{"filing":{"accession_number":"0001193125-26-248266","cik":"0001513363","ticker":"FDUS","company_name":"FIDUS INVESTMENT Corp","form":"8-K","filing_date":"2026-05-29","report_date":null,"primary_document":"d119283d8k.htm","primary_document_url":"https://www.sec.gov/Archives/edgar/data/1513363/000119312526248266/d119283d8k.htm"},"events":[{"id":8117,"run_id":7125,"accession_number":"0001193125-26-248266","anchor_item_number":"1.01","event_type":"ma_activity","event_domain":"operational","is_material":true,"confidence":0.75,"summary":"Fidus Investment Corp entered into a Note Purchase Agreement on May 29, 2026, to sell $120.0 million in aggregate principal amount of unsecured notes in a private placement, with net proceeds of approximately $117.6 million to be used to refinance existing 2026 Notes. The Company also entered into a Registration Rights Agreement in connection with the issuance and sale of $6.625% Senior Unsecured Notes due June 1, 2029, representing a material debt financing and refinancing transaction affecting the Company's capital structure.","company_name":"FIDUS INVESTMENT Corp","ticker":"FDUS","filing_date":"2026-05-29","form":"8-K","submitted_at":null,"items":[{"id":2711,"accession_number":"0001193125-26-248266","item_number":"1.01","item_title":null,"event_type":"ma_activity","event_domain":"operational","is_material":true,"confidence":0.75,"reasoning":"The Company entered into a Registration Rights Agreement in connection with the issuance and sale of $6.625% Senior Unsecured Notes due June 1, 2029. This represents a material debt financing transaction that affects the Company's capital structure and financial obligations. While the primary focus is the registration rights agreement rather than the debt issuance itself, the disclosure centers on a material definitive agreement governing a significant debt offering.","classifier_version":"claude-haiku-4-5-20251001+prompt-9e0ffca5","taxonomy_version":"v1","classified_at":"2026-05-30T02:13:25.782495+00:00","company_name":"","ticker":null,"filing_date":""},{"id":2712,"accession_number":"0001193125-26-248266","item_number":"2.03","item_title":null,"event_type":"other_material","event_domain":"catchall","is_material":true,"confidence":0.45,"reasoning":"Item 2.03 discloses creation of a direct financial obligation, but the actual substance is incorporated by reference from Items 1.01 and 8.01. Without access to those sections, the specific event type cannot be determined with confidence. The disclosure could relate to debt issuance, lease arrangements, guarantees, or other obligations. Given the materiality of Item 2.03 disclosures and the cross-reference structure, this is classified as material but with low confidence pending review of the referenced items.","classifier_version":"claude-haiku-4-5-20251001+prompt-9e0ffca5","taxonomy_version":"v1","classified_at":"2026-05-30T02:13:25.782495+00:00","company_name":"","ticker":null,"filing_date":""},{"id":2713,"accession_number":"0001193125-26-248266","item_number":"8.01","item_title":null,"event_type":"dilutive_issuance","event_domain":"financial","is_material":true,"confidence":0.75,"reasoning":"The Company entered into a Note Purchase Agreement on May 29, 2026, to sell $120.0 million in aggregate principal amount of unsecured notes in a private placement relying on Section 4(a)(2) of the Securities Act. While this is technically a debt issuance rather than an equity issuance, the private placement of unregistered securities in reliance on a securities law exemption is a material capital-raising event that would affect a reasonable investor's assessment of the registrant's capital structure and financial position. The Company is using net proceeds of approximately $117.6 million to refinance existing 2026 Notes, indicating material debt restructuring activity.","classifier_version":"claude-haiku-4-5-20251001+prompt-9e0ffca5","taxonomy_version":"v1","classified_at":"2026-05-30T02:13:25.782495+00:00","company_name":"","ticker":null,"filing_date":""}]}],"classifications":[{"id":2711,"accession_number":"0001193125-26-248266","item_number":"1.01","item_title":null,"event_type":"ma_activity","event_domain":"operational","is_material":true,"confidence":0.75,"reasoning":"The Company entered into a Registration Rights Agreement in connection with the issuance and sale of $6.625% Senior Unsecured Notes due June 1, 2029. This represents a material debt financing transaction that affects the Company's capital structure and financial obligations. While the primary focus is the registration rights agreement rather than the debt issuance itself, the disclosure centers on a material definitive agreement governing a significant debt offering.","classifier_version":"claude-haiku-4-5-20251001+prompt-9e0ffca5","taxonomy_version":"v1","classified_at":"2026-05-30T02:13:25.782495+00:00","company_name":"FIDUS INVESTMENT Corp","ticker":"FDUS","filing_date":"2026-05-29"},{"id":2712,"accession_number":"0001193125-26-248266","item_number":"2.03","item_title":null,"event_type":"other_material","event_domain":"catchall","is_material":true,"confidence":0.45,"reasoning":"Item 2.03 discloses creation of a direct financial obligation, but the actual substance is incorporated by reference from Items 1.01 and 8.01. Without access to those sections, the specific event type cannot be determined with confidence. The disclosure could relate to debt issuance, lease arrangements, guarantees, or other obligations. Given the materiality of Item 2.03 disclosures and the cross-reference structure, this is classified as material but with low confidence pending review of the referenced items.","classifier_version":"claude-haiku-4-5-20251001+prompt-9e0ffca5","taxonomy_version":"v1","classified_at":"2026-05-30T02:13:25.782495+00:00","company_name":"FIDUS INVESTMENT Corp","ticker":"FDUS","filing_date":"2026-05-29"},{"id":2713,"accession_number":"0001193125-26-248266","item_number":"8.01","item_title":null,"event_type":"dilutive_issuance","event_domain":"financial","is_material":true,"confidence":0.75,"reasoning":"The Company entered into a Note Purchase Agreement on May 29, 2026, to sell $120.0 million in aggregate principal amount of unsecured notes in a private placement relying on Section 4(a)(2) of the Securities Act. While this is technically a debt issuance rather than an equity issuance, the private placement of unregistered securities in reliance on a securities law exemption is a material capital-raising event that would affect a reasonable investor's assessment of the registrant's capital structure and financial position. The Company is using net proceeds of approximately $117.6 million to refinance existing 2026 Notes, indicating material debt restructuring activity.","classifier_version":"claude-haiku-4-5-20251001+prompt-9e0ffca5","taxonomy_version":"v1","classified_at":"2026-05-30T02:13:25.782495+00:00","company_name":"FIDUS INVESTMENT Corp","ticker":"FDUS","filing_date":"2026-05-29"}]}
