SEC 8-K and 6-K filings classified by Claude with reasoning, plus Form 4 insider transactions. Ingested from EDGAR’s filing stream in near-real time, reconciled overnight.
Open-market buys and sells only — the deliberate trades. Zero here doesn’t mean no filings: grants, option exercises and tax withholding (below) are compensation, not market trades.
| Insider | Role | Date | Transaction | Shares | Value |
|---|---|---|---|---|---|
| Cohade Pierre E | Director | 2026-08-19 | Open-market sell | 3300 | $488K |
| Schlitz Lei Zhang | VP & Pres, GP & Solutions | 2026-08-04 | Open-market sell | 20917 | $3.2M |
| Schlitz Lei Zhang | VP & Pres, GP & Solutions | 2026-08-04 | Open-market sell | 2500 | $384K |
| Schlitz Lei Zhang | VP & Pres, GP & Solutions | 2026-08-02 | Tax withholding | 18625 | $2.7M |
| Vandiepenbeeck Marc | EVP and CFO | 2026-08-02 | Tax withholding | 19760 | $2.9M |
| Scalia Christopher M | EVP and CHRO | 2026-07-14 | Tax withholding | 1831 | $266K |
| Scalia Christopher M | EVP and CHRO | 2026-07-14 | Tax withholding | 2070 | $301K |
| Grabowski Todd M | VP and President, Americas | 2026-06-09 | Open-market sell | 1800 | $263K |
| ESTEVES IRENE M | Director | 2026-06-08 | Grant/award | 937 | $0 |
| Grabowski Todd M | VP and President, Americas | 2026-05-14 | Open-market sell | 4274 | $622K |
| Schlitz Lei Zhang | VP & Pres, GP & Solutions | 2026-05-08 | Option exercise | 37753 | $2.5M |
| Schlitz Lei Zhang | VP & Pres, GP & Solutions | 2026-05-08 | Option exercise | 25018 | $1.3M |
| Schlitz Lei Zhang | VP & Pres, GP & Solutions | 2026-05-08 | Open-market sell | 48070 | $6.8M |
| Schlitz Lei Zhang | VP & Pres, GP & Solutions | 2026-05-08 | Open-market sell | 14701 | $2.1M |
| Schlitz Lei Zhang | VP & Pres, GP & Solutions | 2026-05-08 | Open-market sell | 25138 | $3.5M |
| Schlitz Lei Zhang | VP & Pres, GP & Solutions | 2026-05-08 | Open-market sell | 900 | $127K |
| HEUER BRANDT JULIE M | VP, President Global Field Ops | 2026-04-10 | Tax withholding | 2372 | $338K |
| HEUER BRANDT JULIE M | VP, President Global Field Ops | 2026-04-10 | Tax withholding | 3977 | $567K |
| Grabowski Todd M | VP and President, Americas | 2026-03-12 | Tax withholding | 2547 | $334K |
| Weidemanis Joakim | Chief Executive Officer | 2026-03-12 | Tax withholding | 3625 | $475K |
Fiscal period ending 2025-09-30 versus 2024-09-30 — view filing on EDGAR →
Risk exposure broadened across cybersecurity, trade, and operations with no offsetting easing. The 2023 data breach has escalated into a defined regulatory and notification liability, new tariff disclosures across five major trading partners threaten revenue and margins, and a newly surfaced on-time delivery risk introduces direct customer-loss and capacity consequences. AI-related IP risk adds an emerging technology dimension that compounds the cybersecurity picture.
4 company-specific · 1 common-mode
Prior year disclosed September 2023 incident vaguely; this year specifies data types impacted (employee, job applicant, personal info) and adds notification obligations, escalating disclosure and regulatory exposure.
Data privacy, identity protection and information security compliance may require significant resources and presents certain risks. We collect, store, have access to and otherwise process certain…
Added specific tariff disclosure: U.S. announced tariffs on Canada, China, EU, Japan, Mexico; reciprocal tariffs expected; explicit revenue/margin impact warning and supply chain disruption risk.
Changes in U.S. or foreign trade policies and other factors beyond our control may adversely impact our business and operating results. Geopolitical tensions and trade disputes can disrupt supply…
Added material on-time delivery risk with new consequences: lost sales, lost customers, restricted manufacturing capacity, and growth constraints.
Failure to achieve and maintain a high level of product and service quality and on-time delivery could damage our reputation with customers and negatively impact our results. Product and service…
China weakness now extends into fiscal 2025, escalating from prior-year issue. Removal of U.S. dollar strength discussion suggests ongoing currency headwinds persist unabated.
Risks associated with our non-U.S. operations could adversely affect our business, financial condition and results of operations. We have significant operations in a number of countries outside the…
New disclosure that AI use in product development could impact IP protections—a substantive emerging risk in the AI era.
Infringement or expiration of our intellectual property rights, or allegations that we have infringed upon the intellectual property rights of third parties, could negatively affect us. We rely on a…
Johnson Controls issued a press release on July 29, 2026 disclosing Q3 fiscal 2026 financial results, including GAAP EPS of $1.23, adjusted EPS of $1.42, sales of $6.6 billion with 10% organic growth, and raised full-year guidance (organic sales growth from ~6% to ~8%, adjusted EPS from ~$4.85 to ~$5.05). The filing explicitly states this is Item 2.02 (Results of Operations and Financial Condition) with the press release furnished as Exhibit 99.1, which is the standard format for earnings releases.
View raw filing on EDGAR →Johnson Controls International plc appointed Irene Esteves as a new director to the Board on June 3, 2026, with assignment to the Audit Committee. The appointment includes compensatory arrangements consisting of an RSU award of $135,000 and a prorated retainer.
View raw filing on EDGAR →