{"filing":{"accession_number":"0001280784-26-000035","cik":"0001280784","ticker":"HCXY","company_name":"Hercules Capital, Inc.","form":"8-K","filing_date":"2026-07-24","report_date":"2026-07-21","primary_document":"htgc-20260721.htm","primary_document_url":"https://www.sec.gov/Archives/edgar/data/1280784/000128078426000035/htgc-20260721.htm"},"events":[{"id":20467,"run_id":18420,"accession_number":"0001280784-26-000035","anchor_item_number":"1.01","event_type":"debt_issuance","event_domain":"financial","is_material":true,"confidence":0.95,"summary":"Hercules Capital issued $325 million in aggregate principal amount of 6.300% Notes due 2031 pursuant to an Eleventh Supplemental Indenture and underwriting agreement with Goldman Sachs and SMBC Nikko Securities, closing on July 24, 2026. The proceeds are to be used to repay existing indebtedness and fund investments.","company_name":"Hercules Capital, Inc.","ticker":"HCXY","filing_date":"2026-07-24","form":"8-K","submitted_at":null,"items":[{"id":19831,"accession_number":"0001280784-26-000035","item_number":"1.01","item_title":null,"event_type":"debt_issuance","event_domain":"financial","is_material":true,"confidence":0.98,"reasoning":"Hercules Capital entered into an Eleventh Supplemental Indenture on July 24, 2026, to issue $325 million in aggregate principal amount of 6.300% Notes due 2031. This is a direct creation of a new financial obligation through debt issuance, which closed on the filing date. The materiality is clear given the substantial principal amount and the company's stated use of proceeds to repay existing indebtedness and fund investments.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-07-24T20:19:59.748812+00:00","company_name":"","ticker":null,"filing_date":""},{"id":19832,"accession_number":"0001280784-26-000035","item_number":"2.03","item_title":null,"event_type":"debt_issuance","event_domain":"financial","is_material":true,"confidence":0.85,"reasoning":"Item 2.03 is the standard disclosure vehicle for creation of direct financial obligations, typically debt issuances. The section explicitly references Item 1.01 (which covers material agreements and contracts), indicating a new financial obligation has been created. For a financial services company like Hercules Capital, debt issuance is a material event affecting the capital structure and investor assessment.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-07-24T20:19:59.748812+00:00","company_name":"","ticker":null,"filing_date":""},{"id":19833,"accession_number":"0001280784-26-000035","item_number":"8.01","item_title":null,"event_type":"debt_issuance","event_domain":"financial","is_material":true,"confidence":0.95,"reasoning":"The Company entered into an underwriting agreement with Goldman Sachs and SMBC Nikko Securities for the issuance and sale of Notes pursuant to an effective shelf registration statement. This constitutes creation of a new direct financial obligation through debt issuance, which is a material capital event for a business development company like Hercules Capital.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-07-24T20:19:59.748812+00:00","company_name":"","ticker":null,"filing_date":""}]}],"classifications":[{"id":19831,"accession_number":"0001280784-26-000035","item_number":"1.01","item_title":null,"event_type":"debt_issuance","event_domain":"financial","is_material":true,"confidence":0.98,"reasoning":"Hercules Capital entered into an Eleventh Supplemental Indenture on July 24, 2026, to issue $325 million in aggregate principal amount of 6.300% Notes due 2031. This is a direct creation of a new financial obligation through debt issuance, which closed on the filing date. The materiality is clear given the substantial principal amount and the company's stated use of proceeds to repay existing indebtedness and fund investments.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-07-24T20:19:59.748812+00:00","company_name":"Hercules Capital, Inc.","ticker":"HCXY","filing_date":"2026-07-24"},{"id":19832,"accession_number":"0001280784-26-000035","item_number":"2.03","item_title":null,"event_type":"debt_issuance","event_domain":"financial","is_material":true,"confidence":0.85,"reasoning":"Item 2.03 is the standard disclosure vehicle for creation of direct financial obligations, typically debt issuances. The section explicitly references Item 1.01 (which covers material agreements and contracts), indicating a new financial obligation has been created. For a financial services company like Hercules Capital, debt issuance is a material event affecting the capital structure and investor assessment.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-07-24T20:19:59.748812+00:00","company_name":"Hercules Capital, Inc.","ticker":"HCXY","filing_date":"2026-07-24"},{"id":19833,"accession_number":"0001280784-26-000035","item_number":"8.01","item_title":null,"event_type":"debt_issuance","event_domain":"financial","is_material":true,"confidence":0.95,"reasoning":"The Company entered into an underwriting agreement with Goldman Sachs and SMBC Nikko Securities for the issuance and sale of Notes pursuant to an effective shelf registration statement. This constitutes creation of a new direct financial obligation through debt issuance, which is a material capital event for a business development company like Hercules Capital.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-07-24T20:19:59.748812+00:00","company_name":"Hercules Capital, Inc.","ticker":"HCXY","filing_date":"2026-07-24"}]}