{"filing":{"accession_number":"0001603978-26-000073","cik":"0001603978","ticker":"AQB","company_name":"AQUABOUNTY TECHNOLOGIES INC","form":"8-K","filing_date":"2026-06-30","report_date":null,"primary_document":"aqb-20260625x8k.htm","primary_document_url":"https://www.sec.gov/Archives/edgar/data/1603978/000160397826000073/aqb-20260625x8k.htm"},"events":[{"id":16993,"run_id":15215,"accession_number":"0001603978-26-000073","anchor_item_number":"1.01","event_type":"dilutive_issuance","event_domain":"financial","is_material":true,"confidence":0.95,"summary":"AquaBounty entered into securities purchase agreements on June 25, 2026, issuing 109,223 shares of Series B Convertible Preferred Stock convertible into 2,184,460 shares of common stock for $2.25 million in a private placement pursuant to Section 4(a)(2) and Regulation D. The unregistered sale to accredited investors represents a significant capital-raising event that will materially dilute existing shareholders upon conversion.","company_name":"AQUABOUNTY TECHNOLOGIES INC","ticker":"AQB","filing_date":"2026-06-30","form":"8-K","submitted_at":null,"items":[{"id":15271,"accession_number":"0001603978-26-000073","item_number":"1.01","item_title":"Entry into a Material Definitive Agreement.","event_type":"dilutive_issuance","event_domain":"financial","is_material":true,"confidence":0.95,"reasoning":"AquaBounty entered into securities purchase agreements on June 25, 2026, issuing 109,223 shares of Series B Convertible Preferred Stock convertible into 2,184,460 shares of common stock for $2.25 million in a private placement. This is a classic dilutive issuance of convertible securities in a private placement, which would materially dilute existing shareholders upon conversion and is a significant capital-raising event for the company.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-07-10T12:43:00.696143+00:00","company_name":"","ticker":null,"filing_date":""},{"id":15272,"accession_number":"0001603978-26-000073","item_number":"3.02","item_title":"Unregistered Sales of Equity Securities.","event_type":"dilutive_issuance","event_domain":"financial","is_material":true,"confidence":0.95,"reasoning":"Item 3.02 discloses an unregistered sale of Series B Preferred Stock issued pursuant to Section 4(a)(2) and Regulation D, with recipients represented as accredited investors. The filing references Item 1.01 (which typically covers material acquisitions or capital transactions) and notes conversion rights into Common Stock, indicating a dilutive equity issuance. This is a classic private placement of preferred stock with conversion features, material to investors assessing capital structure and ownership dilution.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-07-10T12:43:00.696143+00:00","company_name":"","ticker":null,"filing_date":""}]},{"id":16994,"run_id":15215,"accession_number":"0001603978-26-000073","anchor_item_number":"3.03","event_type":"governance_other","event_domain":"governance","is_material":true,"confidence":0.75,"summary":"The company established Series B Preferred Stock via a Certificate of Designations filed June 25, 2026, with senior liquidation preferences, an 18% dividend rate, protective provisions requiring two-thirds consent for certain corporate actions, and conversion rights. These modifications materially alter the capital structure and governance rights of existing common stockholders.","company_name":"AQUABOUNTY TECHNOLOGIES INC","ticker":"AQB","filing_date":"2026-06-30","form":"8-K","submitted_at":null,"items":[{"id":15273,"accession_number":"0001603978-26-000073","item_number":"3.03","item_title":"Material Modifications to Rights of Security Holders.","event_type":"governance_other","event_domain":"governance","is_material":true,"confidence":0.75,"reasoning":"The filing discloses material modifications to security holder rights through the establishment of Series B Preferred Stock via a Certificate of Designations filed June 25, 2026. The preferred stock carries senior liquidation preferences, an 18% dividend rate, protective provisions requiring two-thirds consent for certain corporate actions, and conversion rights—all of which materially alter the capital structure and governance rights of existing common stockholders. While this is a capital structure event, it is fundamentally a governance matter involving the creation of new security classes and voting/protective rights, making governance_other the most appropriate classification.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-07-10T12:43:00.696143+00:00","company_name":"","ticker":null,"filing_date":""},{"id":15274,"accession_number":"0001603978-26-000073","item_number":"5.03","item_title":"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.","event_type":"governance_other","event_domain":"governance","is_material":false,"confidence":0.75,"reasoning":"Item 5.03 discloses amendments to articles or bylaws or a fiscal year change. The filing incorporates Item 3.03 by reference, but without access to that section's content, the specific nature of the amendment cannot be determined. This is a governance matter (bylaws/articles), but the materiality and precise event type depend on Item 3.03's disclosure. Absent evidence of material impact (e.g., control changes, voting rights), routine bylaw amendments are typically non-material administrative matters.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-07-10T12:43:00.696143+00:00","company_name":"","ticker":null,"filing_date":""}]}],"classifications":[{"id":15271,"accession_number":"0001603978-26-000073","item_number":"1.01","item_title":"Entry into a Material Definitive Agreement.","event_type":"dilutive_issuance","event_domain":"financial","is_material":true,"confidence":0.95,"reasoning":"AquaBounty entered into securities purchase agreements on June 25, 2026, issuing 109,223 shares of Series B Convertible Preferred Stock convertible into 2,184,460 shares of common stock for $2.25 million in a private placement. 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The filing references Item 1.01 (which typically covers material acquisitions or capital transactions) and notes conversion rights into Common Stock, indicating a dilutive equity issuance. This is a classic private placement of preferred stock with conversion features, material to investors assessing capital structure and ownership dilution.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-07-10T12:43:00.696143+00:00","company_name":"AQUABOUNTY TECHNOLOGIES INC","ticker":"AQB","filing_date":"2026-06-30"},{"id":15273,"accession_number":"0001603978-26-000073","item_number":"3.03","item_title":"Material Modifications to Rights of Security Holders.","event_type":"governance_other","event_domain":"governance","is_material":true,"confidence":0.75,"reasoning":"The filing discloses material modifications to security holder rights through the establishment of Series B Preferred Stock via a Certificate of Designations filed June 25, 2026. The preferred stock carries senior liquidation preferences, an 18% dividend rate, protective provisions requiring two-thirds consent for certain corporate actions, and conversion rights—all of which materially alter the capital structure and governance rights of existing common stockholders. While this is a capital structure event, it is fundamentally a governance matter involving the creation of new security classes and voting/protective rights, making governance_other the most appropriate classification.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-07-10T12:43:00.696143+00:00","company_name":"AQUABOUNTY TECHNOLOGIES INC","ticker":"AQB","filing_date":"2026-06-30"},{"id":15274,"accession_number":"0001603978-26-000073","item_number":"5.03","item_title":"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.","event_type":"governance_other","event_domain":"governance","is_material":false,"confidence":0.75,"reasoning":"Item 5.03 discloses amendments to articles or bylaws or a fiscal year change. The filing incorporates Item 3.03 by reference, but without access to that section's content, the specific nature of the amendment cannot be determined. This is a governance matter (bylaws/articles), but the materiality and precise event type depend on Item 3.03's disclosure. Absent evidence of material impact (e.g., control changes, voting rights), routine bylaw amendments are typically non-material administrative matters.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-07-10T12:43:00.696143+00:00","company_name":"AQUABOUNTY TECHNOLOGIES INC","ticker":"AQB","filing_date":"2026-06-30"}]}