{"filing":{"accession_number":"0001640334-26-001279","cik":"0001519472","ticker":"SMXT","company_name":"SolarMax Technology, Inc.","form":"8-K","filing_date":"2026-08-05","report_date":"2026-08-04","primary_document":"solarmax_8k.htm","primary_document_url":"https://www.sec.gov/Archives/edgar/data/1519472/000164033426001279/solarmax_8k.htm"},"events":[{"id":25190,"run_id":22857,"accession_number":"0001640334-26-001279","anchor_item_number":"5.03","event_type":"governance_other","event_domain":"governance","is_material":true,"confidence":0.92,"summary":"SolarMax Technology approved and implemented a one-for-12 reverse stock split and reduction in authorized shares, both approved by the board and filed with the Nevada Secretary of State on August 4, 2026. This structural capital event materially affects all shareholders' ownership percentages and share counts, with implications for share price, trading mechanics, and warrant/option adjustments.","company_name":"SolarMax Technology, Inc.","ticker":"SMXT","filing_date":"2026-08-05","form":"8-K","submitted_at":null,"items":[{"id":25951,"accession_number":"0001640334-26-001279","item_number":"5.03","item_title":"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year","event_type":"governance_other","event_domain":"governance","is_material":true,"confidence":0.92,"reasoning":"This disclosure concerns a one-for-12 reverse stock split and reduction in authorized shares, both approved by the board and filed with Nevada Secretary of State on August 4, 2026. While Item 5.03 covers amendments to articles and bylaws, this is a structural capital event affecting all shareholders' ownership percentages and share counts. The reverse split is material to investors as it affects share price, trading mechanics, and warrant/option adjustments, though it does not fit the specific named event types (not an appointment, departure, compensation arrangement, M\u0026A, or financial obligation). Governance_other is the appropriate classification as this is a board-approved governance/capital structure matter.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-08-08T02:18:00.811544+00:00","company_name":"","ticker":null,"filing_date":""}]},{"id":25191,"run_id":22857,"accession_number":"0001640334-26-001279","anchor_item_number":"3.03","event_type":"governance_other","event_domain":"governance","is_material":true,"confidence":0.75,"summary":"The company disclosed a material modification to the rights of security holders, supported by a Certificate of Change, indicating a structural change to shareholder rights or capital structure such as voting rights, conversion terms, or security preferences.","company_name":"SolarMax Technology, Inc.","ticker":"SMXT","filing_date":"2026-08-05","form":"8-K","submitted_at":null,"items":[{"id":25950,"accession_number":"0001640334-26-001279","item_number":"3.03","item_title":"Material Modification to Rights of Security Holders.","event_type":"governance_other","event_domain":"governance","is_material":true,"confidence":0.75,"reasoning":"Item 3.03 discloses a \"Material Modification to Rights of Security Holders\" supported by a Certificate of Change (EX-99.1), indicating a structural change to shareholder rights or capital structure. While the specific nature of the modification is not detailed in the provided text, such changes—whether affecting voting rights, conversion terms, preferences, or other security characteristics—are governance matters that materially affect investor interests and warrant classification as a governance event.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-08-08T02:18:00.811544+00:00","company_name":"","ticker":null,"filing_date":""}]}],"classifications":[{"id":25950,"accession_number":"0001640334-26-001279","item_number":"3.03","item_title":"Material Modification to Rights of Security Holders.","event_type":"governance_other","event_domain":"governance","is_material":true,"confidence":0.75,"reasoning":"Item 3.03 discloses a \"Material Modification to Rights of Security Holders\" supported by a Certificate of Change (EX-99.1), indicating a structural change to shareholder rights or capital structure. While the specific nature of the modification is not detailed in the provided text, such changes—whether affecting voting rights, conversion terms, preferences, or other security characteristics—are governance matters that materially affect investor interests and warrant classification as a governance event.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-08-08T02:18:00.811544+00:00","company_name":"SolarMax Technology, Inc.","ticker":"SMXT","filing_date":"2026-08-05"},{"id":25951,"accession_number":"0001640334-26-001279","item_number":"5.03","item_title":"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year","event_type":"governance_other","event_domain":"governance","is_material":true,"confidence":0.92,"reasoning":"This disclosure concerns a one-for-12 reverse stock split and reduction in authorized shares, both approved by the board and filed with Nevada Secretary of State on August 4, 2026. While Item 5.03 covers amendments to articles and bylaws, this is a structural capital event affecting all shareholders' ownership percentages and share counts. The reverse split is material to investors as it affects share price, trading mechanics, and warrant/option adjustments, though it does not fit the specific named event types (not an appointment, departure, compensation arrangement, M\u0026A, or financial obligation). Governance_other is the appropriate classification as this is a board-approved governance/capital structure matter.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-08-08T02:18:00.811544+00:00","company_name":"SolarMax Technology, Inc.","ticker":"SMXT","filing_date":"2026-08-05"}]}
