{"filing":{"accession_number":"0001104659-26-088788","cik":"0001547546","ticker":"LFT-PA","company_name":"Lument Finance Trust, Inc.","form":"8-K","filing_date":"2026-07-30","report_date":"2026-07-24","primary_document":"tm2621691d1_8k.htm","primary_document_url":"https://www.sec.gov/Archives/edgar/data/1547546/000110465926088788/tm2621691d1_8k.htm"},"events":[{"id":22285,"run_id":20148,"accession_number":"0001104659-26-088788","anchor_item_number":"3.01","event_type":"delisting_risk","event_domain":"terminal","is_material":true,"confidence":0.95,"summary":"Lument Finance Trust received notice from the NYSE on July 24, 2026, that it failed to comply with Section 802.01C of the NYSE Listed Company Manual because the average closing price of its common stock was below $1.00 over a consecutive 30 trading-day period. The company has a six-month cure period ending January 24, 2027, and is considering alternatives such as a reverse stock split to regain compliance.","company_name":"Lument Finance Trust, Inc.","ticker":"LFT-PA","filing_date":"2026-07-30","form":"8-K","submitted_at":null,"items":[{"id":22187,"accession_number":"0001104659-26-088788","item_number":"3.01","item_title":null,"event_type":"delisting_risk","event_domain":"terminal","is_material":true,"confidence":0.95,"reasoning":"Lument Finance Trust received notice from the NYSE on July 24, 2026, that it failed to comply with Section 802.01C of the NYSE Listed Company Manual because the average closing price of its common stock was less than $1.00 over a consecutive 30 trading-day period. While characterized as a \"notice of deficiency, not delisting,\" this is precisely the type of continued listing standard failure that Item 3.01 is designed to capture—a material warning that the company's listing is at risk if it does not regain compliance within the six-month cure period ending January 24, 2027. The company is considering alternatives such as a reverse stock split to address the deficiency.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-07-31T00:28:08.729767+00:00","company_name":"","ticker":null,"filing_date":""},{"id":22188,"accession_number":"0001104659-26-088788","item_number":"7.01","item_title":null,"event_type":"delisting_risk","event_domain":"terminal","is_material":true,"confidence":0.95,"reasoning":"The Company received a notice of deficiency from the NYSE for non-compliance with Section 802.01C of the NYSE Listed Company Manual due to average closing price below $1.00 over a consecutive 30 trading-day period. While characterized as \"not delisting\" currently, this is a formal notice of continued listing standard deficiency with a six-month cure period ending January 24, 2027. The Company is considering alternatives including a potential reverse stock split to regain compliance. This is a material delisting risk disclosure under Item 3.01 (referenced in Item 7.01) that would significantly affect investor assessment of the registrant's listing status.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-07-31T00:28:08.729767+00:00","company_name":"","ticker":null,"filing_date":""}]}],"classifications":[{"id":22187,"accession_number":"0001104659-26-088788","item_number":"3.01","item_title":null,"event_type":"delisting_risk","event_domain":"terminal","is_material":true,"confidence":0.95,"reasoning":"Lument Finance Trust received notice from the NYSE on July 24, 2026, that it failed to comply with Section 802.01C of the NYSE Listed Company Manual because the average closing price of its common stock was less than $1.00 over a consecutive 30 trading-day period. While characterized as a \"notice of deficiency, not delisting,\" this is precisely the type of continued listing standard failure that Item 3.01 is designed to capture—a material warning that the company's listing is at risk if it does not regain compliance within the six-month cure period ending January 24, 2027. The company is considering alternatives such as a reverse stock split to address the deficiency.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-07-31T00:28:08.729767+00:00","company_name":"Lument Finance Trust, Inc.","ticker":"LFT-PA","filing_date":"2026-07-30"},{"id":22188,"accession_number":"0001104659-26-088788","item_number":"7.01","item_title":null,"event_type":"delisting_risk","event_domain":"terminal","is_material":true,"confidence":0.95,"reasoning":"The Company received a notice of deficiency from the NYSE for non-compliance with Section 802.01C of the NYSE Listed Company Manual due to average closing price below $1.00 over a consecutive 30 trading-day period. While characterized as \"not delisting\" currently, this is a formal notice of continued listing standard deficiency with a six-month cure period ending January 24, 2027. The Company is considering alternatives including a potential reverse stock split to regain compliance. This is a material delisting risk disclosure under Item 3.01 (referenced in Item 7.01) that would significantly affect investor assessment of the registrant's listing status.","classifier_version":"claude-haiku-4-5-20251001+prompt-a85dd512","taxonomy_version":"v1.3","classified_at":"2026-07-31T00:28:08.729767+00:00","company_name":"Lument Finance Trust, Inc.","ticker":"LFT-PA","filing_date":"2026-07-30"}]}
