{"filing":{"accession_number":"0001193125-26-353239","cik":"0001820302","ticker":"BKKT-WT","company_name":"Bakkt, Inc.","form":"8-K","filing_date":"2026-08-17","report_date":"2026-08-11","primary_document":"d145238d8k.htm","primary_document_url":"https://www.sec.gov/Archives/edgar/data/1820302/000119312526353239/d145238d8k.htm"},"events":[{"id":28106,"run_id":25689,"accession_number":"0001193125-26-353239","anchor_item_number":"5.02","event_type":"exec_appointment","event_domain":"governance","is_material":true,"confidence":0.9,"summary":"Matt White was appointed as Chief Financial Officer of Bakkt, Inc., effective August 17, 2026, succeeding Karen Alexander. The appointment includes material compensation terms: base salary of $300,000, 90,000 restricted stock units, 60,000 stock options at a $10.00 exercise price, and severance provisions.","company_name":"Bakkt, Inc.","ticker":"BKKT-WT","filing_date":"2026-08-17","form":"8-K","submitted_at":null,"items":[{"id":29913,"accession_number":"0001193125-26-353239","item_number":"5.02","item_title":"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.","event_type":"exec_appointment","event_domain":"governance","is_material":true,"confidence":0.85,"reasoning":"The filing discloses both the departure of CFO Karen Alexander (effective August 14, 2026) and the appointment of Matt White as Chief Financial Officer (effective August 17, 2026). While both events occur, the principal disclosed action centers on the appointment of a new CFO with detailed compensation terms (base salary $300,000, 90,000 RSUs, 60,000 options at $10.00 exercise price, and severance provisions). The appointment is the forward-looking material event; the departure is contextual. This is material as CFO changes affect investor assessment of financial leadership and strategy execution.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-08-17T12:02:19.795156+00:00","company_name":"","ticker":null,"filing_date":""},{"id":29914,"accession_number":"0001193125-26-353239","item_number":"7.01","item_title":"Regulation FD Disclosure.","event_type":"exec_appointment","event_domain":"governance","is_material":true,"confidence":0.95,"reasoning":"The filing announces the appointment of Matt White as Chief Financial Officer effective August 17, 2026, succeeding Karen Alexander. While the press release also mentions Alexander's transition from the CFO role, the principal disclosed action centers on White's appointment to a named executive officer position. The appointment includes material compensation details (90,000 RSUs and 60,000 options with a $10.00 exercise price), and the CEO's statement emphasizes White's critical role in the company's next phase of growth, making this a material executive appointment.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-08-17T12:02:19.795156+00:00","company_name":"","ticker":null,"filing_date":""}]}],"classifications":[{"id":29913,"accession_number":"0001193125-26-353239","item_number":"5.02","item_title":"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.","event_type":"exec_appointment","event_domain":"governance","is_material":true,"confidence":0.85,"reasoning":"The filing discloses both the departure of CFO Karen Alexander (effective August 14, 2026) and the appointment of Matt White as Chief Financial Officer (effective August 17, 2026). While both events occur, the principal disclosed action centers on the appointment of a new CFO with detailed compensation terms (base salary $300,000, 90,000 RSUs, 60,000 options at $10.00 exercise price, and severance provisions). The appointment is the forward-looking material event; the departure is contextual. This is material as CFO changes affect investor assessment of financial leadership and strategy execution.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-08-17T12:02:19.795156+00:00","company_name":"Bakkt, Inc.","ticker":"BKKT-WT","filing_date":"2026-08-17"},{"id":29914,"accession_number":"0001193125-26-353239","item_number":"7.01","item_title":"Regulation FD Disclosure.","event_type":"exec_appointment","event_domain":"governance","is_material":true,"confidence":0.95,"reasoning":"The filing announces the appointment of Matt White as Chief Financial Officer effective August 17, 2026, succeeding Karen Alexander. While the press release also mentions Alexander's transition from the CFO role, the principal disclosed action centers on White's appointment to a named executive officer position. The appointment includes material compensation details (90,000 RSUs and 60,000 options with a $10.00 exercise price), and the CEO's statement emphasizes White's critical role in the company's next phase of growth, making this a material executive appointment.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-08-17T12:02:19.795156+00:00","company_name":"Bakkt, Inc.","ticker":"BKKT-WT","filing_date":"2026-08-17"}]}
