{"filing":{"accession_number":"0001829126-26-006400","cik":"0001979414","ticker":"NTHI","company_name":"NEONC TECHNOLOGIES HOLDINGS, INC.","form":"8-K","filing_date":"2026-06-12","report_date":null,"primary_document":"neonctechnologies_8k.htm","primary_document_url":"https://www.sec.gov/Archives/edgar/data/1979414/000182912626006400/neonctechnologies_8k.htm"},"events":[{"id":5239,"run_id":4592,"accession_number":"0001829126-26-006400","anchor_item_number":"1.01","event_type":"dilutive_issuance","event_domain":"financial","is_material":true,"confidence":0.93,"summary":"NEONC Technologies entered into a Securities Purchase Agreement to issue up to $5,000,000 of Series A Convertible Preferred Stock in a private placement to accredited investors under Section 4(a)(2) and Regulation D Rule 506 exemptions. The 6,000 shares of Series A Preferred Stock carry conversion rights into common stock at 80% of the lowest closing price during the five trading days prior to conversion, subject to a beneficial ownership limitation of 4.99% (or 9.99% upon election), resulting in material dilution to existing common shareholders.","company_name":"NEONC TECHNOLOGIES HOLDINGS, INC.","ticker":"NTHI","filing_date":"2026-06-12","form":"8-K","submitted_at":null,"items":[{"id":6464,"accession_number":"0001829126-26-006400","item_number":"1.01","item_title":null,"event_type":"dilutive_issuance","event_domain":"financial","is_material":true,"confidence":0.95,"reasoning":"The Company entered into a Securities Purchase Agreement to issue up to $5,000,000 of Series A Convertible Preferred Stock in a private placement to accredited investors. This is a dilutive issuance of convertible securities with an obligation to register the underlying common stock for resale, which is material to investors assessing ownership dilution and capital structure changes.","classifier_version":"claude-haiku-4-5-20251001+prompt-9e0ffca5","taxonomy_version":"v1","classified_at":"2026-06-12T10:04:21.798591+00:00","company_name":"","ticker":null,"filing_date":""},{"id":6465,"accession_number":"0001829126-26-006400","item_number":"3.02","item_title":null,"event_type":"dilutive_issuance","event_domain":"financial","is_material":true,"confidence":0.92,"reasoning":"Item 3.02 discloses unregistered issuance of Series A Preferred Stock under Section 4(a)(2) and Regulation D Rule 506, which are classic private placement exemptions. The filing explicitly states the shares were not registered under the Securities Act, indicating a dilutive private placement transaction typical of small- to mid-cap companies raising capital.","classifier_version":"claude-haiku-4-5-20251001+prompt-9e0ffca5","taxonomy_version":"v1","classified_at":"2026-06-12T10:04:21.798591+00:00","company_name":"","ticker":null,"filing_date":""},{"id":6466,"accession_number":"0001829126-26-006400","item_number":"3.03","item_title":null,"event_type":"dilutive_issuance","event_domain":"financial","is_material":true,"confidence":0.75,"reasoning":"The Company authorized and issued 6,000 shares of Series A Preferred Stock with conversion rights into common stock at 80% of the lowest closing price during the five trading days prior to conversion, subject to a beneficial ownership limitation of 4.99% (or 9.99% upon election). This is a dilutive issuance of convertible securities that will result in dilution to existing common shareholders upon conversion, a material event for investors assessing ownership and capital structure.","classifier_version":"claude-haiku-4-5-20251001+prompt-9e0ffca5","taxonomy_version":"v1","classified_at":"2026-06-12T10:04:21.798591+00:00","company_name":"","ticker":null,"filing_date":""}]},{"id":5240,"run_id":4592,"accession_number":"0001829126-26-006400","anchor_item_number":"5.03","event_type":"other_material","event_domain":"catchall","is_material":false,"confidence":0.75,"summary":"The Company amended its articles of incorporation or bylaws in connection with the Series A Preferred Stock issuance, as disclosed through incorporation by reference to Item 3.03.","company_name":"NEONC TECHNOLOGIES HOLDINGS, INC.","ticker":"NTHI","filing_date":"2026-06-12","form":"8-K","submitted_at":null,"items":[{"id":6467,"accession_number":"0001829126-26-006400","item_number":"5.03","item_title":null,"event_type":"other_material","event_domain":"catchall","is_material":false,"confidence":0.75,"reasoning":"Item 5.03 discloses amendments to articles of incorporation or bylaws, which are typically routine administrative matters. The filing incorporates Item 3.03 by reference, but without access to that section's content, the materiality cannot be fully assessed. However, standard bylaw amendments are generally non-material unless they involve significant governance changes or shareholder rights modifications.","classifier_version":"claude-haiku-4-5-20251001+prompt-9e0ffca5","taxonomy_version":"v1","classified_at":"2026-06-12T10:04:21.798591+00:00","company_name":"","ticker":null,"filing_date":""}]}],"classifications":[{"id":6464,"accession_number":"0001829126-26-006400","item_number":"1.01","item_title":null,"event_type":"dilutive_issuance","event_domain":"financial","is_material":true,"confidence":0.95,"reasoning":"The Company entered into a Securities Purchase Agreement to issue up to $5,000,000 of Series A Convertible Preferred Stock in a private placement to accredited investors. This is a dilutive issuance of convertible securities with an obligation to register the underlying common stock for resale, which is material to investors assessing ownership dilution and capital structure changes.","classifier_version":"claude-haiku-4-5-20251001+prompt-9e0ffca5","taxonomy_version":"v1","classified_at":"2026-06-12T10:04:21.798591+00:00","company_name":"NEONC TECHNOLOGIES HOLDINGS, INC.","ticker":"NTHI","filing_date":"2026-06-12"},{"id":6465,"accession_number":"0001829126-26-006400","item_number":"3.02","item_title":null,"event_type":"dilutive_issuance","event_domain":"financial","is_material":true,"confidence":0.92,"reasoning":"Item 3.02 discloses unregistered issuance of Series A Preferred Stock under Section 4(a)(2) and Regulation D Rule 506, which are classic private placement exemptions. The filing explicitly states the shares were not registered under the Securities Act, indicating a dilutive private placement transaction typical of small- to mid-cap companies raising capital.","classifier_version":"claude-haiku-4-5-20251001+prompt-9e0ffca5","taxonomy_version":"v1","classified_at":"2026-06-12T10:04:21.798591+00:00","company_name":"NEONC TECHNOLOGIES HOLDINGS, INC.","ticker":"NTHI","filing_date":"2026-06-12"},{"id":6466,"accession_number":"0001829126-26-006400","item_number":"3.03","item_title":null,"event_type":"dilutive_issuance","event_domain":"financial","is_material":true,"confidence":0.75,"reasoning":"The Company authorized and issued 6,000 shares of Series A Preferred Stock with conversion rights into common stock at 80% of the lowest closing price during the five trading days prior to conversion, subject to a beneficial ownership limitation of 4.99% (or 9.99% upon election). This is a dilutive issuance of convertible securities that will result in dilution to existing common shareholders upon conversion, a material event for investors assessing ownership and capital structure.","classifier_version":"claude-haiku-4-5-20251001+prompt-9e0ffca5","taxonomy_version":"v1","classified_at":"2026-06-12T10:04:21.798591+00:00","company_name":"NEONC TECHNOLOGIES HOLDINGS, INC.","ticker":"NTHI","filing_date":"2026-06-12"},{"id":6467,"accession_number":"0001829126-26-006400","item_number":"5.03","item_title":null,"event_type":"other_material","event_domain":"catchall","is_material":false,"confidence":0.75,"reasoning":"Item 5.03 discloses amendments to articles of incorporation or bylaws, which are typically routine administrative matters. The filing incorporates Item 3.03 by reference, but without access to that section's content, the materiality cannot be fully assessed. However, standard bylaw amendments are generally non-material unless they involve significant governance changes or shareholder rights modifications.","classifier_version":"claude-haiku-4-5-20251001+prompt-9e0ffca5","taxonomy_version":"v1","classified_at":"2026-06-12T10:04:21.798591+00:00","company_name":"NEONC TECHNOLOGIES HOLDINGS, INC.","ticker":"NTHI","filing_date":"2026-06-12"}]}