Digital and Technology Officer, notified the Company of her intent to resign effective October 15, 2026. This is a clear departure of a named executive officer. The filing explicitly states the resignation is not related to disagreement or operational concerns, but the departure of a C-suite executive responsible for digital and technology strategy is material to investors assessing the registrant's leadership and operational continuity.
View raw filing on EDGAR →Himani Trivedi's retirement from Nuveen effective June 30, 2027, with her departure from the portfolio manager role by October 31, 2026, constitutes an executive departure. While disclosed under Item 8.01 (Other Events) rather than the typical Item 5.02, the substance is a named executive's departure. For a fund, portfolio manager changes are material to investors assessing fund management continuity and performance.
View raw filing on EDGAR →Arthur C. Butcher, Executive Vice President and Group President of MedSurg and Asia Pacific, is retiring effective January 1, 2027, with a transition period as senior advisor through February 26, 2027. While the filing mentions compensatory arrangements (base salary continuation and retirement benefits), the principal disclosed action is Butcher's departure from his executive role. The retirement of a senior executive overseeing significant business segments (MedSurg and Asia Pacific) is material to investors assessing management continuity and operational leadership.
View raw filing on EDGAR →Six directors resigned from Theravance Biopharma's Board in connection with the completion of the merger with Zymeworks Inc., including CEO Rick E Winningham. The departing directors were Rick E Winningham, Laurie Smaldone Alsup, Susannah Gray, Dean J. Mitchell, Donal O'Connor, and Deepa R. Pakianathan.
View raw filing on EDGAR →Dean C. Fullerton, Chief Operating Officer of Plug Power Inc., notified the Company on September 17, 2026 of his resignation effective October 23, 2026 to accept a position elsewhere. The disclosure centers on the departure of a named executive officer from a senior operational role, with no compensatory arrangements or appointment of a successor disclosed. The COO position is material to a reasonable investor's assessment of the company's leadership and operational continuity.
View raw filing on EDGAR →Owen James, President of PRA Group Europe, notified the Company of his intent to retire from his role effective December 31, 2026. This is a departure of a named officer from an executive position. While he will serve in an advisory capacity through March 31, 2027, the principal disclosed action is his retirement from the President role, making this an exec_departure event. The departure of a regional president is material to investors assessing management continuity and operational leadership.
View raw filing on EDGAR →