{"filing":{"accession_number":"0001437749-26-020004","cik":"0001051627","ticker":"AXTI","company_name":"AXT INC","form":"8-K","filing_date":"2026-06-09","report_date":null,"primary_document":"axti20260608_8k.htm","primary_document_url":"https://www.sec.gov/Archives/edgar/data/1051627/000143774926020004/axti20260608_8k.htm"},"events":[{"id":6001,"run_id":5266,"accession_number":"0001437749-26-020004","anchor_item_number":"5.07","event_type":"shareholder_vote_results","event_domain":"governance","is_material":true,"confidence":0.98,"summary":"AXT Inc. held its Annual Meeting of Stockholders on June 4, 2026, with shareholders voting on five proposals: election of two Class I directors (Dr. Morris Young and Dr. David Chang), advisory vote on executive compensation, ratification of BPM as independent auditor, approval of an amendment to increase authorized common shares from 70 million to 120 million, and approval of an adjournment proposal. The filing discloses the voting results and outcomes for each matter.","company_name":"AXT INC","ticker":"AXTI","filing_date":"2026-06-09","form":"8-K","submitted_at":null,"items":[{"id":5546,"accession_number":"0001437749-26-020004","item_number":"3.03","item_title":"Material Modification to Rights of Security Holders.","event_type":"other_material","event_domain":"catchall","is_material":true,"confidence":0.45,"reasoning":"Item 3.03 discloses a material modification to rights of security holders, with the substance incorporated by reference from Item 5.03 (which typically covers amendments to articles of incorporation or bylaws). Without access to the referenced Item 5.03 content, the specific nature of the modification cannot be determined. The disclosure is material by definition under Item 3.03, but the event type cannot be confidently assigned to a more specific category without knowing whether the modification relates to voting rights, dividend preferences, conversion terms, or other structural changes.","classifier_version":"claude-haiku-4-5-20251001+prompt-9e0ffca5","taxonomy_version":"v1","classified_at":"2026-06-09T20:24:13.354839+00:00","company_name":"","ticker":null,"filing_date":""},{"id":5547,"accession_number":"0001437749-26-020004","item_number":"5.03","item_title":"Amendments of Articles of Incorporation; Change in Fiscal Year.","event_type":"other_material","event_domain":"catchall","is_material":true,"confidence":0.65,"reasoning":"The filing discloses an amendment to the Restated Certificate of Incorporation increasing authorized common shares from 70 million to 120 million, approved by stockholder vote at the June 4, 2026 Annual Meeting. While this is a material corporate action affecting capitalization structure and future dilution potential, it does not fit cleanly into the specific event taxonomy (not a dilutive issuance itself, not a shareholder vote result per se, and not a routine bylaw amendment). The increase in authorized shares is material to investors assessing future equity issuance capacity and potential dilution.","classifier_version":"claude-haiku-4-5-20251001+prompt-9e0ffca5","taxonomy_version":"v1","classified_at":"2026-06-09T20:24:13.354839+00:00","company_name":"","ticker":null,"filing_date":""},{"id":5548,"accession_number":"0001437749-26-020004","item_number":"5.07","item_title":"Submission of Matters to a Vote of Security Holders.","event_type":"shareholder_vote_results","event_domain":"governance","is_material":true,"confidence":0.98,"reasoning":"This is a clear disclosure of shareholder vote results from AXT Inc.'s Annual Meeting of Stockholders held on June 4, 2026, covering five proposals: election of two Class I directors (Dr. Morris Young and Dr. David Chang), advisory vote on executive compensation, ratification of BPM as independent auditor, approval of an amendment to increase authorized common shares from 70 million to 120 million, and approval of an adjournment proposal. The filing presents voting tallies and outcomes for each matter, which is the quintessential content of Item 5.07 shareholder vote results disclosures.","classifier_version":"claude-haiku-4-5-20251001+prompt-9e0ffca5","taxonomy_version":"v1","classified_at":"2026-06-09T20:24:13.354839+00:00","company_name":"","ticker":null,"filing_date":""}]}],"classifications":[{"id":5546,"accession_number":"0001437749-26-020004","item_number":"3.03","item_title":"Material Modification to Rights of Security Holders.","event_type":"other_material","event_domain":"catchall","is_material":true,"confidence":0.45,"reasoning":"Item 3.03 discloses a material modification to rights of security holders, with the substance incorporated by reference from Item 5.03 (which typically covers amendments to articles of incorporation or bylaws). Without access to the referenced Item 5.03 content, the specific nature of the modification cannot be determined. The disclosure is material by definition under Item 3.03, but the event type cannot be confidently assigned to a more specific category without knowing whether the modification relates to voting rights, dividend preferences, conversion terms, or other structural changes.","classifier_version":"claude-haiku-4-5-20251001+prompt-9e0ffca5","taxonomy_version":"v1","classified_at":"2026-06-09T20:24:13.354839+00:00","company_name":"AXT INC","ticker":"AXTI","filing_date":"2026-06-09"},{"id":5547,"accession_number":"0001437749-26-020004","item_number":"5.03","item_title":"Amendments of Articles of Incorporation; Change in Fiscal Year.","event_type":"other_material","event_domain":"catchall","is_material":true,"confidence":0.65,"reasoning":"The filing discloses an amendment to the Restated Certificate of Incorporation increasing authorized common shares from 70 million to 120 million, approved by stockholder vote at the June 4, 2026 Annual Meeting. While this is a material corporate action affecting capitalization structure and future dilution potential, it does not fit cleanly into the specific event taxonomy (not a dilutive issuance itself, not a shareholder vote result per se, and not a routine bylaw amendment). The increase in authorized shares is material to investors assessing future equity issuance capacity and potential dilution.","classifier_version":"claude-haiku-4-5-20251001+prompt-9e0ffca5","taxonomy_version":"v1","classified_at":"2026-06-09T20:24:13.354839+00:00","company_name":"AXT INC","ticker":"AXTI","filing_date":"2026-06-09"},{"id":5548,"accession_number":"0001437749-26-020004","item_number":"5.07","item_title":"Submission of Matters to a Vote of Security Holders.","event_type":"shareholder_vote_results","event_domain":"governance","is_material":true,"confidence":0.98,"reasoning":"This is a clear disclosure of shareholder vote results from AXT Inc.'s Annual Meeting of Stockholders held on June 4, 2026, covering five proposals: election of two Class I directors (Dr. Morris Young and Dr. David Chang), advisory vote on executive compensation, ratification of BPM as independent auditor, approval of an amendment to increase authorized common shares from 70 million to 120 million, and approval of an adjournment proposal. The filing presents voting tallies and outcomes for each matter, which is the quintessential content of Item 5.07 shareholder vote results disclosures.","classifier_version":"claude-haiku-4-5-20251001+prompt-9e0ffca5","taxonomy_version":"v1","classified_at":"2026-06-09T20:24:13.354839+00:00","company_name":"AXT INC","ticker":"AXTI","filing_date":"2026-06-09"}]}