SEC 8-K and 6-K filings classified by Claude with reasoning, plus Form 4 insider transactions. Ingested from EDGAR’s filing stream in near-real time, reconciled overnight.
Open-market buys and sells only — the deliberate trades. Zero here doesn’t mean no filings: grants, option exercises and tax withholding (below) are compensation, not market trades.
| Insider | Role | Date | Transaction | Shares | Value |
|---|---|---|---|---|---|
| Gosk Kimberly Shannon | EVP & CPO | 2026-09-02 | Option exercise | 933 | — |
| Gosk Kimberly Shannon | EVP & CPO | 2026-09-02 | Tax withholding | 274 | $19K |
| Mendez Echevarria Maria Cristina | EVP & CFO | 2026-08-23 | Option exercise | 2137 | — |
| Mendez Echevarria Maria Cristina | EVP & CFO | 2026-08-23 | Tax withholding | 838 | $60K |
| Armas Joseph Jay | President, Otis Americas | 2026-06-02 | Option exercise | 1680 | — |
| Armas Joseph Jay | President, Otis Americas | 2026-06-02 | Tax withholding | 421 | $30K |
| Lefebure Thibault Pierre Marie | President, Otis EMEA | 2026-05-07 | Open-market sell | 1628 | $125K |
| Loh Sally | President, Otis Greater China | 2026-03-01 | Option exercise | 1256 | — |
| Loh Sally | President, Otis Greater China | 2026-03-01 | Tax withholding | 264 | $24K |
| de Montlivault Stephane | President, Otis Asia Pacific | 2026-02-12 | Open-market sell | 47944 | $4.4M |
| LaFreniere Nora E. | EVP, General Counsel | 2026-02-10 | Option exercise | 5107 | $300K |
| LaFreniere Nora E. | EVP, General Counsel | 2026-02-10 | D | 3314 | $300K |
| LaFreniere Nora E. | EVP, General Counsel | 2026-02-10 | Open-market sell | 1793 | $162K |
| LaFreniere Nora E. | EVP, General Counsel | 2026-02-10 | Open-market sell | 25625 | $2.3M |
| Ryan Michael Patrick | SVP, CAO & Controller | 2026-02-10 | Open-market sell | 1182 | $106K |
| Armas Joseph Jay | President, Otis Americas | 2026-02-07 | Option exercise | 232 | — |
| Armas Joseph Jay | President, Otis Americas | 2026-02-07 | Tax withholding | 58 | $5K |
| Gosk Kimberly Shannon | EVP & CPO | 2026-02-07 | Option exercise | 322 | — |
| Gosk Kimberly Shannon | EVP & CPO | 2026-02-07 | Tax withholding | 96 | $9K |
| Green Neil | EVP & Chief Digital Officer | 2026-02-07 | Option exercise | 608 | — |
Fiscal period ending 2025-12-31 versus 2024-12-31 — view filing on EDGAR →
Risk profile has deteriorated across macro and technology dimensions, with no offsetting easing. AI-specific risks — spanning safety, data governance, IP, regulatory compliance, and cybersecurity — are newly and materially disclosed, representing a meaningful escalation beyond the company's prior technology risk posture. Simultaneously, tariff headwinds are tightening capital and cash flow flexibility while China exposure is shrinking and a China restructuring adds execution risk.
2 company-specific · 2 common-mode
Expanded disclosure of tariff impacts on capital costs, refinancing, and cash flows; added operational constraints limiting cost recovery; China sales revised downward from one-fourth to one-fifth of global New Equipment sales.
Our international operations subject us to risks associated with government policies on international trade and investments and risks in general and particularly in China. Our international sales and…
China business restructuring newly disclosed; expanded scope of transformation activities and outsourcing risks escalates operational complexity and execution risk.
We may not realize expected benefits from our cost reduction, restructuring and transformation efforts, including UpLift, and our profitability may be negatively impacted or our business otherwise…
New disclosure of AI-specific risks: safety, data governance, regulatory compliance, IP vulnerabilities, and unintended consequences. Material escalation of technology risk.
We design, manufacture, install and service products that incorporate advanced technologies; the introduction of new products and technologies, including artificial intelligence, involves risks, and…
Added explicit AI-related cybersecurity and data privacy risks: regulatory scrutiny, legal liability, and misuse of sensitive data in AI models. Escalates risk profile beyond traditional cybersecurity.
Information security, data privacy and identity protection may require significant resources and present certain risks to our business, reputation and financial condition. We collect, store, have…
Otis issued a press release on July 22, 2026 announcing its second quarter 2026 financial results, including net sales of $3.9 billion (up 7%), GAAP EPS of $1.12 (up 13%), and adjusted EPS of $1.01 (down 4%), along with segment performance, cash flow, and full-year outlook revisions. This is a standard quarterly earnings disclosure furnished as Exhibit 99 under Item 2.02.
View raw filing on EDGAR →This is a clear disclosure of shareholder voting results from Otis Worldwide's 2026 Annual Meeting of Shareholders held on May 27, 2026, covering four matters: election of ten directors, advisory approval of named executive officer compensation, appointment of PricewaterhouseCoopers LLP as independent auditor, and a proposal on political contributions reporting. The filing presents detailed vote tallies (votes for, against, abstentions, and broker non-votes) for each matter, which is the quintessential content of Item 5.07 shareholder vote results disclosures.
View raw filing on EDGAR →