{"filing":{"accession_number":"0001654954-26-006603","cik":"0000827099","ticker":"CPWR","company_name":"Ocean Thermal Energy Corp","form":"8-K","filing_date":"2026-07-10","report_date":null,"primary_document":"cpwr_8k.htm","primary_document_url":"https://www.sec.gov/Archives/edgar/data/827099/000165495426006603/cpwr_8k.htm"},"events":[{"id":16988,"run_id":15210,"accession_number":"0001654954-26-006603","anchor_item_number":"3.02","event_type":"dilutive_issuance","event_domain":"financial","is_material":true,"confidence":0.88,"summary":"Ocean Thermal Energy Corp. authorized and issued Series E Preferred Stock, a convertible security, to raise capital. Two shares were sold to private investors for $20,000 in aggregate under Section 4(a)(2) and Regulation D exemptions, with authorization for up to 150 shares totaling $1.5 million. The preferred shares are convertible into common stock upon specified triggering events, materially diluting existing shareholders' ownership.","company_name":"Ocean Thermal Energy Corp","ticker":"CPWR","filing_date":"2026-07-10","form":"8-K","submitted_at":null,"items":[{"id":15265,"accession_number":"0001654954-26-006603","item_number":"3.02","item_title":"Unregistered Sales of Equity Securities.","event_type":"dilutive_issuance","event_domain":"financial","is_material":true,"confidence":0.92,"reasoning":"Ocean Thermal Energy Corp. sold two shares of Series E Preferred stock to private investors for $20,000 in aggregate under Section 4(a)(2) and Regulation D exemptions. The preferred shares are convertible into common stock, making this a dilutive unregistered equity issuance. Item 3.02 disclosures of private placements and convertible securities are material to investors assessing capital structure and ownership dilution.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-07-10T12:33:38.755903+00:00","company_name":"","ticker":null,"filing_date":""},{"id":15266,"accession_number":"0001654954-26-006603","item_number":"5.03","item_title":"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.","event_type":"dilutive_issuance","event_domain":"financial","is_material":true,"confidence":0.75,"reasoning":"The filing discloses authorization and intended issuance of 150 shares of Series E Preferred Stock with a liquidation value of $10,000 per share (totaling $1.5 million) to raise capital. The Preferred Shares are convertible into common stock upon specified triggering events (power purchase agreement, change of control, or significant public offering), with conversion ratios based on a formula tied to common stock price. This is a dilutive capital raise that would materially affect existing shareholders' ownership and the company's capital structure.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-07-10T12:33:38.755903+00:00","company_name":"","ticker":null,"filing_date":""}]}],"classifications":[{"id":15265,"accession_number":"0001654954-26-006603","item_number":"3.02","item_title":"Unregistered Sales of Equity Securities.","event_type":"dilutive_issuance","event_domain":"financial","is_material":true,"confidence":0.92,"reasoning":"Ocean Thermal Energy Corp. sold two shares of Series E Preferred stock to private investors for $20,000 in aggregate under Section 4(a)(2) and Regulation D exemptions. The preferred shares are convertible into common stock, making this a dilutive unregistered equity issuance. Item 3.02 disclosures of private placements and convertible securities are material to investors assessing capital structure and ownership dilution.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-07-10T12:33:38.755903+00:00","company_name":"Ocean Thermal Energy Corp","ticker":"CPWR","filing_date":"2026-07-10"},{"id":15266,"accession_number":"0001654954-26-006603","item_number":"5.03","item_title":"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.","event_type":"dilutive_issuance","event_domain":"financial","is_material":true,"confidence":0.75,"reasoning":"The filing discloses authorization and intended issuance of 150 shares of Series E Preferred Stock with a liquidation value of $10,000 per share (totaling $1.5 million) to raise capital. The Preferred Shares are convertible into common stock upon specified triggering events (power purchase agreement, change of control, or significant public offering), with conversion ratios based on a formula tied to common stock price. This is a dilutive capital raise that would materially affect existing shareholders' ownership and the company's capital structure.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-07-10T12:33:38.755903+00:00","company_name":"Ocean Thermal Energy Corp","ticker":"CPWR","filing_date":"2026-07-10"}]}