SEC 8-K and 6-K filings classified by Claude with reasoning, plus Form 4 insider transactions. Ingested from EDGAR’s filing stream in near-real time, reconciled overnight.
Open-market buys and sells only — the deliberate trades. Zero here doesn’t mean no filings: grants, option exercises and tax withholding (below) are compensation, not market trades.
| Insider | Role | Date | Transaction | Shares | Value |
|---|---|---|---|---|---|
| Weintraub Alexander J. | EVP, Chief Customer Officer | 2026-05-20 | I | 394 | $49K |
| CRAVER THEODORE F JR | Director | 2026-05-18 | Gift | 2402 | $0 |
| Renjel Louis E. | EVP&CEO DEF&MW&ChiefCorpAffOff | 2026-05-11 | Open-market sell | 3500 | $438K |
| Sideris Harry K. | President, CEO, Director | 2026-05-08 | Open-market sell | 20000 | $2.5M |
| CRAVER THEODORE F JR | Director | 2026-05-07 | Grant/award | 2402 | $300K |
| DORSA CAROLINE | Director | 2026-05-07 | Grant/award | 1602 | $200K |
| Davis Robert M | Director | 2026-05-07 | Grant/award | 1602 | $200K |
| FANANDAKIS NICHOLAS C | Director | 2026-05-07 | Grant/award | 1602 | $200K |
| Herron John T | Director | 2026-05-07 | Grant/award | 1602 | $200K |
| Batson Scott L. | EVP, Chief Pwr Grid Op Officer | 2026-04-01 | Tax withholding | 38 | $5K |
| Sideris Harry K. | President, CEO, Director | 2026-04-01 | Tax withholding | 2016 | $264K |
| Titone Bonnie B. | EVP, Chief Admin Officer | 2026-04-01 | Tax withholding | 285 | $37K |
| Weintraub Alexander J. | EVP, Chief Customer Officer | 2026-04-01 | Tax withholding | 139 | $18K |
| Ghartey-Tagoe Kodwo | EVP&CEO DECarolinas&NatGasBus | 2026-03-02 | Open-market sell 10b5-1 | 17066 | $2.2M |
| Ghartey-Tagoe Kodwo | EVP&CEO DECarolinas&NatGasBus | 2026-03-02 | Open-market sell 10b5-1 | 1180 | $156K |
| Repko Regis T. | SVP, System Planning&Construct | 2026-03-02 | Open-market sell 10b5-1 | 663 | $87K |
| Batson Scott L. | EVP, Chief Pwr Grid Op Officer | 2026-02-26 | Tax withholding | 500 | $65K |
| Batson Scott L. | EVP, Chief Pwr Grid Op Officer | 2026-02-26 | Tax withholding | 245 | $32K |
| Ghartey-Tagoe Kodwo | EVP&CEO DECarolinas&NatGasBus | 2026-02-26 | Tax withholding | 1066 | $138K |
| Ghartey-Tagoe Kodwo | EVP&CEO DECarolinas&NatGasBus | 2026-02-26 | Tax withholding | 53 | $7K |
Fiscal period ending 2025-12-31 versus 2024-12-31 — view filing on EDGAR →
Risk exposure broadened materially across six distinct themes, with no offsetting easings — the overall picture has worsened. The most consequential shifts are the elimination of federal residential solar tax credits (removing a structural demand driver), expanded construction-project risk spanning supply chain, tariffs, labor, and financing, and new M&A-related credit and integration risks layered onto an already capital-intensive plan. Regulatory, cybersecurity, competition, and labor risks each escalated incrementally but collectively reinforce a more stressed operating environment.
5 company-specific · 4 common-mode
New disclosure of material M&A and asset disposition risks, including potential credit rating pressure, funding gaps, and integration challenges that could affect capital plans and financial condition.
Failure to complete strategic transactions could adversely affect the Duke Energy Registrants’ financial condition, credit profile and ability to execute their business strategy. There can be no…
Federal legislation in 2025 eliminated long-term residential solar tax credits, expiring after 2025. This materially worsens demand risk by removing a key incentive supporting solar adoption and customer growth.
The Duke Energy Registrants’ results of operations, financial position and cash flows may be negatively affected by a lack of growth or slower growth in the number of customers, or decline in…
Expanded disclosure of construction risks: added simultaneous multi-project complexity, supply chain/tariff impacts, labor availability, financing cost escalation, tax credit loss, and rate disallowance risk. Materially broadens risk scope.
RISK FACTORS The Duke Energy Registrants have incurred, and may incur additional costs or delays in the construction of new plants or facilities and may not be able to recover their investments in…
New specific competitive threats added: direct generation by utilities/suppliers and customer self-generation, plus municipal utility formation. Escalates competition risk beyond prior deregulation language.
RISK FACTORS Increased competition and unrecovered costs could adversely affect the Duke Energy Registrants’ results of operations, financial position or cash flows and their utility businesses.…
Added explicit mention of "employee strike or work stoppage" as a newly disclosed labor risk. Also added "new plant construction" workforce needs, escalating operational complexity.
Failure to attract and retain an appropriately qualified workforce could unfavorably impact the Duke Energy Registrants’ results of operations. Certain events, such as an employee strike or work…
New disclosure of operational and financial risks from demand volatility, hyperscale data center loads, grid strain, and regulatory compliance costs affecting generation and transmission investments.
The Duke Energy Registrants are exposed to financial and operational risks associated with growth including volatility in sales, supply and demand forecasts, and customer usage changes which could…
New disclosure of supply chain, inflation, tariff, and export restriction risks affecting capital projects, costs, and system modernization execution—material operational and financial impact.
Risks Related to Supply Chain Disruptions, Inflation, Tariffs and Foreign Export Restrictions Duke Energy’s operations and capital projects are exposed to supply chain disruptions, inflation…
New disclosure of AI/generative AI and quantum computing threats. Adds emerging technology risks not previously disclosed, escalating cybersecurity threat profile.
Cyberattacks and data security breaches could adversely affect the Duke Energy Registrants' businesses. Cybersecurity risks have increased in recent years as a result of the proliferation of new…
Added explicit reference to potential legal challenges and repeal/modification actions; escalated language from "carbon-reduction targets" to "force carbon reductions"; added specific EPA Rule 111 reference; reorganized state legislation risk earlier in text, signaling heightened concern.
The Duke Energy Registrants are subject to numerous environmental laws and regulations requiring significant capital expenditures that can increase the cost of operations, and which may impact or…
Duke Energy consummated the issuance and sale of 40 million equity units (including 5 million from over-allotment exercise) on August 13, 2026, comprising stock purchase contracts and undivided beneficial ownership interests in 4.85% Remarketable Senior Notes due 2032 and 2036. The RSNs constitute direct financial obligations issued under supplemental indentures, representing the primary material financial obligation of this transaction.
View raw filing on EDGAR →Duke Energy's Item 2.02 disclosure announces second-quarter 2026 financial results with reported EPS of $1.38 and adjusted EPS of $1.43, compared to $1.25 in Q2 2025. The news release (Exhibit 99.1) provides comprehensive quarterly earnings data, segment performance, guidance reaffirmation, and management commentary. This is a standard quarterly earnings announcement furnished pursuant to Item 2.02.
View raw filing on EDGAR →