{"filing":{"accession_number":"0001758766-26-000088","cik":"0001758766","ticker":"STEM","company_name":"STEM, INC.","form":"8-K","filing_date":"2026-10-23","report_date":"2026-10-19","primary_document":"stem-20261019.htm","primary_document_url":"https://www.sec.gov/Archives/edgar/data/1758766/000175876626000088/stem-20261019.htm"},"events":[{"id":37594,"run_id":34645,"accession_number":"0001758766-26-000088","anchor_item_number":"3.01","event_type":"delisting_risk","event_domain":"terminal","is_material":true,"confidence":0.97,"summary":"STEM received a formal non-compliance letter from NYSE on October 20, 2026, for failing to maintain the required average global market capitalization of $50 million and stockholders' equity of $50 million under Section 802.01B. The company must submit a business plan within 45 days demonstrating compliance within 18 months or face delisting.","company_name":"STEM, INC.","ticker":"STEM","filing_date":"2026-10-23","form":"8-K","submitted_at":null,"items":[{"id":42356,"accession_number":"0001758766-26-000088","item_number":"3.01","item_title":"Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.","event_type":"delisting_risk","event_domain":"terminal","is_material":true,"confidence":0.98,"reasoning":"STEM disclosed non-compliance with NYSE continued listing standards under Section 802.01B, specifically failing to maintain average market capitalization of $50 million and stockholders' equity of $50 million. The company received a formal non-compliance letter from NYSE on October 20, 2026, and must submit a business plan within 45 days to demonstrate compliance within 18 months. This is a classic delisting-risk disclosure under Item 3.01, materially affecting investor assessment of the company's exchange listing status.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-10-23T20:10:13.024381+00:00","company_name":"","ticker":null,"filing_date":""},{"id":42357,"accession_number":"0001758766-26-000088","item_number":"7.01","item_title":"Regulation FD Disclosure.","event_type":"delisting_risk","event_domain":"terminal","is_material":true,"confidence":0.95,"reasoning":"STEM disclosed non-compliance with NYSE continued listing standard Section 802.01B, which requires minimum average global market capitalization of $50 million and stockholders' equity of at least $50 million. The company received a formal non-compliance letter from NYSE on October 20, 2026, and must submit a business plan within 45 days to regain compliance within 18 months. This is a classic delisting-risk disclosure under Item 3.01 (though filed under Item 7.01), materially affecting investor assessment of the company's continued listing status.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-10-23T20:10:13.024381+00:00","company_name":"","ticker":null,"filing_date":""}]}],"classifications":[{"id":42356,"accession_number":"0001758766-26-000088","item_number":"3.01","item_title":"Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.","event_type":"delisting_risk","event_domain":"terminal","is_material":true,"confidence":0.98,"reasoning":"STEM disclosed non-compliance with NYSE continued listing standards under Section 802.01B, specifically failing to maintain average market capitalization of $50 million and stockholders' equity of $50 million. The company received a formal non-compliance letter from NYSE on October 20, 2026, and must submit a business plan within 45 days to demonstrate compliance within 18 months. This is a classic delisting-risk disclosure under Item 3.01, materially affecting investor assessment of the company's exchange listing status.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-10-23T20:10:13.024381+00:00","company_name":"STEM, INC.","ticker":"STEM","filing_date":"2026-10-23"},{"id":42357,"accession_number":"0001758766-26-000088","item_number":"7.01","item_title":"Regulation FD Disclosure.","event_type":"delisting_risk","event_domain":"terminal","is_material":true,"confidence":0.95,"reasoning":"STEM disclosed non-compliance with NYSE continued listing standard Section 802.01B, which requires minimum average global market capitalization of $50 million and stockholders' equity of at least $50 million. The company received a formal non-compliance letter from NYSE on October 20, 2026, and must submit a business plan within 45 days to regain compliance within 18 months. This is a classic delisting-risk disclosure under Item 3.01 (though filed under Item 7.01), materially affecting investor assessment of the company's continued listing status.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-10-23T20:10:13.024381+00:00","company_name":"STEM, INC.","ticker":"STEM","filing_date":"2026-10-23"}]}