Filings Radar

SEC 8-K and 6-K filings classified by Claude with reasoning, plus Form 4 insider transactions. Ingested from EDGAR’s filing stream in near-real time, reconciled overnight.

U S GLOBAL INVESTORS INC (GROW)

CIK 0000754811 3 material events

Insider activity (SEC Form 4)

Open-market buys and sells only — the deliberate trades. Zero here doesn’t mean no filings: grants, option exercises and tax withholding (below) are compensation, not market trades.

Open-market · last 30 days: 2 buyers bought $15K 0 sellers sold $0
Open-market · last 90 days: 2 buyers bought $15K 0 sellers sold $0
InsiderRoleDateTransactionSharesValue
Gator Capital Management, LLC 10% Owner 2026-10-20 Open-market buy 2886 $7K
Pilecki Derek Steven 10% Owner 2026-10-20 Open-market buy 2886 $7K
Callicotte Lisa CFO 2026-09-30 J 328 $945
HOLMES FRANK E CEO/CIO, Director, 10% Owner 2026-09-30 J 829 $2K
Callicotte Lisa CFO 2026-08-31 J 289 $945
HOLMES FRANK E CEO/CIO, Director, 10% Owner 2026-08-31 J 729 $2K
Callicotte Lisa CFO 2026-07-31 J 331 $947
HOLMES FRANK E CEO/CIO, Director, 10% Owner 2026-07-31 J 835 $2K
Callicotte Lisa CFO 2026-06-30 J 303 $945
HOLMES FRANK E CEO/CIO, Director, 10% Owner 2026-06-30 J 764 $2K
Gator Capital Management, LLC 10% Owner 2026-06-03 Open-market buy 330 $858
Pilecki Derek Steven Insider 2026-06-03 Open-market buy 330 $858
Gator Capital Management, LLC 10% Owner 2026-06-02 Open-market buy 20496 $53K
Pilecki Derek Steven Insider 2026-06-02 Open-market buy 20496 $53K
Callicotte Lisa CFO 2026-05-29 J 359 $948
HOLMES FRANK E CEO/CIO, Director, 10% Owner 2026-05-29 J 904 $2K
Gator Capital Management, LLC 10% Owner 2026-05-28 Open-market buy 1376 $4K
Pilecki Derek Steven Insider 2026-05-28 Open-market buy 1376 $4K
Gator Capital Management, LLC 10% Owner 2026-05-21 Open-market buy 23910 $61K
Pilecki Derek Steven Insider 2026-05-21 Open-market buy 23910 $61K
Most recent 20 reported transactions. Open-market buys (P) and sells (S) are the deliberate ones; grants and option exercises are compensation. Not investment advice.

Earnings release

8-K filed 2026-09-03 confidence 98% Item 2.02

U.S. Global Investors issued a press release on September 3, 2026, reporting fiscal year 2026 earnings results, including net income of $3.1 million ($0.24 per share) versus a prior-year net loss of $334,000, operating revenue of $10.3 million (21% increase), and AUM growth to $1.7 billion (26% increase). The disclosure is a standard earnings announcement for a full fiscal year, furnished as Exhibit 99.1 under Item 2.02, and would materially affect a reasonable investor's assessment of the company's financial performance and trajectory.

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Earnings release

8-K filed 2026-06-08 confidence 85% Item 2.02

The Company issued a press release reporting "corrected financial results" for the three and nine months ended March 31, 2026, in connection with filing an Amended Form 10-Q/A. This is a disclosure of quarterly financial results, which falls squarely within the earnings_release category. The fact that the results are "corrected" (implying a prior error) makes this material to investors assessing the registrant's financial performance.

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Restatement

8-K filed 2026-06-02 confidence 98% Item 4.02

The Audit Committee concluded on May 29, 2026 that the Company's previously issued consolidated financial statements for the three and nine months ended March 31, 2026 should no longer be relied upon due to a formula omission error in the weighted-average shares calculation that overstated basic and diluted EPS by $0.02 and $0.01 respectively. The Company intends to file a Form 10-Q/A to restate the affected financial statements, and management identified a material weakness in internal control over financial reporting related to the error. This is a classic financial restatement disclosure under Item 4.02.

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