{"filing":{"accession_number":"0001477932-26-004047","cik":"0001775194","ticker":"UPXI","company_name":"UPEXI, INC.","form":"8-K","filing_date":"2026-06-26","report_date":null,"primary_document":"upxi_8k.htm","primary_document_url":"https://www.sec.gov/Archives/edgar/data/1775194/000147793226004047/upxi_8k.htm"},"events":[{"id":14304,"run_id":12728,"accession_number":"0001477932-26-004047","anchor_item_number":"3.01","event_type":"delisting_risk","event_domain":"terminal","is_material":true,"confidence":0.95,"summary":"Nasdaq notified Upexi on June 24, 2026, that the Company is not in compliance with Nasdaq Listing Rule 5635(a) due to two convertible note issuances totaling approximately $187 million that were convertible into 20% or more of pre-transaction shares without required shareholder approval. The Company has 45 days to submit a compliance plan or face potential delisting proceedings.","company_name":"UPEXI, INC.","ticker":"UPXI","filing_date":"2026-06-26","form":"8-K","submitted_at":null,"items":[{"id":11687,"accession_number":"0001477932-26-004047","item_number":"3.01","item_title":"Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard.","event_type":"delisting_risk","event_domain":"terminal","is_material":true,"confidence":0.95,"reasoning":"Nasdaq's Listing Qualifications staff notified Upexi on June 24, 2026, that the Company is not in compliance with Nasdaq Listing Rule 5635(a) due to two convertible note issuances (totaling ~$187 million) that were convertible into 20% or more of pre-transaction shares without required shareholder approval. Although the notice has no immediate effect on trading, the Company has 45 days to submit a compliance plan or face potential delisting proceedings. This is a classic delisting-risk disclosure under Item 3.01.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-06-26T20:36:49.397493+00:00","company_name":"","ticker":null,"filing_date":""}]},{"id":14305,"run_id":12728,"accession_number":"0001477932-26-004047","anchor_item_number":"8.01","event_type":"operational_other","event_domain":"operational","is_material":true,"confidence":0.75,"summary":"Upexi announced its addition to the Russell Microcap® Index effective June 29, 2026, a corporate milestone that increases visibility among institutional investors and index funds benchmarked to Russell indexes and broadens the Company's visibility within the institutional investment community.","company_name":"UPEXI, INC.","ticker":"UPXI","filing_date":"2026-06-26","form":"8-K","submitted_at":null,"items":[{"id":11688,"accession_number":"0001477932-26-004047","item_number":"8.01","item_title":"Other Events.","event_type":"operational_other","event_domain":"operational","is_material":true,"confidence":0.75,"reasoning":"Upexi announced its addition to the Russell Microcap® Index effective June 29, 2026. While this is a corporate milestone that increases visibility among institutional investors and index funds (with ~$12.2 trillion in assets benchmarked to Russell indexes), it is primarily an operational/strategic event rather than a financial, governance, or legal matter. The company characterizes it as \"a meaningful milestone\" reflecting growth, and the CEO notes it \"broadens our visibility within the institutional investment community.\" This is material to investors as it affects market perception and potential shareholder base expansion, but does not fit the specific categories of earnings, M\u0026A, impairment, debt, or other defined event types.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-06-26T20:36:49.397493+00:00","company_name":"","ticker":null,"filing_date":""}]}],"classifications":[{"id":11687,"accession_number":"0001477932-26-004047","item_number":"3.01","item_title":"Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard.","event_type":"delisting_risk","event_domain":"terminal","is_material":true,"confidence":0.95,"reasoning":"Nasdaq's Listing Qualifications staff notified Upexi on June 24, 2026, that the Company is not in compliance with Nasdaq Listing Rule 5635(a) due to two convertible note issuances (totaling ~$187 million) that were convertible into 20% or more of pre-transaction shares without required shareholder approval. Although the notice has no immediate effect on trading, the Company has 45 days to submit a compliance plan or face potential delisting proceedings. This is a classic delisting-risk disclosure under Item 3.01.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-06-26T20:36:49.397493+00:00","company_name":"UPEXI, INC.","ticker":"UPXI","filing_date":"2026-06-26"},{"id":11688,"accession_number":"0001477932-26-004047","item_number":"8.01","item_title":"Other Events.","event_type":"operational_other","event_domain":"operational","is_material":true,"confidence":0.75,"reasoning":"Upexi announced its addition to the Russell Microcap® Index effective June 29, 2026. While this is a corporate milestone that increases visibility among institutional investors and index funds (with ~$12.2 trillion in assets benchmarked to Russell indexes), it is primarily an operational/strategic event rather than a financial, governance, or legal matter. The company characterizes it as \"a meaningful milestone\" reflecting growth, and the CEO notes it \"broadens our visibility within the institutional investment community.\" This is material to investors as it affects market perception and potential shareholder base expansion, but does not fit the specific categories of earnings, M\u0026A, impairment, debt, or other defined event types.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-06-26T20:36:49.397493+00:00","company_name":"UPEXI, INC.","ticker":"UPXI","filing_date":"2026-06-26"}]}