{"filing":{"accession_number":"0001213900-26-065318","cik":"0001630212","ticker":"ALBT","company_name":"Avalon GloboCare Corp.","form":"8-K","filing_date":"2026-06-04","report_date":null,"primary_document":"ea0293509-8k_avalon.htm","primary_document_url":"https://www.sec.gov/Archives/edgar/data/1630212/000121390026065318/ea0293509-8k_avalon.htm"},"events":[{"id":6857,"run_id":6007,"accession_number":"0001213900-26-065318","anchor_item_number":"1.01","event_type":"ma_activity","event_domain":"operational","is_material":true,"confidence":0.75,"summary":"Avalon GloboCare entered into material definitive agreements for two promissory notes totaling $400,000 in principal ($200,000 in net proceeds) from Dune Equity Holdings LLC and FirstFire Global Opportunities Fund, LLC on June 1-2, 2026. The notes carry an 18.75% interest rate plus 10% default interest, mature in December 2026, and include covenants such as a most-favored-nations provision and 25% asset sale repayment requirement, indicating material financial obligations and potential liquidity stress.","company_name":"Avalon GloboCare Corp.","ticker":"ALBT","filing_date":"2026-06-04","form":"8-K","submitted_at":null,"items":[{"id":4394,"accession_number":"0001213900-26-065318","item_number":"1.01","item_title":"Entry into","event_type":"ma_activity","event_domain":"operational","is_material":true,"confidence":0.75,"reasoning":"The Company entered into material definitive agreements for two promissory notes totaling $400,000 in principal ($200,000 in net proceeds) from Dune Equity Holdings LLC and FirstFire Global Opportunities Fund, LLC on June 1-2, 2026. While these are debt instruments rather than traditional M\u0026A, Item 1.01 encompasses \"entry into a material definitive agreement,\" and the filing explicitly discloses these as material agreements with specific terms, covenants (most-favored-nations provision, 25% asset sale repayment requirement), and side letters. The high interest rate (18.75% plus 10% default interest) and short maturity (December 2026) suggest financial stress, making this material to investors assessing the registrant's liquidity and capital structure.","classifier_version":"claude-haiku-4-5-20251001+prompt-9e0ffca5","taxonomy_version":"v1","classified_at":"2026-06-05T05:17:16.762846+00:00","company_name":"","ticker":null,"filing_date":""},{"id":4395,"accession_number":"0001213900-26-065318","item_number":"2.03","item_title":"Creation","event_type":"other_material","event_domain":"catchall","is_material":true,"confidence":0.45,"reasoning":"Item 2.03 discloses creation of a direct financial obligation via issuance of a Note, with details incorporated from Item 1.01. Without access to the Item 1.01 content, the specific nature of the obligation (debt, convertible note, warrant, etc.) cannot be determined. The reference to a \"Note\" suggests a debt instrument, but the absence of Item 1.01 text prevents confident classification as a specific event type (e.g., dilutive_issuance if convertible, or ma_activity if acquisition-related). Classified as other_material given materiality of new financial obligations to investors.","classifier_version":"claude-haiku-4-5-20251001+prompt-9e0ffca5","taxonomy_version":"v1","classified_at":"2026-06-05T05:17:16.762846+00:00","company_name":"","ticker":null,"filing_date":""}]},{"id":6858,"run_id":6007,"accession_number":"0001213900-26-065318","anchor_item_number":"5.02","event_type":"exec_appointment","event_domain":"governance","is_material":true,"confidence":0.92,"summary":"The Company appointed Luisa Ingargiola as Chief Strategy Officer and Sam Knipper as Chief Financial Officer, both effective June 3, 2026. Ms. Ingargiola transitioned from her prior CFO role and received material compensation arrangements including equity grants and severance terms.","company_name":"Avalon GloboCare Corp.","ticker":"ALBT","filing_date":"2026-06-04","form":"8-K","submitted_at":null,"items":[{"id":4396,"accession_number":"0001213900-26-065318","item_number":"5.02","item_title":"Departure","event_type":"exec_appointment","event_domain":"governance","is_material":true,"confidence":0.92,"reasoning":"The filing discloses the appointment of two executives: Luisa Ingargiola as Chief Strategy Officer and Sam Knipper as Chief Financial Officer, both effective June 3, 2026. While Ms. Ingargiola's transition involves a departure from her CFO role, the principal disclosed action centers on the appointments themselves and their new roles. The detailed compensation arrangements, equity grants, and severance terms for Ms. Ingargiola further confirm this is an executive appointment with material compensation implications.","classifier_version":"claude-haiku-4-5-20251001+prompt-9e0ffca5","taxonomy_version":"v1","classified_at":"2026-06-05T05:17:16.762846+00:00","company_name":"","ticker":null,"filing_date":""}]}],"classifications":[{"id":4394,"accession_number":"0001213900-26-065318","item_number":"1.01","item_title":"Entry into","event_type":"ma_activity","event_domain":"operational","is_material":true,"confidence":0.75,"reasoning":"The Company entered into material definitive agreements for two promissory notes totaling $400,000 in principal ($200,000 in net proceeds) from Dune Equity Holdings LLC and FirstFire Global Opportunities Fund, LLC on June 1-2, 2026. While these are debt instruments rather than traditional M\u0026A, Item 1.01 encompasses \"entry into a material definitive agreement,\" and the filing explicitly discloses these as material agreements with specific terms, covenants (most-favored-nations provision, 25% asset sale repayment requirement), and side letters. The high interest rate (18.75% plus 10% default interest) and short maturity (December 2026) suggest financial stress, making this material to investors assessing the registrant's liquidity and capital structure.","classifier_version":"claude-haiku-4-5-20251001+prompt-9e0ffca5","taxonomy_version":"v1","classified_at":"2026-06-05T05:17:16.762846+00:00","company_name":"Avalon GloboCare Corp.","ticker":"ALBT","filing_date":"2026-06-04"},{"id":4395,"accession_number":"0001213900-26-065318","item_number":"2.03","item_title":"Creation","event_type":"other_material","event_domain":"catchall","is_material":true,"confidence":0.45,"reasoning":"Item 2.03 discloses creation of a direct financial obligation via issuance of a Note, with details incorporated from Item 1.01. Without access to the Item 1.01 content, the specific nature of the obligation (debt, convertible note, warrant, etc.) cannot be determined. The reference to a \"Note\" suggests a debt instrument, but the absence of Item 1.01 text prevents confident classification as a specific event type (e.g., dilutive_issuance if convertible, or ma_activity if acquisition-related). Classified as other_material given materiality of new financial obligations to investors.","classifier_version":"claude-haiku-4-5-20251001+prompt-9e0ffca5","taxonomy_version":"v1","classified_at":"2026-06-05T05:17:16.762846+00:00","company_name":"Avalon GloboCare Corp.","ticker":"ALBT","filing_date":"2026-06-04"},{"id":4396,"accession_number":"0001213900-26-065318","item_number":"5.02","item_title":"Departure","event_type":"exec_appointment","event_domain":"governance","is_material":true,"confidence":0.92,"reasoning":"The filing discloses the appointment of two executives: Luisa Ingargiola as Chief Strategy Officer and Sam Knipper as Chief Financial Officer, both effective June 3, 2026. While Ms. Ingargiola's transition involves a departure from her CFO role, the principal disclosed action centers on the appointments themselves and their new roles. The detailed compensation arrangements, equity grants, and severance terms for Ms. Ingargiola further confirm this is an executive appointment with material compensation implications.","classifier_version":"claude-haiku-4-5-20251001+prompt-9e0ffca5","taxonomy_version":"v1","classified_at":"2026-06-05T05:17:16.762846+00:00","company_name":"Avalon GloboCare Corp.","ticker":"ALBT","filing_date":"2026-06-04"}]}
