{"filing":{"accession_number":"0001575872-26-000728","cik":"0001851491","ticker":"AMSS","company_name":"AMASS BRANDS","form":"8-K","filing_date":"2026-10-23","report_date":"2026-10-21","primary_document":"amss047_8k.htm","primary_document_url":"https://www.sec.gov/Archives/edgar/data/1851491/000157587226000728/amss047_8k.htm"},"events":[{"id":37706,"run_id":34749,"accession_number":"0001575872-26-000728","anchor_item_number":"5.02","event_type":"exec_departure","event_domain":"governance","is_material":true,"confidence":0.72,"summary":"Zachary Ament resigned as Chief Financial Officer effective November 16, 2026, with no disagreement cited. Geoffrey McFarlane was appointed as Interim CFO.","company_name":"AMASS BRANDS","ticker":"AMSS","filing_date":"2026-10-23","form":"8-K","submitted_at":null,"items":[{"id":42501,"accession_number":"0001575872-26-000728","item_number":"5.02","item_title":null,"event_type":"exec_departure","event_domain":"governance","is_material":true,"confidence":0.72,"reasoning":"The filing discloses the resignation of Zachary Ament as Chief Financial Officer effective November 16, 2026, with no disagreement cited. While the section also includes the appointment of Geoffrey McFarlane as Interim CFO, the principal disclosed action centers on the departure of the CFO. The resignation of a named executive officer in a financial leadership role is material to investors assessing management continuity and financial oversight.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-10-23T21:22:48.372756+00:00","company_name":"","ticker":null,"filing_date":""}]},{"id":37707,"run_id":34749,"accession_number":"0001575872-26-000728","anchor_item_number":"5.03","event_type":"governance_other","event_domain":"governance","is_material":true,"confidence":0.75,"summary":"The Company filed a Second Amended and Restated Certificate of Designation for Series C Convertible Preferred Stock, materially reducing the conversion price floor from $4.00 to $1.00 per share and eliminating a prior minimum threshold on Market Price calculation, significantly increasing the dilutive potential of the preferred stock conversion.","company_name":"AMASS BRANDS","ticker":"AMSS","filing_date":"2026-10-23","form":"8-K","submitted_at":null,"items":[{"id":42502,"accession_number":"0001575872-26-000728","item_number":"5.03","item_title":null,"event_type":"governance_other","event_domain":"governance","is_material":true,"confidence":0.75,"reasoning":"This disclosure concerns a Second Amended and Restated Certificate of Designation for Series C Convertible Preferred Stock, filed pursuant to Item 5.03. The amendment materially reduces the conversion price floor from $4.00 to $1.00 per share and eliminates a prior minimum threshold on Market Price calculation, which would significantly increase the dilutive potential of the preferred stock conversion. While this is a governance/capital structure matter rather than a specific named event type, it is material to investors as it substantially alters the conversion economics of outstanding preferred securities.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-10-23T21:22:48.372756+00:00","company_name":"","ticker":null,"filing_date":""}]},{"id":37708,"run_id":34749,"accession_number":"0001575872-26-000728","anchor_item_number":"3.03","event_type":"governance_other","event_domain":"governance","is_material":true,"confidence":0.65,"summary":"The Company disclosed a material modification to rights of security holders, incorporating Item 5.03 by reference regarding amendments to the Certificate of Designation.","company_name":"AMASS BRANDS","ticker":"AMSS","filing_date":"2026-10-23","form":"8-K","submitted_at":null,"items":[{"id":42500,"accession_number":"0001575872-26-000728","item_number":"3.03","item_title":null,"event_type":"governance_other","event_domain":"governance","is_material":true,"confidence":0.65,"reasoning":"Item 3.03 discloses a material modification to rights of security holders and incorporates Item 5.03 by reference. Item 5.03 typically covers amendments to articles of incorporation or bylaws. Without the full text of Item 5.03, the specific nature of the modification cannot be determined, but the disclosure of any material modification to security holder rights is a governance matter that would affect investor assessment. The confidence is moderate because the actual substance depends on Item 5.03 content not provided in this excerpt.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-10-23T21:22:48.372756+00:00","company_name":"","ticker":null,"filing_date":""}]},{"id":37709,"run_id":34749,"accession_number":"0001575872-26-000728","anchor_item_number":"8.01","event_type":"financial_other","event_domain":"financial","is_material":false,"confidence":0.72,"summary":"The Company terminated a warrant to purchase 3.5 million shares of common stock with no payment due and full release of claims by the Investor.","company_name":"AMASS BRANDS","ticker":"AMSS","filing_date":"2026-10-23","form":"8-K","submitted_at":null,"items":[{"id":42503,"accession_number":"0001575872-26-000728","item_number":"8.01","item_title":null,"event_type":"financial_other","event_domain":"financial","is_material":false,"confidence":0.72,"reasoning":"The disclosure describes termination of a warrant to purchase 3.5 million shares of common stock, with no payment due from the Company and full release of claims by the Investor. While warrant termination is a financial event, it does not fit the specific categories of dilutive issuance, debt issuance, or other named financial events. The absence of any payment and the mutual release suggest this is a routine administrative resolution rather than a material capital event, making it a financial_other disclosure of limited materiality.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-10-23T21:22:48.372756+00:00","company_name":"","ticker":null,"filing_date":""}]}],"classifications":[{"id":42500,"accession_number":"0001575872-26-000728","item_number":"3.03","item_title":null,"event_type":"governance_other","event_domain":"governance","is_material":true,"confidence":0.65,"reasoning":"Item 3.03 discloses a material modification to rights of security holders and incorporates Item 5.03 by reference. Item 5.03 typically covers amendments to articles of incorporation or bylaws. Without the full text of Item 5.03, the specific nature of the modification cannot be determined, but the disclosure of any material modification to security holder rights is a governance matter that would affect investor assessment. The confidence is moderate because the actual substance depends on Item 5.03 content not provided in this excerpt.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-10-23T21:22:48.372756+00:00","company_name":"AMASS BRANDS","ticker":"AMSS","filing_date":"2026-10-23"},{"id":42501,"accession_number":"0001575872-26-000728","item_number":"5.02","item_title":null,"event_type":"exec_departure","event_domain":"governance","is_material":true,"confidence":0.72,"reasoning":"The filing discloses the resignation of Zachary Ament as Chief Financial Officer effective November 16, 2026, with no disagreement cited. While the section also includes the appointment of Geoffrey McFarlane as Interim CFO, the principal disclosed action centers on the departure of the CFO. The resignation of a named executive officer in a financial leadership role is material to investors assessing management continuity and financial oversight.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-10-23T21:22:48.372756+00:00","company_name":"AMASS BRANDS","ticker":"AMSS","filing_date":"2026-10-23"},{"id":42502,"accession_number":"0001575872-26-000728","item_number":"5.03","item_title":null,"event_type":"governance_other","event_domain":"governance","is_material":true,"confidence":0.75,"reasoning":"This disclosure concerns a Second Amended and Restated Certificate of Designation for Series C Convertible Preferred Stock, filed pursuant to Item 5.03. The amendment materially reduces the conversion price floor from $4.00 to $1.00 per share and eliminates a prior minimum threshold on Market Price calculation, which would significantly increase the dilutive potential of the preferred stock conversion. While this is a governance/capital structure matter rather than a specific named event type, it is material to investors as it substantially alters the conversion economics of outstanding preferred securities.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-10-23T21:22:48.372756+00:00","company_name":"AMASS BRANDS","ticker":"AMSS","filing_date":"2026-10-23"},{"id":42503,"accession_number":"0001575872-26-000728","item_number":"8.01","item_title":null,"event_type":"financial_other","event_domain":"financial","is_material":false,"confidence":0.72,"reasoning":"The disclosure describes termination of a warrant to purchase 3.5 million shares of common stock, with no payment due from the Company and full release of claims by the Investor. While warrant termination is a financial event, it does not fit the specific categories of dilutive issuance, debt issuance, or other named financial events. The absence of any payment and the mutual release suggest this is a routine administrative resolution rather than a material capital event, making it a financial_other disclosure of limited materiality.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-10-23T21:22:48.372756+00:00","company_name":"AMASS BRANDS","ticker":"AMSS","filing_date":"2026-10-23"}]}