SEC 8-K and 6-K filings classified by Claude with reasoning, plus Form 4 insider transactions. Ingested from EDGAR’s filing stream in near-real time, reconciled overnight.
Open-market buys and sells only — the deliberate trades. Zero here doesn’t mean no filings: grants, option exercises and tax withholding (below) are compensation, not market trades.
| Insider | Role | Date | Transaction | Shares | Value |
|---|---|---|---|---|---|
| Colonna Bernardino | President | 2026-08-31 | Open-market buy | 750 | $8K |
| Gordon Scott | Co-Chief Investment Officer, Director | 2026-08-31 | Open-market buy | 134 | $1K |
| Colonna Bernardino | President | 2026-08-28 | Open-market buy | 250 | $3K |
| Colonna Bernardino | President | 2026-08-27 | Open-market buy | 600 | $6K |
| Gordon Scott | Co-Chief Investment Officer, Director | 2026-08-27 | Open-market buy | 5000 | $51K |
| Colonna Bernardino | President | 2026-08-26 | Open-market buy | 600 | $6K |
| Gordon Scott | Co-Chief Investment Officer, Director | 2026-08-26 | Open-market buy | 2483 | $25K |
| Colonna Bernardino | President | 2026-08-25 | Open-market buy | 400 | $4K |
| Gordon Scott | Co-Chief Investment Officer, Director | 2026-08-25 | Open-market buy | 250 | $3K |
| Gordon Scott | Co-Chief Investment Officer, Director | 2026-08-24 | Open-market buy | 1520 | $15K |
| Gordon Scott | Co-Chief Investment Officer, Director | 2026-08-21 | Open-market buy | 195 | $2K |
| Gordon Scott | Co-Chief Investment Officer, Director | 2026-08-20 | Open-market buy | 7500 | $73K |
| Gordon Scott | Co-Chief Investment Officer, Director | 2026-08-19 | Open-market buy | 8200 | $78K |
| Gordon Scott | Co-Chief Investment Officer, Director | 2026-08-18 | Open-market buy | 17584 | $168K |
| Fazio Gianni James Lezziere | Chief Accounting Officer | 2026-08-17 | Open-market buy | 200 | $2K |
| Gordon Scott | Co-Chief Investment Officer, Director | 2026-08-17 | Open-market buy | 18300 | $175K |
| Mahajan Umesh | Secretary; Co-CIO | 2026-08-17 | Open-market buy | 4000 | $38K |
| Mazarakis John | 10% Owner | 2026-08-17 | Open-market buy | 60000 | $566K |
| Sack Peter | Chief Executive Officer, Director | 2025-09-19 | Open-market buy | 450 | $5K |
| Sack Peter | Chief Executive Officer, Director | 2025-07-17 | Open-market buy | 1000 | $10K |
Chicago Atlantic BDC issued a press release on August 13, 2026 announcing its financial results for the second quarter ended June 30, 2026, including net investment income of $7.7 million ($0.34 per share), operating highlights, balance sheet data, and portfolio activity. The earnings presentation was disseminated in connection with a conference call on the same date.
View raw filing on EDGAR →The filing discloses results of Chicago Atlantic BDC's 2026 annual meeting of stockholders held on June 24, 2026, under Item 5.07. Two matters were voted upon: (1) re-election of two Class 2 directors (Americo Da Corte and Tracey Brophy Warson), and (2) ratification of BDO USA, P.C. as independent auditor. Vote tallies are provided for each proposal, making this a clear shareholder vote results disclosure material to investors assessing board composition and auditor selection.
View raw filing on EDGAR →Chicago Atlantic Real Estate Finance, Inc. (REFI) and Chicago Atlantic BDC, Inc. (LIEN) entered into a definitive merger agreement whereby REFI will merge into LIEN in an all-stock strategic combination. REFI stockholders will receive LIEN shares based on an NAV-for-NAV exchange ratio, resulting in REFI stockholders owning approximately 50.5% of the combined company post-closing. The transaction requires stockholder approval from both companies and is expected to close in Q4 2026.
View raw filing on EDGAR →