Filings Radar

SEC 8-K and 6-K filings classified by Claude with reasoning, plus Form 4 insider transactions. Ingested from EDGAR’s filing stream in near-real time, reconciled overnight.

Total Return Securities Fund (SWZ)

CIK 0000813623 0 material events

Insider activity (SEC Form 4)

Open-market buys and sells only — the deliberate trades. Zero here doesn’t mean no filings: grants, option exercises and tax withholding (below) are compensation, not market trades.

Open-market · last 30 days: 3 buyers bought $156K 0 sellers sold $0
Open-market · last 90 days: 4 buyers bought $198K 0 sellers sold $0
InsiderRoleDateTransactionSharesValue
GOLDSTEIN PHILLIP Secretary, Director 2026-10-08 Open-market buy 5000 $29K
GOLDSTEIN PHILLIP Secretary, Director 2026-10-01 L 15 $86
Dakos Andrew President and CEO, Director 2026-09-28 Open-market buy 1000 $6K
Dakos Andrew President and CEO, Director 2026-09-28 Open-market buy 9000 $52K
SELL MORITZ A Director 2026-09-28 Open-market buy 2000 $12K
Dakos Andrew President and CEO, Director 2026-09-25 Open-market buy 7649 $44K
Dakos Andrew President and CEO, Director 2026-09-25 Open-market buy 2351 $14K
SELL MORITZ A Director 2026-08-31 Open-market buy 3000 $18K
Das Rajeev P Secretary 2026-08-24 Open-market buy 1366 $8K
Das Rajeev P Secretary 2026-08-21 Open-market buy 1700 $10K
SELL MORITZ A Director 2026-08-10 Open-market buy 1000 $6K
SELL MORITZ A Director 2026-07-23 Open-market buy 2000 $12K
SELL MORITZ A Director 2026-07-22 Open-market buy 517 $3K
SELL MORITZ A Director 2026-07-21 Open-market buy 483 $3K
SELL MORITZ A Director 2026-07-20 Open-market buy 1000 $6K
GOLDSTEIN PHILLIP Secretary, Director 2026-07-06 Open-market buy 5980 $36K
Dakos Andrew President and CEO, Director 2026-07-02 Open-market buy 233 $1K
Dakos Andrew President and CEO, Director 2026-07-02 Open-market buy 4767 $28K
SELL MORITZ A Director 2026-06-29 Open-market buy 2000 $12K
SELL MORITZ A Director 2026-06-26 Open-market buy 2091 $12K
Most recent 20 reported transactions. Open-market buys (P) and sells (S) are the deliberate ones; grants and option exercises are compensation. Not investment advice.

We track this company, but none of its filings have been classified as material yet. New filings land after EDGAR’s nightly publish (~10 PM ET).