{"filing":{"accession_number":"0001079973-26-000851","cik":"0001396536","ticker":"DUOT","company_name":"DUOS TECHNOLOGIES GROUP, INC.","form":"8-K","filing_date":"2026-06-17","report_date":null,"primary_document":"duot_8k.htm","primary_document_url":"https://www.sec.gov/Archives/edgar/data/1396536/000107997326000851/duot_8k.htm"},"events":[{"id":11614,"run_id":10201,"accession_number":"0001079973-26-000851","anchor_item_number":"1.01","event_type":"dilutive_issuance","event_domain":"financial","is_material":true,"confidence":0.95,"summary":"DUOS Technologies entered into an underwritten registered direct offering of 2,000,000 shares of common stock and 3,800,000 pre-funded warrants (exercisable at $0.001) for approximately $55 million in gross proceeds. The combination of a substantial equity issuance and highly dilutive pre-funded warrants represents a material capital raise that will significantly dilute existing shareholders.","company_name":"DUOS TECHNOLOGIES GROUP, INC.","ticker":"DUOT","filing_date":"2026-06-17","submitted_at":null,"items":[{"id":8255,"accession_number":"0001079973-26-000851","item_number":"1.01","item_title":"Entry Into a Material Definitive Agreement","event_type":"dilutive_issuance","event_domain":"financial","is_material":true,"confidence":0.95,"reasoning":"This disclosure describes an underwritten registered direct offering of 2,000,000 shares of common stock and 3,800,000 pre-funded warrants for approximately $55 million in gross proceeds. While technically registered under an effective S-3 shelf registration statement, the combination of a large equity issuance (2 million shares) plus dilutive pre-funded warrants (exercisable at $0.001) represents a material capital raise that will dilute existing shareholders. The pre-funded warrants are particularly dilutive given their minimal exercise price and immediate exercisability, making this a material equity financing event that would affect investor assessment of ownership dilution and capital structure.","classifier_version":"claude-haiku-4-5-20251001+prompt-9e0ffca5","taxonomy_version":"v1","classified_at":"2026-06-17T20:46:10.964650+00:00","company_name":"","ticker":null,"filing_date":""},{"id":8256,"accession_number":"0001079973-26-000851","item_number":"8.01","item_title":"Other Events.","event_type":"dilutive_issuance","event_domain":"financial","is_material":true,"confidence":0.75,"reasoning":"The filing discloses a press release issued on June 17, 2026 \"related to the Offering.\" While the Item 8.01 section does not provide explicit details about the offering's terms, the reference to \"the Offering\" in the context of a press release announcement strongly suggests a capital raise or equity issuance. The use of \"the Offering\" (with definite article) indicates a specific, previously disclosed offering, likely involving dilutive equity securities. This is material to investors as it affects share count and ownership dilution.","classifier_version":"claude-haiku-4-5-20251001+prompt-9e0ffca5","taxonomy_version":"v1","classified_at":"2026-06-17T20:46:10.964650+00:00","company_name":"","ticker":null,"filing_date":""}]}],"classifications":[{"id":8255,"accession_number":"0001079973-26-000851","item_number":"1.01","item_title":"Entry Into a Material Definitive Agreement","event_type":"dilutive_issuance","event_domain":"financial","is_material":true,"confidence":0.95,"reasoning":"This disclosure describes an underwritten registered direct offering of 2,000,000 shares of common stock and 3,800,000 pre-funded warrants for approximately $55 million in gross proceeds. While technically registered under an effective S-3 shelf registration statement, the combination of a large equity issuance (2 million shares) plus dilutive pre-funded warrants (exercisable at $0.001) represents a material capital raise that will dilute existing shareholders. The pre-funded warrants are particularly dilutive given their minimal exercise price and immediate exercisability, making this a material equity financing event that would affect investor assessment of ownership dilution and capital structure.","classifier_version":"claude-haiku-4-5-20251001+prompt-9e0ffca5","taxonomy_version":"v1","classified_at":"2026-06-17T20:46:10.964650+00:00","company_name":"DUOS TECHNOLOGIES GROUP, INC.","ticker":"DUOT","filing_date":"2026-06-17"},{"id":8256,"accession_number":"0001079973-26-000851","item_number":"8.01","item_title":"Other Events.","event_type":"dilutive_issuance","event_domain":"financial","is_material":true,"confidence":0.75,"reasoning":"The filing discloses a press release issued on June 17, 2026 \"related to the Offering.\" While the Item 8.01 section does not provide explicit details about the offering's terms, the reference to \"the Offering\" in the context of a press release announcement strongly suggests a capital raise or equity issuance. The use of \"the Offering\" (with definite article) indicates a specific, previously disclosed offering, likely involving dilutive equity securities. This is material to investors as it affects share count and ownership dilution.","classifier_version":"claude-haiku-4-5-20251001+prompt-9e0ffca5","taxonomy_version":"v1","classified_at":"2026-06-17T20:46:10.964650+00:00","company_name":"DUOS TECHNOLOGIES GROUP, INC.","ticker":"DUOT","filing_date":"2026-06-17"}]}
